For continuing activities under the heading "Rental Assistance Demonstration" in the Department of Housing and Urban Development Appropriations Act, 2012 (Public Law 112–55), as amended, $100,000,000, to remain available through September 30, 2025, for targeted supplemental subsidy to properties seeking to convert from assistance under section 9 of the United States Housing Act of 1937 (42 U.S.C. 1437g) where the section 9 assistance is insufficient to support conversion of the property under the demonstration, in accordance with procedures established by the Secretary.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0406–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | RAD Incremental Conversion Cost | 100 | ||
|
|
|
||
0100 | Direct program activities, subtotal | 100 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 100 | ||
|
||||
Budgetary resources: | ||||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 100 | ||
1930 | Total budgetary resources available | 100 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 100 | ||
3020 | Outlays (gross) | –100 | ||
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 100 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 100 | ||
4180 | Budget authority, net (total) | 100 | ||
4190 | Outlays, net (total) | 100 | ||
|
The Budget provides $100 million for the Rental Assistance Demonstration program and expands its authority to convert additional properties to long-term, project-based Section 8 contracts that can leverage private financing for capital improvements. Under existing authorities, Public Housing Authorities (PHAs) and other owners of rental properties assisted under the Public Housing, Moderate Rehabilitation, Moderate Rehabilitation Single-Room Occupancy, Rent Supplement, Rental Assistance Payment, and Section 202 Housing for the Elderly Project Rental Assistance Contracts programs are offered the option to convert their properties to long-term Section 8 contracts. The Budget expands authority to convert to Section 811 Project Rental Assistance Contracts, Senior Preservation Rental Assistance Contracts, and, in limited circumstances, Tenant Protection Vouchers.
Distinct from no-cost conversions, the requested $100 million would be awarded to PHAs to cover the incremental subsidy necessary for Public Housing properties that could not otherwise convert in the absence of such funds.
The Budget also eliminates the 455,000 unit cap on no-cost Public Housing conversions.
For activities and assistance for the provision of tenant-based rental assistance authorized under the United States Housing Act of 1937, as amended (42 U.S.C. 1437 et seq.) ("the Act" herein), not otherwise provided for, $14,833,000,000, to remain available until September 30, 2023, shall be available on October 1, 2020 (in addition to the $4,000,000,000 previously appropriated under this heading that shall be available on October 1, 2020), and $4,000,000,000, to remain available until September 30, 2024, shall be available on October 1, 2021: Provided, That the amounts made available under this heading are provided as follows:
(1) $16,958,000,000 shall be available for renewals of expiring section 8 tenant-based annual contributions contracts (including renewals of enhanced vouchers under any provision of law authorizing such assistance under section 8(t) of the Act) and including renewal of other special purpose incremental vouchers, in addition to amounts made available for this purpose under the heading "Moving to Work": Provided, That notwithstanding any other provision of law, from amounts provided under this paragraph and any carryover and amounts made available for this purpose under the heading "Moving to Work", the Secretary for the calendar year 2021 funding cycle shall provide renewal funding for each public housing agency based on validated voucher management system (VMS) leasing and cost data for the prior calendar year and by applying an inflation factor as established by the Secretary, by notice published in the Federal Register, and by making any necessary adjustments for the costs associated with the first-time renewal of vouchers including tenant protection and Choice Neighborhoods vouchers: Provided further, That costs associated with any foregone increases in tenant rent payments due to the implementation of rent incentives as authorized pursuant to waivers or alternative requirements of the Jobs-Plus initiative as described under the heading "Self-Sufficiency Programs" shall be renewed: Provided further, That the Secretary shall, to the extent necessary to stay within the amount specified under this paragraph (except as otherwise modified under this paragraph) and under paragraph (1) under the heading "Moving to Work", prorate each public housing agency's allocation otherwise established pursuant to this paragraph: Provided further, That except as provided in the following provisos, the entire amount specified under this paragraph (except as otherwise modified under this paragraph) shall be obligated to the public housing agencies based on the allocation and pro rata method described above, and the Secretary shall notify public housing agencies of their annual budget by the latter of 60 days after enactment of this Act or March 1, 2021: Provided further, That the Secretary may extend the notification period with the prior written notification to the House and Senate Committees on Appropriations: Provided further, That public housing agencies participating in the Moving to Work (MTW) demonstration shall be funded in accordance with the requirements of the MTW demonstration program and their MTW agreements, if any, and shall be subject to the same pro rata adjustments under the previous provisos: Provided further, That the Secretary may offset public housing agencies' calendar year 2021 allocations based on the excess amounts of public housing agencies' net restricted assets accounts, including HUD-held programmatic reserves (in accordance with VMS data in calendar year 2020 that is verifiable and complete), as determined by the Secretary: Provided further, That public housing agencies participating in the MTW demonstration shall also be subject to the offset, as determined by the Secretary, from the agencies' calendar year 2021 MTW funding allocation: Provided further, That the Secretary shall use any offset referred to in the previous two provisos throughout the calendar year to prevent the termination of rental assistance for families as the result of insufficient funding, as determined by the Secretary, and to avoid or reduce the proration of renewal funding allocations: Provided further, That up to $100,000,000 shall be available only: (1) for adjustments in the allocations for public housing agencies, including agencies participating in the MTW demonstration, after application for an adjustment by a public housing agency that experienced a significant increase, as determined by the Secretary, in renewal costs of vouchers resulting from unforeseen circumstances or from portability under section 8(r) of the Act; (2) for vouchers that were not in use during the previous 12-month period in order to be available to meet a commitment pursuant to section 8(o)(13) of the Act, or an adjustment for a funding obligation not yet expended in the previous calendar year for an MTW-eligible activity to develop affordable housing for an agency added to the MTW demonstration under the expansion authority provided in section 239 of the Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2016 (Division L of Public Law 114–113); (3) for adjustments for costs associated with HUD-Veterans Affairs Supportive Housing (HUD-VASH) vouchers; and (4) for public housing agencies including agencies participating in the MTW demonstration that despite taking reasonable cost savings measures, as determined by the Secretary, would otherwise be required to terminate rental assistance for families as a result of insufficient funding: Provided further, That the Secretary shall allocate amounts under the previous proviso based on need, as determined by the Secretary;
(2) $100,000,000 shall be for section 8 rental assistance for relocation and replacement of housing units that are demolished or disposed of pursuant to section 18 of the Act, conversion of section 23 projects to assistance under section 8, the family unification program under section 8(x) of the Act, relocation of witnesses in connection with efforts to combat crime in public and assisted housing pursuant to a request from a law enforcement or prosecution agency, enhanced vouchers under any provision of law authorizing such assistance under section 8(t) of the Act, Choice Neighborhood vouchers, mandatory and voluntary conversions, and tenant protection assistance including replacement and relocation assistance or for project-based assistance to prevent the displacement of unassisted elderly tenants currently residing in section 202 properties financed between 1959 and 1974 that are refinanced pursuant to Public Law 106–569, as amended, or under the authority as provided under this Act: Provided, That when a public housing development is submitted for demolition or disposition under section 18 of the Act, the Secretary may provide section 8 rental assistance when the units pose an imminent health and safety risk to residents: Provided further, That the Secretary may only provide replacement vouchers for units that were occupied within the previous 24 months that cease to be available as assisted housing, subject only to the availability of funds: Provided further, That the Secretary may provide section 8 rental assistance from amounts made available under this paragraph for units assisted under a project-based subsidy contract funded under the "Project-Based Rental Assistance" heading under this title where the owner has received a Notice of Default and the units pose an imminent health and safety risk to residents: Provided further, That to the extent that the Secretary determines that such units are not feasible for continued rental assistance payments or transfer of the subsidy contract associated with such units to another project or projects and owner or owners, any remaining amounts associated with such units under such contract shall be recaptured and such recaptured amounts, in an amount equal to the cost of rental assistance provided pursuant to the previous proviso, up to the total amounts recaptured, shall be transferred to and merged with amounts under this paragraph: Provided further, That any tenant protection voucher made available from amounts under this paragraph shall not be reissued by any public housing agency, except the replacement vouchers as defined by the Secretary by notice, when the initial family that received any such voucher no longer receives such voucher, and the authority for any public housing agency to issue any such voucher shall cease to exist;
(3) $1,465,000,000 shall be for administrative and other expenses of public housing agencies in administering the section 8 tenant-based rental assistance program, in addition to amounts made available for this purpose under the heading "Moving to Work", of which up to $10,000,000 shall be available to the Secretary to allocate to public housing agencies, including agencies participating in the MTW demonstration, that need additional funds to administer their section 8 programs, including fees associated with section 8 tenant protection rental assistance, the administration of disaster related vouchers, HUD-VASH vouchers, and other special purpose incremental vouchers: Provided, That no less than $1,455,000,000 of the amount provided in this paragraph and all amounts for this purpose under the heading "Moving to Work" shall be allocated to public housing agencies for the calendar year 2021 funding cycle based on section 8(q) of the Act (and related Appropriation Act provisions) as in effect immediately before the enactment of the Quality Housing and Work Responsibility Act of 1998 (Public Law 105–276): Provided further, That if the amounts made available under this paragraph in addition to amounts for this purpose provided under the heading "Moving to Work" are insufficient to pay the amounts determined under the previous proviso, the Secretary may decrease the amounts allocated to agencies by a uniform percentage applicable to all agencies receiving funding under this paragraph or may, to the extent necessary to provide full payment of amounts determined under the previous proviso, utilize unobligated balances, including recaptures and carryovers, remaining from funds appropriated to the Department of Housing and Urban Development under this heading from prior fiscal years, excluding special purpose vouchers, notwithstanding the purposes for which such amounts were appropriated: Provided further, That all public housing agencies participating in the MTW demonstration shall be funded in accordance with the requirements of the MTW demonstration program and their MTW agreements, if any, and shall be subject to the same uniform percentage decrease as under the previous proviso: Provided further, That amounts provided under this paragraph shall be only for activities related to the provision of tenant-based rental assistance authorized under section 8, including related development activities;
(4) $310,000,000 for the renewal of tenant-based assistance contracts under section 811 of the Cranston-Gonzalez National Affordable Housing Act (42 U.S.C. 8013), including necessary administrative expenses: Provided, That administrative and other expenses of public housing agencies in administering the special purpose vouchers in this paragraph shall be funded under the same terms and be subject to the same pro rata reduction as the percent decrease for administrative and other expenses to public housing agencies under paragraph (3) of this heading: Provided further, That up to $10,000,000 shall be available only (1) for adjustments in the allocations for public housing agencies, after applications for an adjustment by a public housing agency that experienced a significant increase, as determined by the Secretary, in Mainstream renewal costs resulting from unforeseen circumstances, and (2) for public housing agencies that despite taking reasonable cost saving measures, as determined by the Secretary, would otherwise be required to terminate the rental assistance for Mainstream families as a result of insufficient funding: Provided further, That the Secretary shall allocate amounts under the previous proviso based on need, as determined by the Secretary: Provided further, That upon turnover, section 811 special purpose vouchers funded under this heading in this or prior Acts, or under any other heading in prior Acts, shall be provided to non-elderly persons with disabilities;
(5) Of the amounts provided under paragraph (1), up to $4,000,000 may be for rental assistance and associated administrative fees for Tribal HUD-VASH to serve Native American veterans that are homeless or at-risk of homelessness living on or near a reservation or other Indian areas: Provided, That such amount shall be made available for renewal grants to recipients that received assistance under prior Acts under the Tribal HUD-VASH program: Provided further, That the Secretary shall be authorized to specify criteria for renewal grants, including data on the utilization of assistance reported by grant recipients: Provided further, That such assistance shall be administered in accordance with program requirements under the Native American Housing Assistance and Self-Determination Act of 1996 and modeled after the HUD-VASH program: Provided further, That the Secretary shall be authorized to waive, or specify alternative requirements for any provision of any statute or regulation that the Secretary administers in connection with the use of funds made available under this paragraph (except for requirements related to fair housing, nondiscrimination, labor standards, and the environment), upon a finding by the Secretary that any such waivers or alternative requirements are necessary for the effective delivery and administration of such assistance: Provided further, That grant recipients shall report to the Secretary on utilization of such rental assistance and other program data, as prescribed by the Secretary: Provided further, That the Secretary may reallocate, as determined by the Secretary, amounts returned or recaptured from awards under prior Acts to existing recipients under the Tribal HUD-VASH program; and
(6) the Secretary shall separately track all special purpose vouchers funded under this heading.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0302–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Tenant Protection | 118 | 185 | 100 |
0002 | Administrative Fees | 1,904 | 2,151 | 1,465 |
0006 | Contract Renewals | 20,362 | 21,551 | 16,958 |
0007 | Rental Assistance Demonstration | 90 | 73 | 64 |
0008 | Veterans Affairs Supportive Housing Vouchers | 5 | 83 | |
0013 | Section 811 Mainstream Vouchers | 129 | 635 | 310 |
0014 | Family Unification Program | 30 | 45 | |
0015 | Tribal HUD VASH | 2 | 11 | |
0016 | Family Mobility Demonstration | 50 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 22,640 | 24,784 | 18,897 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 807 | 864 | |
1011 | Unobligated balance transfer from other acct [086–0163] | 1 | ||
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –11 | ||
1021 | Recoveries of prior year unpaid obligations | 8 | ||
1033 | Recoveries of prior year paid obligations | 12 | ||
|
|
|
||
1050 | Unobligated balance (total) | 817 | 864 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 18,598 | 19,874 | 14,833 |
1121 | Appropriations transferred from other acct [086–0304] | 23 | 18 | |
1121 | Appropriations transferred from other acct [086–0163] | 66 | 34 | 64 |
1131 | Unobligated balance of appropriations permanently reduced | –6 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 18,687 | 19,920 | 14,897 |
Advance appropriations, discretionary: | ||||
1170 | Advance appropriation | 4,000 | 4,000 | 4,000 |
1900 | Budget authority (total) | 22,687 | 23,920 | 18,897 |
1930 | Total budgetary resources available | 23,504 | 24,784 | 18,897 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 864 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 3,871 | 4,294 | 4,729 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 11 | ||
3010 | New obligations, unexpired accounts | 22,640 | 24,784 | 18,897 |
3020 | Outlays (gross) | –22,220 | –24,349 | –19,792 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –8 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 4,294 | 4,729 | 3,834 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 3,882 | 4,294 | 4,729 |
3200 | Obligated balance, end of year | 4,294 | 4,729 | 3,834 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 22,687 | 23,920 | 18,897 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 19,181 | 20,913 | 16,645 |
4011 | Outlays from discretionary balances | 3,039 | 3,436 | 3,147 |
|
|
|
||
4020 | Outlays, gross (total) | 22,220 | 24,349 | 19,792 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –12 | ||
Additional offsets against gross budget authority only: | ||||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 12 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 22,687 | 23,920 | 18,897 |
4080 | Outlays, net (discretionary) | 22,208 | 24,349 | 19,792 |
4180 | Budget authority, net (total) | 22,687 | 23,920 | 18,897 |
4190 | Outlays, net (total) | 22,208 | 24,349 | 19,792 |
|
The Budget provides $18.8 billion for the Tenant-Based Rental Assistance (TBRA) program (also known as the Housing Choice Voucher program), which is the Federal Government's largest income-targeted rental assistance program. With this funding, the Housing Choice Voucher program will provide housing assistance to around 1.9 million extremely low- to very low-income families to rent decent, safe, and sanitary housing in the private market. About 2,200 state and local Public Housing Authorities (PHAs) administer the Housing Choice Voucher program.
The Budget provides $16.9 billion in contract renewals to continue to assist families in calendar year 2021. The Budget also includes $310 million for the renewal of Section 811 mainstream housing vouchers for persons with disabilities, including the first-time renewal of new mainstream vouchers allocated in 2020, and associated administrative fees, as well as a new set-aside to provide adjustments to PHAs as a result of significant increases in mainstream renewal costs resulting from unforeseen circumstances and to prevent the termination of assistance for mainstream families should there be insufficient funding.
In addition, the Budget requests the following: $1.5 billion in PHA administrative fees to support core functions such as admitting households, conducting housing quality inspections, and completing tenant income certifications; $100 million for tenant protection vouchers, which are provided to families who may have to relocate due to actions beyond their control, such as a public housing demolition or redevelopment, and when private owners of multi-family developments choose to leave the project-based program or convert to long-term Section 8 contracts; and up to $4 million for the renewal of vouchers by tribes under the Tribal Housing and Department of Housing and Urban Development and Department of Veterans Affairs Supportive Housing program, to serve Native American veterans who are homeless or at risk of homelessness and living in and around designated tribal areas. The Budget also reflects that PHAs with the Moving to Work (MTW) designation will be receiving funds from the MTW account, instead of the TBRA and Public Housing accounts. The separate MTW account includes $4.5 billion for MTW agencies' contract renewals and administrative fees.
Further, the Budget continues to support legislative reforms as reflected in the Making Affordable Housing Work Act of 2018 and uniform work requirements.
Unobligated balances, including recaptures and carryover, remaining from funds appropriated to the Department of Housing and Urban Development under this heading, the heading "Annual Contributions for Assisted Housing" and the heading "Project-Based Rental Assistance", for fiscal year 2021 and prior years may be used for renewal of or amendments to section 8 project-based contracts and for performance-based contract administrators, notwithstanding the purposes for which such funds were appropriated: Provided, That any obligated balances of contract authority from fiscal year 1974 and prior that have been terminated are hereby permanently cancelled: Provided further, That amounts heretofore recaptured, or recaptured during the current fiscal year, from section 8 project-based contracts from source years fiscal year 1975 through fiscal year 1987 are hereby permanently cancelled, and an amount of additional new budget authority, equivalent to the amount permanently cancelled is hereby appropriated, to remain available until expended, for the purposes set forth under this heading, in addition to amounts otherwise available.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0319–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Contract Renewals | 30 | ||
0002 | Contract Administrators | 88 | 20 | 10 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 118 | 20 | 10 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 142 | 40 | 52 |
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –12 | ||
1021 | Recoveries of prior year unpaid obligations | 38 | 66 | 66 |
1029 | Other balances withdrawn to Treasury | –21 | –36 | –36 |
1033 | Recoveries of prior year paid obligations | 11 | 2 | 2 |
|
|
|
||
1050 | Unobligated balance (total) | 158 | 72 | 84 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 12 | 26 | 26 |
1131 | Unobligated balance of appropriations permanently reduced (HCF funds) | –12 | –26 | –26 |
1930 | Total budgetary resources available | 158 | 72 | 84 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 40 | 52 | 74 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 271 | 220 | 143 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 12 | ||
3010 | New obligations, unexpired accounts | 118 | 20 | 10 |
3020 | Outlays (gross) | –143 | –31 | –58 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –38 | –66 | –66 |
|
|
|
||
3050 | Unpaid obligations, end of year | 220 | 143 | 29 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 283 | 220 | 143 |
3200 | Obligated balance, end of year | 220 | 143 | 29 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 143 | 31 | 58 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –11 | –2 | –2 |
Additional offsets against gross budget authority only: | ||||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 11 | 2 | 2 |
4080 | Outlays, net (discretionary) | 132 | 29 | 56 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 132 | 29 | 56 |
|
Until 2005, the Housing Certificate Fund provided funding to both the project-based and tenant-based components of the Section 8 program. Project-Based Rental Assistance (PBRA) and Tenant-Based Rental Assistance are now funded in separate accounts. The Housing Certificate Fund retains and recovers balances from previous years' appropriations, and uses those balances to support PBRA contract renewals, amendments, and administration.
Unobligated balances, including recaptures and carryover, remaining from funds appropriated under this heading in prior fiscal years, excluding set asides, shall be transferred to the heading "Public Housing Fund" for distribution to public housing agencies pursuant to the Operating Fund formula at part 990 of title 24, Code of Federal Regulations.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0304–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Capital Grants (Modernization) | 2,624 | 2,821 | |
0003 | Emergency/Disaster Reserve | 9 | 20 | |
0004 | Emergency/Disaster Reserve (Receivership PHAs) | 34 | ||
0006 | Resident Opportunities and Supportive Services | 31 | ||
0007 | Administrative Receivership | 2 | 1 | |
0008 | Financial and Physical Assessment Support | 13 | 14 | |
0010 | Jobs-Plus Pilot | 14 | ||
0011 | Safety and Security | 5 | 10 | |
0012 | Lead-Based Paint Hazards | 28 | 20 | |
0013 | Other Health Hazards | 25 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 2,726 | 2,945 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 87 | 106 | |
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –2 | ||
1021 | Recoveries of prior year unpaid obligations | 6 | ||
1033 | Recoveries of prior year paid obligations | 1 | ||
|
|
|
||
1050 | Unobligated balance (total) | 92 | 106 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 2,775 | 2,870 | |
1120 | Appropriations transferred to other accts [086–0302] | –23 | –18 | |
1120 | Appropriations transferred to other accts [086–0303] | –11 | –13 | |
|
|
|
||
1160 | Appropriation, discretionary (total) | 2,741 | 2,839 | |
1930 | Total budgetary resources available | 2,833 | 2,945 | |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –1 | ||
1941 | Unexpired unobligated balance, end of year | 106 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 4,608 | 5,170 | 5,697 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 3 | ||
3010 | New obligations, unexpired accounts | 2,726 | 2,945 | |
3020 | Outlays (gross) | –2,152 | –2,418 | –2,553 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –6 | ||
3041 | Recoveries of prior year unpaid obligations, expired | –9 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 5,170 | 5,697 | 3,144 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 4,611 | 5,170 | 5,697 |
3200 | Obligated balance, end of year | 5,170 | 5,697 | 3,144 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 2,741 | 2,839 | |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 120 | 106 | |
4011 | Outlays from discretionary balances | 2,032 | 2,312 | 2,553 |
|
|
|
||
4020 | Outlays, gross (total) | 2,152 | 2,418 | 2,553 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –2 | ||
Additional offsets against gross budget authority only: | ||||
4052 | Offsetting collections credited to expired accounts | 1 | ||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 1 | ||
|
|
|
||
4060 | Additional offsets against budget authority only (total) | 2 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 2,741 | 2,839 | |
4080 | Outlays, net (discretionary) | 2,150 | 2,418 | 2,553 |
4180 | Budget authority, net (total) | 2,741 | 2,839 | |
4190 | Outlays, net (total) | 2,150 | 2,418 | 2,553 |
|
The 2021 Budget requests no funding for the Public Housing Capital Fund, a formula grant program designed to address the most acute capital repairs and replacement needs in public housing properties. The Budget proposes that all unobligated balances from the Capital Fund, excluding set-asides, be directed to the Public Housing Fund and distributed to Public Housing Authorities through the Operating Fund subsidy formula.
For 2021 payments to public housing agencies (PHAs) for the operation and management of public housing, as authorized by section 9(e) of the United States Housing Act of 1937 (42 U.S.C. 1437g(e)), $3,572,000,000, to remain available until September 30, 2022 (except as otherwise specified under this heading), in addition to amounts for this purpose under the heading "Moving to Work": Provided, That the amount of any forgone increases in tenant rent payments due to the implementation of rent incentives as authorized pursuant to waivers or alternative requirements of the Jobs-Plus initiative as described under the heading "Self-Sufficiency Programs" shall be factored into the PHA's general operating fund eligibility pursuant to the formula at 24 CFR Part 990: Provided further, That of the total amount available under this heading, up to $30,000,000 shall be available until September 30, 2024 for competitive grants to PHAs including agencies participating in the Moving to Work (MTW) demonstration for demolition, and the associated relocation and administrative costs, of the most distressed public housing units: Provided further, That of the total amount made available under this heading, up to $23,000,000 shall be available until September 30, 2022 to support ongoing Public Housing Financial and Physical Assessment activities: Provided further, That of the total amount made available under this heading, up to $40,000,000 shall be available until September 30, 2024 to support the costs of administrative and judicial receiverships and for competitive grants to PHAs including agencies participating in the MTW demonstration in receivership, designated troubled or substandard, or otherwise at risk, as determined by the Secretary, for costs associated with public housing asset improvement, repositioning, or recapitalization, in addition to other amounts for that purpose provided under any heading under this title; and for non-competitive grants to PHAs experiencing insolvency, as determined by the Secretary: Provided further, That of the total amount made available under this heading, up to $10,000,000 shall be available until September 30, 2022 for the Secretary to make grants, notwithstanding section 203 of this Act, to PHAs including agencies participating in the MTW demonstration for emergency capital needs resulting from unforeseen or unpreventable emergencies and natural disasters excluding Presidentially declared emergencies and natural disasters under the Robert T. Stafford Disaster Relief and Emergency Act (42 U.S.C. 5121 et seq.) occurring in fiscal year 2021: Provided further, That of the total amount made available under this heading, $35,000,000 shall be available until September 30, 2023 for competitive grants to PHAs including agencies participating in the MTW demonstration to evaluate and reduce lead-based paint hazards in public housing: Provided further, That of the total amount made available under this heading, up to $30,000,000 shall be available until September 30, 2023 for competitive grants to PHAs, including agencies participating in the MTW demonstration, for full lead service line replacement, with eligibility limited to PHAs where the relevant public water system will undergo or has recently undertaken a comprehensive water main replacement program: Provided further, That for purposes of environmental review, a grant under the previous two provisos shall be considered funds for projects or activities under title I of the United States Housing Act of 1937 (42 U.S.C. 1437 et seq.) for purposes of section 26 of such Act (42 U.S.C. 1437x) and shall be subject to the regulations implementing such section.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0163–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | PH Formula Grants | 4,874 | 4,544 | 3,276 |
0003 | Shortfall Prevention | 25 | ||
0004 | Emergency/Disaster Reserve | 10 | ||
0007 | Administrative Receivership | 40 | ||
0008 | Financial and Physical Assessment Support | 23 | ||
0011 | Lead-Based Paint Hazards Competitive Grants | 35 | ||
0012 | Lead-Based Water Pipe Testing Grants | 30 | ||
0013 | Demolition Grants | 30 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 4,874 | 4,569 | 3,444 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 399 | 82 | |
1010 | Unobligated balance transfer to other accts [086–0302] | –1 | ||
1021 | Recoveries of prior year unpaid obligations | 10 | ||
|
|
|
||
1050 | Unobligated balance (total) | 408 | 82 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 4,653 | 4,549 | 3,572 |
1120 | Appropriations transferred to other accts [086–0302] | –66 | –34 | –64 |
1120 | Appropriations transferred to other accts [086–0303] | –39 | –28 | –64 |
|
|
|
||
1160 | Appropriation, discretionary (total) | 4,548 | 4,487 | 3,444 |
1930 | Total budgetary resources available | 4,956 | 4,569 | 3,444 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 82 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 773 | 1,162 | 1,211 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 16 | ||
3010 | New obligations, unexpired accounts | 4,874 | 4,569 | 3,444 |
3020 | Outlays (gross) | –4,475 | –4,520 | –3,656 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –10 | ||
3041 | Recoveries of prior year unpaid obligations, expired | –16 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 1,162 | 1,211 | 999 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 789 | 1,162 | 1,211 |
3200 | Obligated balance, end of year | 1,162 | 1,211 | 999 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 4,548 | 4,487 | 3,444 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 3,317 | 3,276 | 2,445 |
4011 | Outlays from discretionary balances | 1,158 | 1,244 | 1,211 |
|
|
|
||
4020 | Outlays, gross (total) | 4,475 | 4,520 | 3,656 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –17 | ||
Additional offsets against gross budget authority only: | ||||
4052 | Offsetting collections credited to expired accounts | 17 | ||
|
|
|
||
4060 | Additional offsets against budget authority only (total) | 17 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 4,548 | 4,487 | 3,444 |
4080 | Outlays, net (discretionary) | 4,458 | 4,520 | 3,656 |
4180 | Budget authority, net (total) | 4,548 | 4,487 | 3,444 |
4190 | Outlays, net (total) | 4,458 | 4,520 | 3,656 |
|
The Budget requests $3.6 billion for the Public Housing Fund. Of this amount, approximately $3.4 billion is provided for Public Housing Fund grants for the operation, management and maintenance of Public Housing. These formula grants are awarded to Public Housing Authorities (PHAs) based on the Operating Fund formula and support approximately 900,000 public housing units, which serve some of the nation's most vulnerable families. PHAs may also use this funding for modernization improvements or to address other capital needs.
The 2021 Budget eliminates the Public Housing Capital Fund and moves the set-asides previously provided within the Capital Fund to the Public Housing Fund.
These set-asides include up to $10 million for grants to PHAs for capital needs arising from emergency situations or non-Presidentially declared natural disasters; up to $30 million for competitive grants to facilitate the demolition of physically obsolete public housing properties; up to $23 million to support ongoing Public Housing Financial and Physical Assessment activities; up to $40 million to assist PHAs that are in receivership, designated troubled or substandard, experiencing insolvency, or otherwise at risk; $35 million for competitive grants to address lead-based paint hazards in Public Housing; and up to $30 million for competitive grants to PHAs for full lead service line replacement where the local public water system is undertaking a comprehensive water main replacement program.
The Budget also reflects that PHAs with the Moving to Work (MTW) designation will be receiving funds from the MTW account, instead of the Tenant-Based Rental Assistance and Public Housing accounts. The separate MTW account includes $672 million to fund MTW PHAs' Public Housing Fund allocations.
Further, the Budget continues to support legislative reforms as reflected in the Making Affordable Housing Work Act of 2018 and uniform work requirements.
For the Moving to Work Demonstration program (MTW demonstration) authorized under section 204 of the Departments of Veterans Affairs and Housing and Urban Development and Independent Agencies Appropriations Act, 1996 (Public Law 104–134) and section 239 of the Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2016 (Public Law 114–113), $5,185,300,000, to remain available until expended: Provided, That the amounts made available under this heading are provided as follows:
(1) $4,172,900,000 shall be for renewals of expiring section 8 tenant-based annual contributions contracts authorized under the United States Housing Act of 1937, as amended (42 U.S.C. 1437 et seq.) (in this heading referred to as "the Act") (including renewals of enhanced vouchers under any provision of law authorizing such assistance under section 8(t) of the Act) and including renewal of other special purpose incremental vouchers, in addition to amounts made available for these purposes under paragraph (1) under the heading "Tenant-Based Rental Assistance";
(2) $340,400,000 shall be for administrative and other expenses of public housing agencies in administering the section 8 tenant-based rental assistance program under the Act, in addition to amounts made available for these purposes under paragraph (3) under the heading "Tenant-Based Rental Assistance"; and
(3) $672,000,000 shall be for 2021 payments to public housing agencies for the operation and management of public housing, as authorized by section 9(e) of the Act (42 U.S.C. 1437g(e)), in addition to amounts made available for these purposes under the heading "Public Housing Fund":
Provided further, That amounts made available under this heading shall be allocated to public housing agencies participating in the MTW demonstration in accordance with the terms and conditions specified under paragraphs (1) and (3) under the heading "Tenant-Based Rental Assistance", and under the heading "Public Housing Fund", respectively: Provided further, That the Secretary shall transfer and merge, to the extent necessary to equalize proration of funding allocations across all public housing agencies for the respective purposes and programs described herein, such amounts as may be necessary from amounts provided under this heading to the heading "Tenant-Based Rental Assistance", or from such heading to this heading, and from this heading to the heading "Public Housing Fund", or from such heading to this heading: Provided further, That any public housing agency designated as a Moving to Work agency pursuant to such section 239 may, upon such designation, use funds (except for special purpose funding, including special purpose vouchers) previously allocated to any such public housing agency under section 8 or 9 of the United States Housing Act of 1937, including any reserve funds held by the public housing agency or funds held by the Department of Housing and Urban Development, pursuant to the authority for use of section 8 or 9 funding provided under such section and section 204 of title II of the Departments of Veterans Affairs and Housing and Urban Development and Independent Agencies Appropriations Act, 1996 (Public Law 104–134), notwithstanding the purposes for which such funds were appropriated.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0109–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | PH Formula Grants | 672 | ||
0002 | Administrative Fees | 340 | ||
0003 | Contract Renewals | 4,173 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 5,185 | ||
|
||||
Budgetary resources: | ||||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 5,185 | ||
1930 | Total budgetary resources available | 5,185 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 5,185 | ||
3020 | Outlays (gross) | –4,322 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 863 | ||
Memorandum (non-add) entries: | ||||
3200 | Obligated balance, end of year | 863 | ||
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 5,185 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 4,322 | ||
4180 | Budget authority, net (total) | 5,185 | ||
4190 | Outlays, net (total) | 4,322 | ||
|
The 2021 Budget requests $5.2 billion for the Moving to Work (MTW) demonstration program in a new, separate account. With this funding, MTW agencies will provide housing assistance to over 450,000 families. This is the Department of Housing and Urban Development's first request for a separate MTW account for the MTW demonstration program. Of the $5.2 billion, $672 million represents funding that would otherwise be in the Public Housing Fund account, and $4.5 billion represents funding that would otherwise be in the Tenant-Based Rental Assistance (TBRA) account. This funding request is based on the total combined need for both the current 39 MTW PHAs and the approximately 30 PHAs that will receive MTW designation in 2020 through the first cohort of the MTW expansion.
The Budget does not request additional funds for MTW agencies compared to non-MTW PHAs. Through the MTW account, MTW PHAs would receive the same amount of funding that they would have otherwise received through the separate Public Housing and TBRA accounts. The Budget authorizes HUD to transfer funds if necessary to equalize the proration between MTW and non-MTW agencies.
The MTW account would, first, eliminate administrative burden for both MTW PHAs and HUD by reducing the number of funding accounts that must be managed and reconciled for these agencies. Second, it would simplify the tracking of funds, since all funds would be traced back to the MTW account. Third, it would provide greater transparency regarding funding needs of the MTW demonstration program.
Further, the Budget continues to support legislative reforms as reflected in the Making Affordable Housing Work Act of 2018 and uniform work requirements.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0349–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Choice Neighborhoods Grants | 121 | 163 | 175 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 121 | 163 | 175 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 134 | 163 | 175 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 150 | 175 | |
1930 | Total budgetary resources available | 284 | 338 | 175 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 163 | 175 | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 509 | 520 | 515 |
3010 | New obligations, unexpired accounts | 121 | 163 | 175 |
3020 | Outlays (gross) | –109 | –168 | –179 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 520 | 515 | 511 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 509 | 520 | 515 |
3200 | Obligated balance, end of year | 520 | 515 | 511 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 150 | 175 | |
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 109 | 168 | 179 |
4180 | Budget authority, net (total) | 150 | 175 | |
4190 | Outlays, net (total) | 109 | 168 | 179 |
|
The 2021 Budget does not request funding for Choice Neighborhoods. The Choice Neighborhoods Initiative provides competitive planning and implementation grants to improve neighborhoods with distressed public and/or other HUD-assisted housing. The Department will continue to monitor and provide assistance for existing HOPE VI and Choice Neighborhoods projects.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0218–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 32 | 19 | 1 |
3020 | Outlays (gross) | –13 | –18 | –1 |
|
|
|
||
3050 | Unpaid obligations, end of year | 19 | 1 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 32 | 19 | 1 |
3200 | Obligated balance, end of year | 19 | 1 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 13 | 18 | 1 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 13 | 18 | 1 |
|
The HOPE VI program has accomplished its goal of contributing to the demolition of approximately 100,000 severely distressed Public Housing units. The Budget proposes no additional funds for this program.
For activities and assistance related to Self-Sufficiency Programs, to remain available until September 30, 2023 (except as otherwise specified under this heading), $190,000,000: Provided, That the amounts made available under this heading are provided as follows:
(1) $90,000,000 shall be for the Family Self-Sufficiency program to support family self-sufficiency coordinators under section 23 of the United States Housing Act of 1937 (42 U.S.C. 1437u), to promote the development of local strategies to coordinate the use of assistance under sections 8 and 9 of such Act with public and private resources, and enable eligible families to achieve economic independence and self-sufficiency: Provided, That the Secretary may, by Federal Register notice, waive or specify alternative requirements under subsections (b)(3), (b)(4), (b)(5), or (c)(1) of section 23 of such Act in order to facilitate the operation of a unified self-sufficiency program for individuals receiving assistance under different provisions of the Act, as determined by the Secretary: Provided further, That an owner or sponsor of a multifamily property receiving project-based rental assistance under section 8 shall be eligible to receive awards from the Secretary under this paragraph to support family self-sufficiency coordinators: Provided further, That owners or sponsors of a multifamily property receiving project-based rental assistance under section 8 may voluntarily make a Family Self-Sufficiency program available to the assisted tenants of such property in accordance with procedures established by the Secretary: Provided further, That such procedures established pursuant to the previous proviso shall permit participating tenants to accrue escrow funds in accordance with section 23(d)(2) and shall allow owners to use funding from residual receipt accounts to hire coordinators for their own Family Self-Sufficiency program;
and
(2) $100,000,000 shall be available until September 30, 2024 for a Jobs-Plus initiative, modeled after the Jobs-Plus demonstration: Provided, That funding provided under this paragraph shall be available for competitive grants to public housing authorities or owners or sponsors of multifamily properties receiving project-based rental assistance under section 8, that, in partnership with local workforce investment boards established under section 107 of the Workforce Innovation and Opportunity Act of 2014 (29 U.S.C. 3122), and other agencies and organizations, provide support to help public housing residents, or tenants residing in a unit assisted under a project-based section 8 contract (including section 8(o)(13) of the United States Housing Act of 1937), obtain employment or increase earnings, or both: Provided further, That applicants must demonstrate the ability to provide services to such residents or tenants, partner with workforce investment boards, and leverage service dollars: Provided further, That the Secretary may allow public housing agencies to request exemptions from rent and income limitation requirements under sections 3 and 6 of the United States Housing Act of 1937 (42 U.S.C. 1437a, 1437d), as necessary to implement the Jobs-Plus program, on such terms and conditions as the Secretary may approve upon a finding by the Secretary that any such waivers or alternative requirements are necessary for the effective implementation of the Jobs-Plus initiative as a voluntary program for residents: Provided further, That the Secretary shall publish by notice in the Federal Register any waivers or alternative requirements pursuant to the preceding proviso no later than 10 days before the effective date of such notice: Provided further, That the costs of any rent incentives as authorized pursuant to such waivers or alternative requirements shall not be charged against the competitive grant amounts made available under this paragraph: Provided further, That amounts made available for the Jobs-Plus initiative in prior acts under the heading "Public Housing Capital Fund" that remain available or are subsequently recaptured shall be transferred to this account and shall be available for the purposes of this paragraph.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0350–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Family Self-Sufficiency | 76 | 80 | 90 |
0002 | Jobs-Plus Initiative | 15 | 100 | |
0003 | Resident Opportunities and Supportive Services | 35 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 76 | 130 | 190 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 75 | 79 | 79 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 80 | 130 | 190 |
1930 | Total budgetary resources available | 155 | 209 | 269 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 79 | 79 | 79 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 29 | 33 | 85 |
3010 | New obligations, unexpired accounts | 76 | 130 | 190 |
3020 | Outlays (gross) | –71 | –78 | –112 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 33 | 85 | 163 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 29 | 33 | 85 |
3200 | Obligated balance, end of year | 33 | 85 | 163 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 80 | 130 | 190 |
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 71 | 78 | 112 |
4180 | Budget authority, net (total) | 80 | 130 | 190 |
4190 | Outlays, net (total) | 71 | 78 | 112 |
|
The 2021 Budget requests $190 million for a new Self-Sufficiency Programs account, which includes $90 million for the Family Self-Sufficiency (FSS) program, and $100 million for the Jobs Plus Initiative. At this funding level, FSS will be able to fund approximately 1,500 coordinators to support over 84,000 families; in addition to Public Housing Authorities (PHAs), the request would allow owners or sponsors of multifamily properties receiving project-based rental assistance under section 8 to receive funding. The Jobs-Plus initiative will support grants for PHAs administering public housing; in addition it will be able to support new grants for both PHAs administering project-based vouchers and owners or sponsors of multifamily properties receiving project-based rental assistance under section 8.
For the Native American Housing Block Grants Program, as authorized under title I of the Native American Housing Assistance and Self-Determination Act of 1996 (NAHASDA) (25 U.S.C. 4111 et seq.), $600,000,000, to remain available until September 30,
2025: Provided, That, notwithstanding NAHASDA, to determine the amount of the allocation under title I of such Act for each Indian tribe, the Secretary shall apply the formula under section 302 of such Act with the need component based on single-race census data and with the need component based on multi-race census data, and the amount of the allocation for each Indian tribe shall be the greater of the two resulting allocation amounts: Provided further, That
funds made available in prior Acts for the cost of guaranteed notes and other obligations, as authorized by title VI of NAHASDA, are available to subsidize the total principal amount of any notes and other obligations, any part of which is to be guaranteed, up to $30,000,000: Provided further, That such costs, including the costs of modifying such notes and other obligations, shall be as defined in section 502 of the Congressional Budget Act of 1974, as amended
.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0313–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0010 | Indian Housing Block Grants | 650 | 849 | 699 |
0011 | Technical Assistance | 8 | 5 | 2 |
0015 | National and Regional Organizations | 4 | 2 | |
0016 | Indian Community Development Block Grant | 70 | ||
|
|
|
||
0091 | Direct program activities, subtotal | 662 | 926 | 701 |
Credit program obligations: | ||||
0702 | Loan guarantee subsidy | 1 | 2 | 1 |
|
|
|
||
0791 | Direct program activities, subtotal | 1 | 2 | 1 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 663 | 928 | 702 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 125 | 215 | 111 |
1010 | Unobligated balance transfer to other accts [086–0337] | –1 | ||
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –9 | ||
1021 | Recoveries of prior year unpaid obligations | 1 | ||
1033 | Recoveries of prior year paid obligations | 9 | ||
|
|
|
||
1050 | Unobligated balance (total) | 125 | 215 | 111 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 754 | 825 | 600 |
1120 | Appropriations transferred to other acct [086–0337] | –1 | ||
1120 | Appropriations transferred to other acct [086–0479] | –1 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 753 | 824 | 600 |
1900 | Budget authority (total) | 753 | 824 | 600 |
1930 | Total budgetary resources available | 878 | 1,039 | 711 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 215 | 111 | 9 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 789 | 794 | 1,081 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 9 | ||
3010 | New obligations, unexpired accounts | 663 | 928 | 702 |
3020 | Outlays (gross) | –666 | –641 | –685 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 794 | 1,081 | 1,098 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 798 | 794 | 1,081 |
3200 | Obligated balance, end of year | 794 | 1,081 | 1,098 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 753 | 824 | 600 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 256 | 288 | 210 |
4011 | Outlays from discretionary balances | 410 | 353 | 475 |
|
|
|
||
4020 | Outlays, gross (total) | 666 | 641 | 685 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –9 | ||
Additional offsets against gross budget authority only: | ||||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 9 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 753 | 824 | 600 |
4080 | Outlays, net (discretionary) | 657 | 641 | 685 |
4180 | Budget authority, net (total) | 753 | 824 | 600 |
4190 | Outlays, net (total) | 657 | 641 | 685 |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0313–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215001 | Title VI Indian Federal Guarantees Program | 13 | 17 | 20 |
Guaranteed loan subsidy (in percent): | ||||
232001 | Title VI Indian Federal Guarantees Program | 11.26 | 6.25 | 6.39 |
|
|
|
||
232999 | Weighted average subsidy rate | 11.26 | 6.25 | 6.39 |
Guaranteed loan subsidy budget authority: | ||||
233001 | Title VI Indian Federal Guarantees Program | 2 | 2 | 1 |
Guaranteed loan subsidy outlays: | ||||
234001 | Title VI Indian Federal Guarantees Program | 1 | 1 | 2 |
Guaranteed loan reestimates: | ||||
235001 | Title VI Indian Federal Guarantees Program | –14 | –2 | |
|
The Budget requests $600 million for the Indian Housing Block Grant program, which allocates funding on a formula basis. The program supports a wide range of affordable housing activities in Indian Country to recipients representing more than 570 Indian Tribes nationwide. The Budget also supports up to $30 million in new loan guarantees through the Title VI program, which assists Tribes or Tribally-designated entities finance affordable housing construction and related community development projects. Due to the availability of unobligated credit subsidy, the Title VI program does not require additional budget authority for new loan guarantees in 2021.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4244–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0742 | Downward reestimates paid to receipt accounts | 11 | 1 | |
0743 | Interest on downward reestimates | 3 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts | 14 | 1 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 16 | 3 | 4 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 1 | 2 | |
1801 | Change in uncollected payments, Federal sources | 1 | 1 | |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 1 | 2 | 2 |
1930 | Total budgetary resources available | 17 | 5 | 6 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 3 | 4 | 6 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 14 | 1 | |
3020 | Outlays (gross) | –14 | –1 | |
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –1 | –2 | –3 |
3070 | Change in uncollected pymts, Fed sources, unexpired | –1 | –1 | |
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –2 | –3 | –3 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | –1 | –2 | –3 |
3200 | Obligated balance, end of year | –2 | –3 | –3 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 1 | 2 | 2 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 14 | 1 | |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal sources | –1 | –2 | |
Additional offsets against financing authority only (total): | ||||
4140 | Change in uncollected pymts, Fed sources, unexpired | –1 | –1 | |
4170 | Outlays, net (mandatory) | 14 | –2 | |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 14 | –2 | |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4244–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | 17 | 32 | 30 |
2121 | Limitation available from carry-forward | 32 | 36 | 55 |
2143 | Uncommitted limitation carried forward | –36 | –51 | –65 |
|
|
|
||
2150 | Total guaranteed loan commitments | 13 | 17 | 20 |
2199 | Guaranteed amount of guaranteed loan commitments | 13 | 17 | 20 |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 81 | 70 | 74 |
2231 | Disbursements of new guaranteed loans | 2 | 17 | 20 |
2251 | Repayments and prepayments | –13 | –13 | –16 |
2263 | Adjustments: Terminations for default that result in claim payments | |||
|
|
|
||
2290 | Outstanding, end of year | 70 | 74 | 78 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 70 | 74 | 78 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4244–0–3–604 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 16 | 2 |
|
|
||
1999 | Total assets | 16 | 2 |
LIABILITIES: | |||
2204 | Non-Federal liabilities: Liabilities for loan guarantees | 16 | 2 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
|
|
||
4999 | Total liabilities and net position | 16 | 2 |
|
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0235–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Native Hawaiian Housing Block Grant | 2 | 2 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 2 | 2 | |
|
||||
Budgetary resources: | ||||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 2 | 2 | |
1930 | Total budgetary resources available | 2 | 2 | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 16 | 17 | 16 |
3010 | New obligations, unexpired accounts | 2 | 2 | |
3020 | Outlays (gross) | –1 | –3 | –3 |
|
|
|
||
3050 | Unpaid obligations, end of year | 17 | 16 | 13 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 16 | 17 | 16 |
3200 | Obligated balance, end of year | 17 | 16 | 13 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 2 | 2 | |
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 1 | 3 | 3 |
4180 | Budget authority, net (total) | 2 | 2 | |
4190 | Outlays, net (total) | 1 | 3 | 3 |
|
The Native Hawaiian Housing Block Grant program provides funds to develop, maintain and operate affordable housing for eligible low-income Native Hawaiian families. The Hawaiian Department of Hawaiian Home Lands is the sole recipient of NHHBG funds. The Budget does not request funds for this program.
For the cost of guaranteed loans, as authorized by section 184 of the Housing and Community Development Act of 1992 (12 U.S.C. 1715z-13a), $1,500,000, to remain available until expended: Provided, That such costs, including the costs of modifying such loans, shall be as defined in section 502 of the Congressional Budget Act of 1974: Provided further, That an additional $500,000, to remain available until expended, shall be available for administrative contract expenses including management processes to carry out the loan guarantee program: Provided further, That funds made available in this and prior Acts for the cost of guaranteed loans, as authorized by section 184 of the Housing and Community Development Act of 1992 (12 U.S.C. 1715z-13a), that are unobligated are available to subsidize total loan principal, any part of which is to be guaranteed, up to $1,000,000,000.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0223–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0702 | Loan guarantee subsidy | 1 | 1 | 1 |
0707 | Reestimates of loan guarantee subsidy | 13 | 2 | |
0708 | Interest on reestimates of loan guarantee subsidy | 9 | ||
0709 | Administrative expenses | 1 | 1 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 23 | 4 | 2 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 8 | 8 | 8 |
1001 | Discretionary unobligated balance brought fwd, Oct 1 | 8 | 8 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 1 | 2 | 2 |
Appropriations, mandatory: | ||||
1200 | Appropriation | 22 | 2 | |
1900 | Budget authority (total) | 23 | 4 | 2 |
1930 | Total budgetary resources available | 31 | 12 | 10 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 8 | 8 | 8 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 1 | ||
3010 | New obligations, unexpired accounts | 23 | 4 | 2 |
3020 | Outlays (gross) | –24 | –4 | –2 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 1 | ||
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 1 | 2 | 2 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 1 | ||
4011 | Outlays from discretionary balances | 1 | 2 | 2 |
|
|
|
||
4020 | Outlays, gross (total) | 2 | 2 | 2 |
Mandatory: | ||||
4090 | Budget authority, gross | 22 | 2 | |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 22 | 2 | |
4180 | Budget authority, net (total) | 23 | 4 | 2 |
4190 | Outlays, net (total) | 24 | 4 | 2 |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0223–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215001 | Indian Housing Loan Guarantee | 548 | 600 | 600 |
Guaranteed loan subsidy (in percent): | ||||
232001 | Indian Housing Loan Guarantee | 0.26 | 0.11 | 0.30 |
|
|
|
||
232999 | Weighted average subsidy rate | 0.26 | 0.11 | 0.30 |
Guaranteed loan subsidy budget authority: | ||||
233001 | Indian Housing Loan Guarantee | 1 | 1 | 1 |
Guaranteed loan subsidy outlays: | ||||
234001 | Indian Housing Loan Guarantee | 1 | 1 | 1 |
Guaranteed loan reestimates: | ||||
235001 | Indian Housing Loan Guarantee | –68 | –32 | |
|
||||
Administrative expense data: | ||||
3510 | Budget authority | 1 | 1 | |
3590 | Outlays from new authority | 1 | 1 | |
|
The Indian Housing Loan Guarantee program (also known as the Section 184 program) provides access to private mortgage financing for Native Americans, Indian Tribes and their tribally-designated housing entities that could otherwise face barriers due to the unique legal status of Indian trust land. The Budget requests $2.0 million to support up to $1.0 billion in new loan guarantees for this program.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4104–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0711 | Default claim payments on principal | 15 | 20 | 25 |
0713 | Payment of interest to Treasury | 3 | 1 | 2 |
0742 | Downward reestimates paid to receipt accounts | 81 | 27 | |
0743 | Interest on downward reestimates | 9 | 6 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 108 | 54 | 27 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 318 | 158 | 114 |
1023 | Unobligated balances applied to repay debt | –104 | –11 | |
|
|
|
||
1050 | Unobligated balance (total) | 214 | 147 | 114 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 52 | 21 | 22 |
1930 | Total budgetary resources available | 266 | 168 | 136 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 158 | 114 | 109 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 108 | 54 | 27 |
3020 | Outlays (gross) | –108 | –54 | –26 |
|
|
|
||
3050 | Unpaid obligations, end of year | 1 | ||
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –2 | –2 | –2 |
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –2 | –2 | –2 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | –2 | –2 | –2 |
3200 | Obligated balance, end of year | –2 | –2 | –1 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 52 | 21 | 22 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 108 | 54 | 26 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal sources: Payments from program account | –23 | –3 | –2 |
4122 | Interest on uninvested funds | –7 | –7 | –7 |
4123 | Non-Federal sources | –22 | –11 | –13 |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –52 | –21 | –22 |
4170 | Outlays, net (mandatory) | 56 | 33 | 4 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 56 | 33 | 4 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4104–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | 554 | 1,000 | 500 |
2121 | Limitation available from carry-forward | 891 | 1,059 | 1,459 |
2143 | Uncommitted limitation carried forward | –897 | –1,459 | –1,359 |
|
|
|
||
2150 | Total guaranteed loan commitments | 548 | 600 | 600 |
2199 | Guaranteed amount of guaranteed loan commitments | 548 | 600 | 600 |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 7,227 | 7,609 | 8,176 |
2231 | Disbursements of new guaranteed loans | 394 | 600 | 600 |
2251 | Repayments and prepayments | –12 | –12 | |
Adjustments: | ||||
2263 | Terminations for default that result in claim payments | –15 | –21 | –24 |
2264 | Other adjustments, net | 3 | ||
|
|
|
||
2290 | Outstanding, end of year | 7,609 | 8,176 | 8,740 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 7,609 | 8,176 | 8,740 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4104–0–3–604 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 305 | 145 |
Investments in U.S. securities: | |||
1106 | Receivables, net | 1 | 1 |
1504 | Net value of assets related to post-1991 acquired defaulted guaranteed loans receivable: Foreclosed property | 7 | 9 |
|
|
||
1999 | Total assets | 313 | 155 |
LIABILITIES: | |||
2103 | Federal liabilities: Debt Payable to Treasury | 116 | 12 |
Non-Federal liabilities: | |||
2201 | Accounts payable | ||
2204 | Liabilities for loan guarantees | 194 | 137 |
2207 | Unearned revenues and advances | 2 | 5 |
|
|
||
2999 | Total liabilities | 312 | 154 |
NET POSITION: | |||
3300 | Cumulative results of operations | 1 | 1 |
|
|
||
4999 | Total liabilities and net position | 313 | 155 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0233–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0707 | Reestimates of loan guarantee subsidy | 4 | 2 | |
0708 | Interest on reestimates of loan guarantee subsidy | 1 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 5 | 2 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 6 | 6 | 6 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1131 | Unobligated balance of appropriations permanently reduced | –2 | ||
Appropriations, mandatory: | ||||
1200 | Appropriation | 5 | 2 | |
1900 | Budget authority (total) | 5 | 2 | –2 |
1930 | Total budgetary resources available | 11 | 8 | 4 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 6 | 6 | 4 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 5 | 2 | |
3020 | Outlays (gross) | –5 | –2 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | –2 | ||
Mandatory: | ||||
4090 | Budget authority, gross | 5 | 2 | |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 5 | 2 | |
4180 | Budget authority, net (total) | 5 | 2 | –2 |
4190 | Outlays, net (total) | 5 | 2 | |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0233–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215001 | Native Hawaiian Housing Loan Guarantees | 16 | 16 | 15 |
Guaranteed loan subsidy (in percent): | ||||
232001 | Native Hawaiian Housing Loan Guarantees | -.32 | -.34 | -.15 |
|
|
|
||
232999 | Weighted average subsidy rate | -.32 | -.34 | -.15 |
Guaranteed loan reestimates: | ||||
235001 | Native Hawaiian Housing Loan Guarantees | 5 | 1 | |
|
The Native Hawaiian Housing Loan Guarantee program (also known as the Section 184A program) provides access to private mortgage financing to Native Hawaiian families who are eligible to reside on Hawaiian home lands and would otherwise face barriers to acquiring such financing because of the unique legal status of the Hawaiian home lands. The Budget does not request any new credit subsidy budget authority for this program and proposes to cancel $2 million in previously appropriated credit subsidy. Since 2017, this program has operated on a negative subsidy basis, and the program has sufficient balances of prior-year loan guarantee limitation to maintain program operations.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4351–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0711 | Default claim payments on principal | 1 | 4 | 2 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 1 | 4 | 2 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 3 | 3 | 2 |
1023 | Unobligated balances applied to repay debt | –4 | ||
1033 | Recoveries of prior year paid obligations | 1 | 1 | |
|
|
|
||
1050 | Unobligated balance (total) | 3 | 3 | |
Financing authority: | ||||
Borrowing authority, mandatory: | ||||
1400 | Borrowing authority | 1 | ||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 5 | 2 | |
1825 | Spending authority from offsetting collections applied to repay debt | –1 | ||
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 4 | 2 | |
1900 | Budget authority (total) | 4 | 3 | |
1930 | Total budgetary resources available | 4 | 6 | 3 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 3 | 2 | 1 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 1 | 4 | 2 |
3020 | Outlays (gross) | –1 | –4 | –2 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 4 | 3 | |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 1 | 4 | 2 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal sources | –5 | –2 | |
4123 | Non-Federal sources | –1 | –1 | |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –6 | –2 | –1 |
Additional offsets against financing authority only (total): | ||||
4143 | Recoveries of prior year paid obligations, unexpired accounts | 1 | 1 | |
|
|
|
||
4160 | Budget authority, net (mandatory) | –1 | 1 | |
4170 | Outlays, net (mandatory) | –5 | 2 | 1 |
4180 | Budget authority, net (total) | –1 | 1 | |
4190 | Outlays, net (total) | –5 | 2 | 1 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4351–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | |||
2121 | Limitation available from carry-forward | 228 | 212 | 189 |
2143 | Uncommitted limitation carried forward | –212 | –196 | –174 |
|
|
|
||
2150 | Total guaranteed loan commitments | 16 | 16 | 15 |
2199 | Guaranteed amount of guaranteed loan commitments | 16 | 16 | 15 |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 103 | 109 | 112 |
2231 | Disbursements of new guaranteed loans | 13 | 15 | 15 |
2251 | Repayments and prepayments | –6 | –8 | –8 |
Adjustments: | ||||
2263 | Terminations for default that result in claim payments | –1 | –4 | –2 |
2264 | Other adjustments, net | |||
|
|
|
||
2290 | Outstanding, end of year | 109 | 112 | 117 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 109 | 112 | 117 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4351–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 3 | 3 |
1504 | Net value of assets related to post-1991 acquired defaulted guaranteed loans receivable: Foreclosed property | 1 | |
|
|
||
1999 | Total assets | 4 | 3 |
LIABILITIES: | |||
2103 | Federal liabilities: Debt payable to Treasury | 7 | 2 |
2204 | Non-Federal liabilities: Liabilities for loan guarantees | 3 | 1 |
|
|
||
2999 | Total liabilities | 10 | 3 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
|
|
||
4999 | Total liabilities and net position | 10 | 3 |
|
For carrying out the Housing Opportunities for Persons with AIDS program, as authorized by the AIDS Housing Opportunity Act (42 U.S.C. 12901 et seq.), $330,000,000, to remain available until September 30, 2022, except that amounts allocated pursuant to section 854(c)(5) of such Act shall remain available until September 30, 2023.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0308–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | HOPWA Formula Grants | 413 | 358 | 335 |
0002 | HOPWA Competitive Grants | 25 | 41 | 60 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 438 | 399 | 395 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 173 | 128 | 139 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 393 | 410 | 330 |
1900 | Budget authority (total) | 393 | 410 | 330 |
1930 | Total budgetary resources available | 566 | 538 | 469 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 128 | 139 | 74 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 504 | 583 | 596 |
3010 | New obligations, unexpired accounts | 438 | 399 | 395 |
3020 | Outlays (gross) | –358 | –386 | –429 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 583 | 596 | 562 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 504 | 583 | 596 |
3200 | Obligated balance, end of year | 583 | 596 | 562 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 393 | 410 | 330 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 1 | 4 | 3 |
4011 | Outlays from discretionary balances | 357 | 382 | 426 |
|
|
|
||
4020 | Outlays, gross (total) | 358 | 386 | 429 |
4180 | Budget authority, net (total) | 393 | 410 | 330 |
4190 | Outlays, net (total) | 358 | 386 | 429 |
|
The Budget provides $330 million for the Housing Opportunities for Persons With AIDS (HOPWA) program. HOPWA funding provides States and localities with resources to devise long-term comprehensive strategies for providing housing and supportive services to meet the housing needs of persons living with HIV/AIDS and their families.
Ninety percent of HOPWA funds are distributed to States and eligible metropolitan areas according to a formula, and the remaining ten percent are awarded competitively to States, local governments, and private nonprofit entities. The HOPWA formula, which was updated in 2016, allocates funds based on cases of persons living with HIV or AIDS and is adjusted for an area's fair market rent and poverty rates to further ensure HOPWA funds are focused on areas that have the most need. The updated formula became effective in 2017, and HUD continues to work closely with formula grantees through a comprehensive technical assistance initiative to develop community-wide strategies for managing the changes. The Budget also proposes to not prioritize renewals in its competition so that funds could support more evidence-based service delivery models to address current community needs.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0162–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Community Development Formula Grants | 3,911 | 3,558 | 389 |
0002 | Indian Tribes | 66 | 65 | |
0011 | Disaster Assistance | 1,046 | 13,018 | 16,004 |
0015 | Recovery Housing (SUPPORT) | 25 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 5,023 | 16,666 | 16,393 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 29,242 | 31,695 | 18,454 |
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –8 | ||
1021 | Recoveries of prior year unpaid obligations | 3 | ||
1033 | Recoveries of prior year paid obligations | 8 | ||
|
|
|
||
1050 | Unobligated balance (total) | 29,245 | 31,695 | 18,454 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 7,476 | 3,425 | |
1120 | Appropriations transferred to other acct [086–0338] | –3 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 7,473 | 3,425 | |
1930 | Total budgetary resources available | 36,718 | 35,120 | 18,454 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 31,695 | 18,454 | 2,061 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 22,590 | 22,431 | 31,670 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 19 | ||
3010 | New obligations, unexpired accounts | 5,023 | 16,666 | 16,393 |
3020 | Outlays (gross) | –5,197 | –7,427 | –9,573 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –3 | ||
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 22,431 | 31,670 | 38,490 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 22,609 | 22,431 | 31,670 |
3200 | Obligated balance, end of year | 22,431 | 31,670 | 38,490 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 7,473 | 3,425 | |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 33 | 34 | |
4011 | Outlays from discretionary balances | 5,164 | 7,393 | 9,573 |
|
|
|
||
4020 | Outlays, gross (total) | 5,197 | 7,427 | 9,573 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –19 | ||
Additional offsets against gross budget authority only: | ||||
4052 | Offsetting collections credited to expired accounts | 11 | ||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 8 | ||
|
|
|
||
4060 | Additional offsets against budget authority only (total) | 19 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 7,473 | 3,425 | |
4080 | Outlays, net (discretionary) | 5,178 | 7,427 | 9,573 |
4180 | Budget authority, net (total) | 7,473 | 3,425 | |
4190 | Outlays, net (total) | 5,178 | 7,427 | 9,573 |
|
The Community Development Fund account contains the following programs:
Community Development Block Grant (CDBG).—The CDBG program provides formula grants to States, local governments, and Insular Areas to benefit mainly low- to moderate-income persons, and support a wide range of community and economic development activities, such as public infrastructure improvements (which account for approximately 36 percent of all CDBG funds), housing rehabilitation and construction (approximately 24 percent of funds), job creation and retention, and public services. Seventy percent of CDBG formula grants are distributed to mainly urban areas (entitlement communities), and 30 percent are distributed to States (non-entitlement communities). The 2021 Budget does not request funding for CDBG, devolving community and economic development to the State and local level.
Indian Community Development Block Grant (ICDBG).—The ICDBG provides grants to help develop viable American Indian and Alaska Native Communities with decent housing, a suitable living environment, and economic opportunities, primarily for low- and moderate-income persons. The 2021 Budget does not request funding for ICDBG, which duplicates HUD's larger Native American Housing Block Grant program and other Federal programs.
CDBG Disaster Recovery (CDBG-DR).—This account also contains a substantial amount of appropriated CDBG-DR funding provided to communities impacted by major disasters.
Recovery Housing (SUPPORT).—The Budget does not provide funding for activities authorized under the SUPPORT for Patients and Communities Act, which was first funded in this account in 2020. This new formula program is allocated to states to provide temporary housing for individuals recovering from substance abuse disorders, including opioids.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0314–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 5 | 5 | 3 |
3020 | Outlays (gross) | –2 | –2 | |
|
|
|
||
3050 | Unpaid obligations, end of year | 5 | 3 | 1 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 5 | 5 | 3 |
3200 | Obligated balance, end of year | 5 | 3 | 1 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 2 | 2 | |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 2 | 2 | |
|
The Budget requests no funding for the Brownfields Economic Development Initiative (BEDI), which was a competitive grant program designed to assist cities with the redevelopment of brownfield sites for the purposes of economic development and job creation. Local governments have access to other public and private funds for similar purposes. The Consolidated and Further Continuing Appropriations Act, 2015 (Public Law 113–235) permanently rescinded all unobligated balances of BEDI funds, including carryover and recaptures.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0205–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | HOME Investment Program | 1,513 | 1,367 | 216 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 1,513 | 1,367 | 216 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 491 | 238 | 221 |
1021 | Recoveries of prior year unpaid obligations | 11 | ||
|
|
|
||
1050 | Unobligated balance (total) | 502 | 238 | 221 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 1,250 | 1,350 | |
1930 | Total budgetary resources available | 1,752 | 1,588 | 221 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –1 | ||
1941 | Unexpired unobligated balance, end of year | 238 | 221 | 5 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 2,937 | 3,494 | 3,757 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 1 | ||
3010 | New obligations, unexpired accounts | 1,513 | 1,367 | 216 |
3011 | Obligations ("upward adjustments"), expired accounts | 4 | ||
3020 | Outlays (gross) | –939 | –1,104 | –1,214 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –11 | ||
3041 | Recoveries of prior year unpaid obligations, expired | –11 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 3,494 | 3,757 | 2,759 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 2,938 | 3,494 | 3,757 |
3200 | Obligated balance, end of year | 3,494 | 3,757 | 2,759 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 1,250 | 1,350 | |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 2 | 7 | |
4011 | Outlays from discretionary balances | 937 | 1,097 | 1,214 |
|
|
|
||
4020 | Outlays, gross (total) | 939 | 1,104 | 1,214 |
4180 | Budget authority, net (total) | 1,250 | 1,350 | |
4190 | Outlays, net (total) | 939 | 1,104 | 1,214 |
|
The HOME Investment Partnerships program (HOME) provides annual formula grant assistance to States and units of local government to increase the supply of affordable housing and expand homeownership for low- to very low-income persons through a wide range of activities that build, buy, and/or rehabilitate affordable housing.
The Budget does not request funding for HOME, and recognizes a greater role for State and local governments and the private sector in addressing community development and affordable housing needs. The Department will continue to administer the program until all existing grant funds are disbursed and closed, and the Department of Housing and Urban Development will also oversee projects assisted with HOME grants until the end of their affordability periods (projects are required to remain affordable for as long as 20 years from the date of completion).
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0176–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Self Help Housing Opportunity Program | 20 | 20 | |
0002 | Capacity Building | 35 | 71 | |
0003 | Rural Capacity Building | 15 | ||
0007 | Veteran Home Rehab and Mod Pilot | 7 | 14 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 62 | 120 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 74 | 66 | 1 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 54 | 55 | |
1930 | Total budgetary resources available | 128 | 121 | 1 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 66 | 1 | 1 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 87 | 108 | 175 |
3010 | New obligations, unexpired accounts | 62 | 120 | |
3020 | Outlays (gross) | –41 | –53 | –54 |
|
|
|
||
3050 | Unpaid obligations, end of year | 108 | 175 | 121 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 87 | 108 | 175 |
3200 | Obligated balance, end of year | 108 | 175 | 121 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 54 | 55 | |
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 41 | 53 | 54 |
4180 | Budget authority, net (total) | 54 | 55 | |
4190 | Outlays, net (total) | 41 | 53 | 54 |
|
The Self-Help and Assisted Homeownership Opportunity Program (SHOP) account includes funding for the SHOP program, Capacity Building for Community Development and Affordable Housing (Section 4), rural capacity building, and a pilot home modification and rehabilitation program for disabled and low-income veterans. The 2021 Budget does not request funding for these programs, recognizing a greater role for State and local governments and the private sector in addressing community development and affordable housing needs.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0344–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 186 | 166 | 107 |
3020 | Outlays (gross) | –20 | –59 | –59 |
|
|
|
||
3050 | Unpaid obligations, end of year | 166 | 107 | 48 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 186 | 166 | 107 |
3200 | Obligated balance, end of year | 166 | 107 | 48 |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
Outlays, gross: | ||||
4101 | Outlays from mandatory balances | 20 | 59 | 59 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 20 | 59 | 59 |
|
This account reports the remaining balances and outlays related to $3.92 billion in Neighborhood Stabilization Program (NSP) funds authorized by the Housing and Economic Recovery Act of 2008, and $1 billion in NSP funds authorized by the Dodd-Frank Financial Reform and Consumer Protection Act of 2010.
For the Emergency Solutions Grants program as authorized under subtitle B of title IV of the McKinney-Vento Homeless Assistance Act, as amended; the Continuum of Care program as authorized under subtitle C of title IV of such Act; and the Rural Housing Stability Assistance program as authorized under subtitle D of title IV of such Act $2,773,000,000, to remain available until September 30, 2023: Provided , That not less than $280,000,000 of the funds appropriated under this heading shall be available for such Emergency Solutions Grants program: Provided further, That not less than $2,486,000,000 of the funds appropriated under this heading shall be available for such Continuum of Care and Rural Housing Stability Assistance programs: Provided further, That up to $7,000,000 of the funds appropriated under this heading shall be available for the national homeless data analysis project: Provided further, That for all match requirements applicable to funds made available under this heading for this fiscal year and prior fiscal years, a grantee may use (or could have used) as a source of match funds other funds administered by the Secretary and other Federal agencies unless there is (or was) a specific statutory prohibition on any such use of any such funds: Provided further, That none of the funds provided under this heading shall be available to provide funding for new projects, except for projects created through reallocation, unless the Secretary determines that the continuum of care has demonstrated that projects are evaluated and ranked based on the degree to which they improve the continuum of care's system performance: Provided further, That the Secretary shall prioritize funding under the Continuum of Care program to continuums of care that have demonstrated a capacity to reallocate funding from lower performing projects to higher performing projects: Provided further, That the Secretary shall provide incentives to create projects that coordinate with housing providers and healthcare organizations to provide permanent supportive housing and rapid rehousing services: Provided further, That any unobligated amounts remaining from funds appropriated under this heading in fiscal year 2012 and prior years for project-based rental assistance for rehabilitation projects with 10-year grant terms may be used for purposes under this heading, notwithstanding the purposes for which such funds were appropriated: Provided further, That amounts made available for the Continuum of Care program under this heading in this and prior Acts may be used to competitively or non-competitively renew or replace grants for youth homeless demonstration projects under the Continuum of Care program, notwithstanding any conflict with the requirements of the Continuum of Care program: Provided further, That youth aged 24 and under seeking assistance under this heading shall not be required to provide third party documentation to establish their eligibility under 42 U.S.C. 11302(a) or (b) to receive services: Provided further, That unaccompanied youth aged 24 and under or families headed by youth aged 24 and under who are living in unsafe situations may be served by youth-serving providers funded under this heading.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0192–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Continuum of Care | 2,165 | 2,274 | 2,601 |
0002 | Emergency Solutions Grants—Formula | 332 | 339 | 280 |
0003 | National Homeless Data Analysis Project | 16 | 10 | 7 |
0005 | Youth Demonstration | 53 | 75 | 75 |
0007 | Victims of Domestic Violence | 31 | 69 | 50 |
|
|
|
||
0799 | Total direct obligations | 2,597 | 2,767 | 3,013 |
0801 | BJA Pay for Success Demonstration | 1 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts | 2,597 | 2,768 | 3,013 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 2,476 | 2,574 | 2,923 |
1012 | Unobligated balance transfers between expired and unexpired accounts | 56 | 340 | 50 |
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –2 | ||
1021 | Recoveries of prior year unpaid obligations | 8 | ||
1033 | Recoveries of prior year paid obligations | 2 | ||
|
|
|
||
1050 | Unobligated balance (total) | 2,540 | 2,914 | 2,973 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 2,636 | 2,777 | 2,773 |
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 1 | ||
1701 | Change in uncollected payments, Federal sources | –1 | ||
1900 | Budget authority (total) | 2,636 | 2,777 | 2,773 |
1930 | Total budgetary resources available | 5,176 | 5,691 | 5,746 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –5 | ||
1941 | Unexpired unobligated balance, end of year | 2,574 | 2,923 | 2,733 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 2,812 | 2,981 | 3,501 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 4 | ||
3010 | New obligations, unexpired accounts | 2,597 | 2,768 | 3,013 |
3020 | Outlays (gross) | –2,174 | –2,248 | –2,637 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –8 | ||
3041 | Recoveries of prior year unpaid obligations, expired | –250 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 2,981 | 3,501 | 3,877 |
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –1 | ||
3070 | Change in uncollected pymts, Fed sources, unexpired | 1 | ||
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 2,815 | 2,981 | 3,501 |
3200 | Obligated balance, end of year | 2,981 | 3,501 | 3,877 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 2,636 | 2,777 | 2,773 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 1 | 14 | 14 |
4011 | Outlays from discretionary balances | 2,173 | 2,234 | 2,623 |
|
|
|
||
4020 | Outlays, gross (total) | 2,174 | 2,248 | 2,637 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4030 | Federal sources | –1 | ||
4033 | Non-Federal sources | –4 | ||
|
|
|
||
4040 | Offsets against gross budget authority and outlays (total) | –5 | ||
Additional offsets against gross budget authority only: | ||||
4050 | Change in uncollected pymts, Fed sources, unexpired | 1 | ||
4052 | Offsetting collections credited to expired accounts | 2 | ||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 2 | ||
|
|
|
||
4060 | Additional offsets against budget authority only (total) | 5 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 2,636 | 2,777 | 2,773 |
4080 | Outlays, net (discretionary) | 2,169 | 2,248 | 2,637 |
4180 | Budget authority, net (total) | 2,636 | 2,777 | 2,773 |
4190 | Outlays, net (total) | 2,169 | 2,248 | 2,637 |
|
The Homeless Assistance Grants account provides funds for the Emergency Solutions Grant (ESG) and Continuum of Care (CoC) programs. These programs, which award funds through formula and competitive processes, enable localities to shape and implement comprehensive, flexible, coordinated approaches to address the multiple issues of homelessness, including chronic homelessness, veteran homelessness, and homelessness among families and youth.
The 2021 Budget provides a total of $2.773 billion for a wide range of activities to assist homeless persons and prevent future occurrences of homelessness. The Budget supports $2.486 billion for the CoC program to fund competitive renewals; $280 million for ESG formula funding for communities to address emergency needs such as emergency shelter, street outreach, essential services, homelessness prevention, and rapid rehousing; and $7 million for the National Homeless Data Analysis Project.
The Budget also supports legislative changes to improve program performance and efficiencies.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0192–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
41.0 | Direct obligations: Grants, subsidies, and contributions | 2,597 | 2,767 | 3,013 |
99.0 | Reimbursable obligations | 1 | ||
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 2,597 | 2,768 | 3,013 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0342–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 5 | 5 | |
3020 | Outlays (gross) | –5 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 5 | ||
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 5 | 5 | |
3200 | Obligated balance, end of year | 5 | ||
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 5 | ||
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 5 | ||
|
This account reports the remaining outlays from the Supplemental Appropriations Act, 2008 (Public Law 110–252), which provided permanent supportive housing assistance and project-based vouchers to the Louisiana Recovery Authority. These previously funded projects and vouchers are eligible for renewal under the Homeless Assistance Grants and Tenant-Based Rental Assistance accounts.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0324–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 1 | 1 | 1 |
1930 | Total budgetary resources available | 1 | 1 | 1 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 1 | 1 | 1 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 1 | 1 | 1 |
|
|
|
||
3050 | Unpaid obligations, end of year | 1 | 1 | 1 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 1 | 1 | 1 |
3200 | Obligated balance, end of year | 1 | 1 | 1 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | |||
|
The Budget does not provide funding for the Rural Housing and Economic Development (RHED) program. RHED was created to support housing and economic development activities in rural communities. The Consolidated Appropriations Act, 2016 (Public Law 114–113) permanently rescinded all unobligated balances of RHED funds, including carryover and recaptures.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4015–0–3–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 10 | ||
1022 | Capital transfer of unobligated balances to general fund | –10 | ||
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | |||
|
The Revolving Fund (liquidating programs) was established by the Independent Offices Appropriations Act of 1955 for the efficient liquidation of assets acquired under a number of housing and urban development programs, all of which are no longer active. For example, the Section 312 loan program portfolio, which provided first and junior lien financing at below market interest rates for the rehabilitation of homes in low-income neighborhoods, constituted a large portion of the account activities but has not originated new loans for over 20 years. The operational expenses are financed from a permanent, indefinite appropriation to administer the remaining repayments of loans, recaptures, and lien releases in the portfolio. Any remaining unobligated balances in the account are returned to the Treasury annually.
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4015–0–3–451 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 10 | |
1601 | Direct loans, gross | ||
1603 | Allowance for estimated uncollectible loans and interest (-) | ||
|
|
||
1604 | Direct loans and interest receivable, net | ||
1606 | Foreclosed property | 1 | |
|
|
||
1699 | Value of assets related to direct loans | 1 | |
|
|
||
1999 | Total assets | 11 | |
LIABILITIES: | |||
2207 | Non-Federal liabilities: Other | 1 | |
NET POSITION: | |||
3100 | Unexpended appropriations | 10 | 14 |
3300 | Cumulative results of operations | –14 | |
|
|
||
3999 | Total net position | 10 | |
|
|
||
4999 | Total liabilities and net position | 11 | |
|
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0198–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 6 | 2 | |
3020 | Outlays (gross) | –1 | –2 | |
3041 | Recoveries of prior year unpaid obligations, expired | –3 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 2 | ||
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 6 | 2 | |
3200 | Obligated balance, end of year | 2 | ||
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 1 | 2 | |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 1 | 2 | |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0198–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215003 | Section 108 Community Development Loan Guarantee (Fee) | 59 | 100 | |
|
|
|
||
215999 | Total loan guarantee levels | 59 | 100 | |
Guaranteed loan subsidy (in percent): | ||||
232003 | Section 108 Community Development Loan Guarantee (Fee) | 0.00 | -.01 | 0.00 |
|
|
|
||
232999 | Weighted average subsidy rate | 0.00 | -.01 | 0.00 |
Guaranteed loan reestimates: | ||||
235001 | Section 108 Community Development Loan Guarantee | –4 | –9 | |
235003 | Section 108 Community Development Loan Guarantee (Fee) | –1 | ||
|
|
|
||
235999 | Total guaranteed loan reestimates | –4 | –10 | |
|
The Community Development Loan Guarantee Program (Section 108) supports economic development projects, housing rehabilitation, and the rehabilitation, construction, or installation of public facilities for the benefit of low- to moderate-income persons or to aid in the prevention of slums.
The Budget does not request any new loan guarantee authority for Section 108 for 2021.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4096–0–3–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0742 | Downward reestimates paid to receipt accounts | 3 | 7 | |
0743 | Interest on downward reestimates | 1 | 2 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 4 | 9 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 23 | 17 | 8 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 2 | 2 | 1 |
1801 | Change in uncollected payments, Federal sources | –4 | –2 | |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | –2 | 1 | |
1930 | Total budgetary resources available | 21 | 17 | 9 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 17 | 8 | 9 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 4 | 9 | |
3020 | Outlays (gross) | –4 | –9 | |
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –6 | –2 | |
3070 | Change in uncollected pymts, Fed sources, unexpired | 4 | 2 | |
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –2 | ||
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | –6 | –2 | |
3200 | Obligated balance, end of year | –2 | ||
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | –2 | 1 | |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 4 | 9 | |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal Sources: Payments from Program Account | –1 | ||
4122 | Interest on uninvested funds | –1 | ||
4123 | Non-Federal sources | –2 | –1 | |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –2 | –2 | –1 |
Additional offsets against financing authority only (total): | ||||
4140 | Change in uncollected pymts, Fed sources, unexpired | 4 | 2 | |
4170 | Outlays, net (mandatory) | 2 | 7 | –1 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 2 | 7 | –1 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4096–0–3–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | 59 | 100 | |
2121 | Limitation available from carry-forward | |||
2142 | Uncommitted loan guarantee limitation | |||
2143 | Uncommitted limitation carried forward | |||
|
|
|
||
2150 | Total guaranteed loan commitments | 59 | 100 | |
2199 | Guaranteed amount of guaranteed loan commitments | 59 | 100 | |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 1,241 | 1,071 | 1,042 |
2231 | Disbursements of new guaranteed loans | 49 | 184 | 94 |
2251 | Repayments and prepayments | –219 | –213 | –193 |
|
|
|
||
2290 | Outstanding, end of year | 1,071 | 1,042 | 943 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 1,071 | 1,042 | 943 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4096–0–3–451 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 17 | 14 |
|
|
||
1999 | Total assets | 17 | 14 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2204 | Liabilities for loan guarantees | 14 | 11 |
2207 | Other | ||
|
|
||
2999 | Total liabilities | 14 | 11 |
NET POSITION: | |||
3300 | Cumulative results of operations | 3 | 3 |
|
|
||
4999 | Total liabilities and net position | 17 | 14 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4097–0–3–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –3 | –3 | –3 |
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –3 | –3 | –3 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | –3 | –3 | –3 |
3200 | Obligated balance, end of year | –3 | –3 | –3 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | |||
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4097–0–3–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 1 | 1 | 1 |
2251 | Repayments and prepayments | |||
|
|
|
||
2290 | Outstanding, end of year | 1 | 1 | 1 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | |||
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4097–0–3–451 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | –3 | –3 |
Investments in U.S. securities: | |||
1106 | Receivables, net | 3 | |
1206 | Non-Federal assets: Receivables, net | 3 | |
1605 | Accounts receivable from foreclosed property | 3 | |
1606 | Foreclosed property | ||
|
|
||
1699 | Value of assets related to direct loans | 3 | |
|
|
||
1999 | Total assets | 3 | |
|
Special and Trust Fund Receipts (in millions of dollars)
|
||||
Identification code 086–8560–0–7–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
0100 | Balance, start of year | 18 | 15 | 18 |
Receipts: | ||||
Current law: | ||||
1130 | Affordable Housing Allocation, Housing Trust Fund | 245 | 301 | 245 |
Proposed: | ||||
1230 | Affordable Housing Allocation, Housing Trust Fund | –245 | ||
|
|
|
||
1999 | Total receipts | 245 | 301 | |
|
|
|
||
2000 | Total: Balances and receipts | 263 | 316 | 18 |
Appropriations: | ||||
Current law: | ||||
2101 | Housing Trust Fund | –245 | –301 | –245 |
2103 | Housing Trust Fund | –18 | –15 | –18 |
2132 | Housing Trust Fund | 15 | 18 | |
|
|
|
||
2199 | Total current law appropriations | –248 | –298 | –263 |
Proposed: | ||||
2201 | Housing Trust Fund | 245 | ||
|
|
|
||
2999 | Total appropriations | –248 | –298 | –18 |
|
|
|
||
5099 | Balance, end of year | 15 | 18 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–8560–0–7–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Grants | 294 | 321 | 287 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 294 | 321 | 287 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 114 | 68 | 45 |
Budget authority: | ||||
Appropriations, mandatory: | ||||
1201 | Appropriation (special or trust fund) | 245 | 301 | 245 |
1203 | Appropriation (previously unavailable)(special or trust) | 18 | 15 | 18 |
1232 | Appropriations and/or unobligated balance of appropriations temporarily reduced | –15 | –18 | |
|
|
|
||
1260 | Appropriations, mandatory (total) | 248 | 298 | 263 |
1930 | Total budgetary resources available | 362 | 366 | 308 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 68 | 45 | 21 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 511 | 724 | 904 |
3010 | New obligations, unexpired accounts | 294 | 321 | 287 |
3020 | Outlays (gross) | –81 | –141 | –198 |
|
|
|
||
3050 | Unpaid obligations, end of year | 724 | 904 | 993 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 511 | 724 | 904 |
3200 | Obligated balance, end of year | 724 | 904 | 993 |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 248 | 298 | 263 |
Outlays, gross: | ||||
4101 | Outlays from mandatory balances | 81 | 141 | 198 |
4180 | Budget authority, net (total) | 248 | 298 | 263 |
4190 | Outlays, net (total) | 81 | 141 | 198 |
|
Summary of Budget Authority and Outlays (in millions of dollars)
|
||||
2019 actual | 2020 est. | 2021 est. | ||
|
||||
Enacted/requested: | ||||
Budget Authority | 248 | 298 | 263 | |
Outlays | 81 | 141 | 198 | |
Legislative proposal, subject to PAYGO: | ||||
Budget Authority | –245 | |||
Total: | ||||
Budget Authority | 248 | 298 | 18 | |
Outlays | 81 | 141 | 198 | |
|
The Housing Trust Fund provides grants to States to increase and preserve the supply of affordable rental housing and homeownership opportunities for extremely low-income families. The Housing Trust Fund was authorized by section 1131 of the Housing and Economic Recovery Act of 2008 (Public Law 110–289), which directed the account to be funded from assessments on Fannie Mae and Freddie Mac. The 2021 Budget includes a legislative proposal to eliminate the assessment and discontinue funding for the Housing Trust Fund.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–8560–4–7–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Grants | –206 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | –206 | ||
|
||||
Budgetary resources: | ||||
Budget authority: | ||||
Appropriations, mandatory: | ||||
1201 | Appropriation (special or trust fund) | –245 | ||
1930 | Total budgetary resources available | –245 | ||
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | –39 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | –206 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | –206 | ||
Memorandum (non-add) entries: | ||||
3200 | Obligated balance, end of year | –206 | ||
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | –245 | ||
4180 | Budget authority, net (total) | –245 | ||
4190 | Outlays, net (total) | |||
|
For activities and assistance for the provision of project-based subsidy contracts under the United States Housing Act of 1937 (42 U.S.C. 1437 et seq.) ("the Act"), not otherwise provided for, $12,242,000,000, to remain available until September 30, 2023, shall be available on October 1, 2020 (in addition to the $400,000,000 previously appropriated under this heading that became available October 1, 2020), and $400,000,000, to remain available until September 30, 2024, shall be available on October 1, 2021: Provided, That the amounts made available under this heading shall be available for expiring or terminating section 8 project-based subsidy contracts (including section 8 moderate rehabilitation contracts), for amendments to section 8 project-based subsidy contracts (including section 8 moderate rehabilitation contracts), for contracts entered into pursuant to section 441 of the McKinney-Vento Homeless Assistance Act (42 U.S.C. 11401), for renewal of section 8 contracts for units in projects that are subject to approved plans of action under the Emergency Low Income Housing Preservation Act of 1987 or the Low-Income Housing Preservation and Resident Homeownership Act of 1990, and for administrative and other expenses associated with project-based activities and assistance funded under this paragraph: Provided further, That the amount of any foregone increases in tenant rent payments due to the implementation of rent incentives as authorized pursuant to waivers or alternative requirements of the Jobs-Plus initiative as described under the heading "Self-Sufficiency Programs" shall be factored into housing assistance payments under project-based subsidy contracts: Provided further, That of the total amounts provided under this heading, not to exceed $350,000,000 shall be available for performance-based contract administrators or contractors for section 8 project-based assistance, for carrying out 42 U.S.C. 1437(f): Provided further, That the Secretary may also use such amounts in the previous proviso for performance-based contract administrators or contractors for the administration of: interest reduction payments pursuant to section 236(a) of the National Housing Act (12 U.S.C. 1715z-1(a)); rent supplement payments pursuant to section 101 of the Housing and Urban Development Act of 1965 (12 U.S.C. 1701s); section 236(f)(2) rental assistance payments (12 U.S.C. 1715z-1(f)(2)); project rental assistance contracts for the elderly under section 202(c)(2) of the Housing Act of 1959 (12 U.S.C. 1701q); project rental assistance contracts for supportive housing for persons with disabilities under section 811(d)(2) of the Cranston-Gonzalez National Affordable Housing Act (42 U.S.C. 8013(d)(2)); project assistance contracts pursuant to section 202(h) of the Housing Act of 1959 (Public Law 86–372; 73 Stat. 667); and loans under section 202 of the Housing Act of 1959 (Public Law 86–372; 73 Stat. 667): Provided further, That amounts recaptured under this heading, the heading "Annual Contributions for Assisted Housing", or the heading "Housing Certificate Fund", may be used for renewals of or amendments to section 8 project-based contracts or for performance-based contract administrators or contractors, notwithstanding the purposes for which such amounts were appropriated: Provided further, That, notwithstanding any other provision of law, upon the request of the Secretary, project funds that are held in residual receipts accounts for any project subject to a section 8 project-based Housing Assistance Payments contract that authorizes HUD or a Housing Finance Agency to require that surplus project funds be deposited in an interest-bearing residual receipts account and that are in excess of an amount to be determined by the Secretary, shall be remitted to the Department and deposited in this account, to be available until expended: Provided further, That amounts deposited pursuant to the previous proviso shall be available in addition to the amount otherwise provided by this heading for uses authorized under this heading.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0303–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Contract Renewals | 11,300 | 12,005 | 11,946 |
0002 | RAD Contract Renewals | 56 | 41 | 64 |
0003 | Section 8 Amendments | 152 | 100 | 110 |
0004 | Contract Administrators | 245 | 345 | 350 |
0006 | Tenant Information and Outreach | 2 | 6 | |
0008 | Mod Rehab and SRO Renewals | 209 | 213 | 230 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 11,962 | 12,706 | 12,706 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 297 | 204 | 166 |
1011 | Unobligated balance transfer from other acct [086–0206] | 5 | ||
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –1 | ||
1021 | Recoveries of prior year unpaid obligations | 63 | 57 | 57 |
1033 | Recoveries of prior year paid obligations | 1 | 1 | |
|
|
|
||
1050 | Unobligated balance (total) | 365 | 262 | 223 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 11,347 | 12,170 | 12,242 |
1121 | Appropriations transferred from other acct [086–0304] | 11 | 13 | |
1121 | Appropriations transferred from other acct [086–0206] | 4 | ||
1121 | Appropriations transferred from other acct [086–0163] | 39 | 28 | 64 |
1131 | Unobligated balance of appropriations permanently reduced (emergency) | –1 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 11,401 | 12,210 | 12,306 |
Advance appropriations, discretionary: | ||||
1170 | Advance appropriation | 400 | 400 | 400 |
1900 | Budget authority (total) | 11,801 | 12,610 | 12,706 |
1930 | Total budgetary resources available | 12,166 | 12,872 | 12,929 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 204 | 166 | 223 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 4,086 | 3,778 | 5,590 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 1 | ||
3010 | New obligations, unexpired accounts | 11,962 | 12,706 | 12,706 |
3020 | Outlays (gross) | –12,208 | –10,837 | –13,773 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –63 | –57 | –57 |
|
|
|
||
3050 | Unpaid obligations, end of year | 3,778 | 5,590 | 4,466 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 4,087 | 3,778 | 5,590 |
3200 | Obligated balance, end of year | 3,778 | 5,590 | 4,466 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 11,801 | 12,610 | 12,706 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 8,138 | 8,337 | 8,399 |
4011 | Outlays from discretionary balances | 4,070 | 2,500 | 5,374 |
|
|
|
||
4020 | Outlays, gross (total) | 12,208 | 10,837 | 13,773 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources: | –1 | –1 | |
Additional offsets against gross budget authority only: | ||||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 1 | 1 | |
|
|
|
||
4070 | Budget authority, net (discretionary) | 11,801 | 12,610 | 12,706 |
4080 | Outlays, net (discretionary) | 12,207 | 10,836 | 13,773 |
4180 | Budget authority, net (total) | 11,801 | 12,610 | 12,706 |
4190 | Outlays, net (total) | 12,207 | 10,836 | 13,773 |
|
The Budget requests $12.6 billion for Project-Based Rental Assistance (PBRA), of which $400 million is requested as an advance appropriation to become available in 2022. The PBRA program assists approximately 1.2 million extremely low- to low-income households in obtaining decent, safe, and sanitary housing in private accommodations. PBRA serves families, elderly, and disabled households and provides transitional housing for the homeless. Through this funding, the Department of Housing and Urban Development (HUD) supports approximately 17,200 contracts with private owners of multifamily housing by paying the difference between a portion of a household's income and the approved market-based rent for a housing unit. The Budget continues to support the program's calendar year funding cycle and provides 12 months of funding for all contracts. Further, the Budget continues to support legislative reforms as reflected in the Making Affordable Housing Work Act of 2018 and uniform work requirements.
Program activities include the following:
Contract Renewals and Amendments.—These activities provide funding for HUD to renew expiring contracts and amend contracts that have not expired but require additional funding for HUD to meet remaining payment obligations. Appropriations for these activities are supplemented with recoveries of excess balances remaining on expired contracts that utilized less than anticipated resources during their initial terms.
Contract Administrators.—The Budget requests $350 million for contract administration. This activity funds the local level administration of the program through HUD agreements with performance-based contract administrators or other supportive services contractors.
Tenant Information and Outreach.—The Budget requests up to $6 million for technical assistance to tenant groups, nonprofit groups, and public entities to support tenants of troubled properties and improve tenant access to community services in order to support self-sufficiency.
For capital advances, including amendments to capital advance contracts, for housing for the elderly, as authorized by section 202 of the Housing Act of 1959, as amended, for project rental assistance for the elderly under section 202(c)(2) of such Act, including amendments to contracts for such assistance and renewal of expiring contracts for such assistance , for senior preservation rental assistance contracts, including renewals, as authorized by section 811(e) of the American Housing and Economic Opportunity Act of 2000, as amended, and for supportive services associated with the housing, $853,000,000, to remain available until September 30, 2024: Provided, That of the amount provided under this heading, up to $95,000,000 shall be for service coordinators and the continuation of existing congregate service grants for residents of assisted housing projects: Provided further, That amounts under this heading shall be available for Real Estate Assessment Center inspections and inspection-related activities associated with section 202 projects: Provided further, That the Secretary may waive the provisions of section 202 governing the terms and conditions of project rental assistance, except that the initial contract term for such assistance shall not exceed 5 years in duration: Provided further, That upon request of the Secretary, project funds that are held in residual receipts accounts for any project subject to a section 202 project rental assistance contract, and that upon termination of such contract are in excess of an amount to be determined by the Secretary, shall be remitted to the Department and deposited in this account, to remain available until September 30, 2024: Provided further, That amounts deposited in this account pursuant to the previous proviso shall be available, in addition to the amounts otherwise provided by this heading, for the purposes authorized under this heading: Provided further, That unobligated balances, including recaptures and carryover, remaining from funds transferred to or appropriated under this heading shall be available for the current purposes authorized under this heading in addition to the purposes for which such funds originally were appropriated: Provided further, That of the total amount provided under this heading, up to $14,000,000 may be used by the Secretary to continue demonstration programs to test housing with services models for the elderly that demonstrate the potential to delay or avoid the need for nursing home care.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0320–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Capital Advance and Expenses | 2 | 113 | 144 |
0002 | PRAC Renewal/Amendment | 524 | 581 | 620 |
0003 | Service Coordinators/Congregate Services | 94 | 100 | 95 |
0005 | Senior Preservation Rental Assistance Contracts (SPRAC) Renewals/Amendments | 19 | 14 | 15 |
0006 | Senior Preservation Rental Assistance Contracts | 5 | ||
0007 | Supportive Services/IWISH Demonstration | 14 | ||
0008 | Aging in Place Home Modifications and Repairs | 20 | ||
|
|
|
||
0799 | Total direct obligations | 639 | 833 | 888 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 639 | 833 | 888 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 204 | 254 | 215 |
1021 | Recoveries of prior year unpaid obligations | 7 | 1 | 1 |
|
|
|
||
1050 | Unobligated balance (total) | 211 | 255 | 216 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 678 | 793 | 853 |
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 6 | ||
1900 | Budget authority (total) | 684 | 793 | 853 |
1930 | Total budgetary resources available | 895 | 1,048 | 1,069 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –2 | ||
1941 | Unexpired unobligated balance, end of year | 254 | 215 | 181 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 793 | 683 | 667 |
3010 | New obligations, unexpired accounts | 639 | 833 | 888 |
3020 | Outlays (gross) | –741 | –848 | –917 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –7 | –1 | –1 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 683 | 667 | 637 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 793 | 683 | 667 |
3200 | Obligated balance, end of year | 683 | 667 | 637 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 684 | 793 | 853 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 251 | 230 | 247 |
4011 | Outlays from discretionary balances | 490 | 618 | 670 |
|
|
|
||
4020 | Outlays, gross (total) | 741 | 848 | 917 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –6 | ||
|
|
|
||
4040 | Offsets against gross budget authority and outlays (total) | –6 | ||
4180 | Budget authority, net (total) | 678 | 793 | 853 |
4190 | Outlays, net (total) | 735 | 848 | 917 |
|
Since 1959, the Housing for the Elderly Program (Section 202) has supported the construction and operation of supportive housing for very low-income elderly households, including the frail elderly. The Budget provides $853 million for this program, including $641 million to renew and amend operating subsidy contracts for existing Section 202 housing including Senior Preservation Rental Assistance Contracts, $100 million for Capital Advances to increase the supply of affordable housing for seniors, $95 million to support service coordinators who work on-site to help residents obtain critical services, and $3 million for property inspections and other related expenses. In addition, the Budget provides $14 million for an extension of the Supportive Services IWISH Demonstration for collection of additional data to better evaluate the demonstration's impact on the health and well-being of older low-income tenants.
Further, the Budget continues to support legislative reforms as reflected in the Making Affordable Housing Work Act of 2018 and uniform work requirements.
For capital advances, including amendments to capital advance contracts, for supportive housing for persons with disabilities, as authorized by section 811 of the Cranston-Gonzalez National Affordable Housing Act (42 U.S.C. 8013), as amended, for project rental assistance for supportive housing for persons with disabilities under section 811(d)(2) of such Act, for project assistance contracts pursuant to section 202(h) of the Housing Act of 1959 (Public Law 86–372; 73 Stat. 667), including amendments to contracts for such assistance and renewal of expiring contracts for such assistance for up to a 1-year term, for project rental assistance to State housing finance agencies and other appropriate entities as authorized under section 811(b)(3) of the Cranston-Gonzalez National Housing Act, and for supportive services associated with the housing for persons with disabilities as authorized by section 811(b)(1) of such Act, $252,000,000, to remain available until September 30, 2024: Provided, That amounts made available under this heading shall be available for Real Estate Assessment Center inspections and inspection-related activities associated with section 811 projects: Provided further, That, upon the request of the Secretary, project funds that are held in residual receipts accounts for any project subject to a section 811 project rental assistance contract, and that upon termination of such contract are in excess of an amount to be determined by the Secretary, shall be remitted to the Department and deposited in this account, to remain available until September 30, 2024: Provided further, That amounts deposited in this account pursuant to the previous proviso shall be available in addition to the amounts otherwise provided by this heading for the purposes authorized under this heading: Provided further, That unobligated balances, including recaptures and carryover, remaining from funds transferred to or appropriated under this heading shall be used for the current purposes authorized under this heading in addition to the purposes for which such funds originally were appropriated.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0237–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Supportive Housing | 2 | 77 | 82 |
0002 | Disabled PRAC/PAC Renewals and Amendments | 161 | 166 | 170 |
0004 | State Housing Project Rental Assistance | 37 | 40 | |
|
|
|
||
0799 | Total direct obligations | 163 | 280 | 292 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 163 | 280 | 292 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 162 | 189 | 112 |
1021 | Recoveries of prior year unpaid obligations | 2 | 1 | 1 |
|
|
|
||
1050 | Unobligated balance (total) | 164 | 190 | 113 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 184 | 202 | 252 |
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 4 | ||
1900 | Budget authority (total) | 188 | 202 | 252 |
1930 | Total budgetary resources available | 352 | 392 | 365 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 189 | 112 | 73 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 461 | 430 | 503 |
3010 | New obligations, unexpired accounts | 163 | 280 | 292 |
3020 | Outlays (gross) | –191 | –206 | –303 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –2 | –1 | –1 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 430 | 503 | 491 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 461 | 430 | 503 |
3200 | Obligated balance, end of year | 430 | 503 | 491 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 188 | 202 | 252 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 30 | 36 | 45 |
4011 | Outlays from discretionary balances | 161 | 170 | 258 |
|
|
|
||
4020 | Outlays, gross (total) | 191 | 206 | 303 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –4 | ||
4180 | Budget authority, net (total) | 184 | 202 | 252 |
4190 | Outlays, net (total) | 187 | 206 | 303 |
|
Since 1992, the Housing for Persons with Disabilities Program (Section 811) has supported the development and operation of supportive housing for very low-income people with disabilities. The Budget provides $252 million for this program, including $170 million to renew and amend operating subsidy contracts for existing Section 811 housing, $80 million for Capital Advances and Project Rental Assistance to expand the supply of affordable housing for low-income persons with disabilities, and up to $2 million for property inspections and other related expenses.
Further, the Budget continues to support legislative reforms as reflected in the Making Affordable Housing Work Act of 2018 and uniform work requirements.
For contracts, grants, and other assistance excluding loans, as authorized under section 106 of the Housing and Urban Development Act of 1968, as amended, $45,000,000, to remain available until September 30, 2022, including up to $4,500,000 for administrative contract services : Provided , That funds shall be used for providing counseling and advice to tenants and homeowners, both current and prospective, with respect to property maintenance, financial management or literacy, and such other matters as may be appropriate to assist them in improving their housing conditions, meeting their financial needs, and fulfilling the responsibilities of tenancy or homeownership; for program administration; and for housing counselor training: Provided further, That for purposes of providing such grants from amounts provided under this heading, the Secretary may enter into multiyear agreements, as appropriate, subject to the availability of annual appropriations.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0156–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Housing Counseling Assistance | 79 | 49 | 41 |
0002 | Administrative Contract Services | 3 | 4 | 4 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 82 | 53 | 45 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 40 | 7 | 7 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 50 | 53 | 45 |
1930 | Total budgetary resources available | 90 | 60 | 52 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –1 | ||
1941 | Unexpired unobligated balance, end of year | 7 | 7 | 7 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 25 | 64 | 65 |
3010 | New obligations, unexpired accounts | 82 | 53 | 45 |
3020 | Outlays (gross) | –43 | –52 | –56 |
|
|
|
||
3050 | Unpaid obligations, end of year | 64 | 65 | 54 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 25 | 64 | 65 |
3200 | Obligated balance, end of year | 64 | 65 | 54 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 50 | 53 | 45 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 3 | 2 | |
4011 | Outlays from discretionary balances | 43 | 49 | 54 |
|
|
|
||
4020 | Outlays, gross (total) | 43 | 52 | 56 |
4180 | Budget authority, net (total) | 50 | 53 | 45 |
4190 | Outlays, net (total) | 43 | 52 | 56 |
|
The Housing Counseling Assistance Program provides: 1) comprehensive housing counseling services to eligible homeowners and tenants through grants, oversight, and technical assistance; and 2) training to housing counselors and staff of government or non-profit entities that participate in Department of Housing and Urban Development's (HUD) Housing Counseling program. Eligible Housing Counseling program services include group education and individualized housing counseling on pre- and post-purchase homeownership budgeting and financial management, reverse mortgage counseling, homelessness prevention, rental counseling, and avoiding discrimination, foreclosure, and eviction. The objectives of the Housing Counseling program include overcoming barriers to stable and affordable housing; expanding sustainable homeownership and rental opportunities; preventing foreclosure and eviction; and deterring discrimination, scams, and fraud.
The 2021 Budget includes $45 million for this program, the bulk of which funds grants to HUD-approved Housing Counseling agencies for direct services. To strengthen housing counselor training, the Office of Housing Counseling has implemented individual testing and certification for housing counselors.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0156–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.2 | Other services from non-Federal sources | 3 | 4 | 4 |
41.0 | Grants, subsidies, and contributions | 79 | 49 | 41 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 82 | 53 | 45 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0407–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 330 | ||
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –330 | ||
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | |||
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0407–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct loan reestimates: | ||||
135001 | Emergency Homeowners' Relief | –2 | ||
|
The Emergency Homeowners' Loan Program (EHLP) provided emergency mortgage assistance to homeowners who were unemployed or underemployed due to economic or medical conditions. The program became effective October 1, 2010 and, per statute, stopped accepting applications on September 30, 2011. This account reflects no new obligations but displays the liquidation of prior year obligations.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4357–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0742 | Downward reestimates paid to receipt accounts | 2 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts | 2 | ||
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 2 | 1 | 2 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 1 | 1 | 1 |
1930 | Total budgetary resources available | 3 | 2 | 3 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 1 | 2 | 3 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 2 | ||
3020 | Outlays (gross) | –2 | ||
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 1 | 1 | 1 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 2 | ||
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4123 | Repayments of principal, net | –1 | –1 | –1 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 1 | –1 | –1 |
|
Status of Direct Loans (in millions of dollars)
|
||||
Identification code 086–4357–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of direct loans outstanding: | ||||
1210 | Outstanding, start of year | 2 | 60 | 59 |
1251 | Repayments: Repayments and prepayments | –1 | –1 | –1 |
1264 | Other adjustments, net (+ or -) | 59 | ||
|
|
|
||
1290 | Outstanding, end of year | 60 | 59 | 58 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4357–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | ||
Net value of assets related to post-1991 direct loans receivable: | |||
1401 | Direct loans receivable, gross | 2 | 60 |
1405 | Allowance for subsidy cost (-) | –2 | –60 |
|
|
||
1499 | Net present value of assets related to direct loans | ||
|
|
||
1999 | Total assets | ||
LIABILITIES: | |||
2103 | Federal liabilities: Debt payable to Treasury | ||
|
|
||
4999 | Total upward reestimate subsidy BA [86–0407] | ||
|
Unobligated balances from recaptured amounts appropriated prior to fiscal year 2006 from terminated contracts under section 236(f)(2) of the National Housing Act (12 U.S.C. 1715z-1), and any unobligated balances, including recaptures and carryover, remaining from funds appropriated under this heading after fiscal year 2005, shall also be available for extensions of up to one year for expiring contracts under such section : Provided, That the Secretary may transfer funds remaining from amounts appropriated under this heading in the prior fiscal year to the "Housing for the Elderly" account to be used for capital advance contracts for housing for the elderly, as authorized by section 202 of the Housing Act of 1959, as amended, and for service coordinators and the continuation of existing congregate service grants for residents of assisted housing projects.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0206–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0002 | Rental Housing Assistance, 02 | 1 | 4 | 4 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 1 | 4 | 4 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 73 | 87 | 114 |
1010 | Unobligated balance transfer to other accts, 01 [086–0303] | –3 | ||
1010 | Unobligated balance transfer to other accts, 02 [086–0303] | –2 | ||
1021 | Recoveries of prior year unpaid obligations, 01 | 1 | 3 | 3 |
1021 | Recoveries of prior year unpaid obligations, 02 | 16 | 23 | 23 |
1033 | Recoveries of prior year paid obligations, 02 | 2 | 2 | |
|
|
|
||
1050 | Unobligated balance (total) | 87 | 115 | 140 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation of New BA, 01 | 3 | ||
1100 | Appropriation of New BA, 02 | 2 | 3 | |
1120 | Appropriations transferred to other acct, 01 [086–0303] | –3 | ||
1120 | Appropriations transferred to other acct, 02 [086–0303] | –1 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 1 | 3 | |
1900 | Budget authority (total) | 1 | 3 | |
1930 | Total budgetary resources available | 88 | 118 | 140 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 87 | 114 | 136 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 449 | 345 | 201 |
3010 | New obligations, unexpired accounts | 1 | 4 | 4 |
3020 | Outlays (gross) | –88 | –122 | –60 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –17 | –26 | –26 |
|
|
|
||
3050 | Unpaid obligations, end of year | 345 | 201 | 119 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 449 | 345 | 201 |
3200 | Obligated balance, end of year | 345 | 201 | 119 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 1 | 3 | |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 2 | ||
4011 | Outlays from discretionary balances | 88 | 120 | 60 |
|
|
|
||
4020 | Outlays, gross (total) | 88 | 122 | 60 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources, 02 | –2 | –2 | |
|
|
|
||
4040 | Offsets against gross budget authority and outlays (total) | –2 | –2 | |
Additional offsets against gross budget authority only: | ||||
4053 | Recoveries of prior year paid obligations, unexpired accounts | 2 | 2 | |
|
|
|
||
4070 | Budget authority, net (discretionary) | 1 | 3 | |
4080 | Outlays, net (discretionary) | 86 | 120 | 60 |
4180 | Budget authority, net (total) | 1 | 3 | |
4190 | Outlays, net (total) | 86 | 120 | 60 |
|
The Other Assisted Housing account contains the programs listed below:
Rent Supplement.—Rent Supplement assistance payments support assisted units for qualified low-income tenants.
Section 235.—The Housing and Urban-Rural Recovery Act of 1983 (Public Law 98–181) authorized a restructured Section 235 (Homeownership Assistance) program that provided homeowners a ten-year interest reduction subsidy on their mortgages.
Section 236.—The Housing and Urban Development Act of 1968, as amended, authorized the Section 236 Rental Housing Assistance Program, which subsidizes the monthly mortgage payment that an owner of a rental or cooperative project is required to make. This interest subsidy reduces rents for lower income tenants. Some Section 236 properties also have rental assistance contracts with the Department of Housing and Urban Development (HUD) through the Rental Assistance Payment (RAP) program.
HUD has converted the last remaining Rent Supplement and RAP properties to long-term, project-based Section 8 contracts, using the Rental Assistance Demonstration program. Therefore, HUD no longer needs funding in this account. The Budget seeks authority to transfer any remaining funds into the Housing for the Elderly account to provide service coordinators for elderly residents or to support capital advance contracts for new housing for the elderly.
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0306–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct loan reestimates: | ||||
135001 | Energy Retrofit Loans | –3 | –6 | |
|
The Green Retrofit Program offered grants and loans to owners of eligible Department of Housing and Urban Development (HUD) assisted multifamily housing properties to fund green retrofits, which are intended to reduce ongoing utility consumption, benefit resident health, and benefit the environment. This program was funded under Title XII of the American Recovery and Reinvestment Act of 2009 (Public Law 111–5), and the authority to make new awards has expired. All loan cash flows are recorded in the corresponding financing account (86–4589).
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4589–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0742 | Downward reestimates paid to receipt accounts | 2 | 4 | |
0743 | Interest on downward reestimates | 1 | 2 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 3 | 6 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 1 | 3 | 1 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 6 | 4 | 4 |
1825 | Spending authority from offsetting collections applied to repay debt | –1 | ||
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 5 | 4 | 4 |
1900 | Budget authority (total) | 5 | 4 | 4 |
1930 | Total budgetary resources available | 6 | 7 | 5 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 3 | 1 | 5 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 3 | 6 | |
3020 | Outlays (gross) | –3 | –6 | |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 5 | 4 | 4 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 3 | 6 | |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4123 | Non-Federal sources | –6 | –4 | –4 |
4180 | Budget authority, net (total) | –1 | ||
4190 | Outlays, net (total) | –3 | 2 | –4 |
|
Status of Direct Loans (in millions of dollars)
|
||||
Identification code 086–4589–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of direct loans outstanding: | ||||
1210 | Outstanding, start of year | 51 | 46 | 42 |
1251 | Repayments: Repayments and prepayments | –5 | –4 | –4 |
|
|
|
||
1290 | Outstanding, end of year | 46 | 42 | 38 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4589–0–3–604 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 1 | 2 |
Net value of assets related to post-1991 direct loans receivable: | |||
1401 | Direct loans receivable, gross | 51 | 46 |
1402 | Interest receivable | 1 | 1 |
1405 | Allowance for subsidy cost (-) | –42 | –39 |
|
|
||
1499 | Net present value of assets related to direct loans | 10 | 8 |
|
|
||
1999 | Total assets | 11 | 10 |
LIABILITIES: | |||
2103 | Federal liabilities: Debt | 11 | 10 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
|
|
||
4999 | Total liabilities and net position | 11 | 10 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4041–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 12 | 15 | 17 |
Budget authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 3 | 2 | 2 |
1930 | Total budgetary resources available | 15 | 17 | 19 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 15 | 17 | 19 |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 3 | 2 | 2 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4123 | Non-Federal sources | –3 | –2 | –2 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –3 | –2 | –2 |
|
||||
Memorandum (non-add) entries: | ||||
5090 | Unexpired unavailable balance, SOY: Offsetting collections | 1 | 1 | 1 |
5092 | Unexpired unavailable balance, EOY: Offsetting collections | 1 | 1 | 1 |
|
As authorized by the Housing and Urban Development Act of 1968, the Rental Housing Assistance Fund collects funds which are in excess of the established basic rents for units in Section 236 subsidized projects. Funds in this account remain available to pay refunds of excess rental charges.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4044–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 520 | 559 | 595 |
Budget authority: | ||||
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 39 | 36 | 34 |
1930 | Total budgetary resources available | 559 | 595 | 629 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 559 | 595 | 629 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 39 | 36 | 34 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –39 | –36 | –34 |
|
|
|
||
4040 | Offsets against gross budget authority and outlays (total) | –39 | –36 | –34 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –39 | –36 | –34 |
|
||||
Memorandum (non-add) entries: | ||||
5090 | Unexpired unavailable balance, SOY: Offsetting collections | 2 | 2 | 2 |
5092 | Unexpired unavailable balance, EOY: Offsetting collections | 2 | 2 | 2 |
|
Status of Direct Loans (in millions of dollars)
|
||||
Identification code 086–4044–0–3–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of direct loans outstanding: | ||||
1210 | Outstanding, start of year | 333 | 311 | 276 |
1251 | Repayments: Repayments and prepayments | –22 | –35 | –35 |
|
|
|
||
1290 | Outstanding, end of year | 311 | 276 | 241 |
|
The Flexible Subsidy Fund assisted financially troubled subsidized projects under certain Federal Housing Administration (FHA) authorities. The subsidies were intended to prevent potential losses to the FHA fund resulting from project insolvency and to preserve these projects as a viable source of housing for low- and moderate-income tenants. Priority was given to projects with Federal insurance-in-force and then to those with mortgages that had been assigned to the Department.
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4044–0–3–604 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 522 | 560 |
1601 | Direct loans, gross | 340 | 311 |
1602 | Interest receivable | 55 | 50 |
1603 | Allowance for estimated uncollectible loans and interest (-) | –43 | –42 |
|
|
||
1699 | Value of assets related to direct loans | 352 | 319 |
|
|
||
1999 | Total assets | 874 | 879 |
NET POSITION: | |||
3100 | Unexpended appropriations | –376 | |
3300 | Cumulative results of operations | 1,250 | 879 |
|
|
||
3999 | Total net position | 874 | 879 |
|
|
||
4999 | Total liabilities and net position | 874 | 879 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0343–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 7 | 7 | 7 |
1930 | Total budgetary resources available | 7 | 7 | 7 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 7 | 7 | 7 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | |||
|
The HOPE for Homeowners program was created by the Housing and Economic Recovery Act of 2008 to help homeowners at risk of default and foreclosure refinance into affordable, sustainable loans. Under the Program, eligible homeowners refinanced their current mortgage loans into a new mortgage insured by Federal Housing Administration. The program ended on September 30, 2011. In 2016, excess HOPE Bond proceeds in the amount of $455 million were transferred to the HOPE Reserve Fund, and used to retire the HOPE Bonds. Remaining HOPE Bond activity is shown in the HOPE Reserve Fund.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4353–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0003 | Other Investment & Operating Expenses | 2 | 1 | 1 |
Credit program obligations: | ||||
0711 | Default claim payments on principal | 1 | 1 | |
|
|
|
||
0791 | Direct program activities, subtotal | 1 | 1 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 2 | 2 | 2 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 16 | 16 | 16 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 2 | 2 | 2 |
1930 | Total budgetary resources available | 18 | 18 | 18 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 16 | 16 | 16 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 2 | 3 | 3 |
3010 | New obligations, unexpired accounts | 2 | 2 | 2 |
3020 | Outlays (gross) | –1 | –2 | –2 |
|
|
|
||
3050 | Unpaid obligations, end of year | 3 | 3 | 3 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 2 | 3 | 3 |
3200 | Obligated balance, end of year | 3 | 3 | 3 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 2 | 2 | 2 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 1 | 2 | 2 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4122 | Interest on uninvested funds | –1 | –1 | –1 |
4123 | Premiums | –1 | –1 | –1 |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –2 | –2 | –2 |
4170 | Outlays, net (mandatory) | –1 | ||
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –1 | ||
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4353–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2143 | Uncommitted limitation carried forward | |||
|
|
|
||
2150 | Total guaranteed loan commitments | |||
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 66 | 57 | 48 |
2251 | Repayments and prepayments | –8 | –8 | –8 |
Adjustments: | ||||
2261 | Terminations for default that result in loans receivable | |||
2262 | Terminations for default that result in acquisition of property | |||
2263 | Terminations for default that result in claim payments | –1 | –1 | –1 |
|
|
|
||
2290 | Outstanding, end of year | 57 | 48 | 39 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 57 | 48 | 39 |
|
||||
Addendum: | ||||
Cumulative balance of defaulted guaranteed loans that result in loans receivable: | ||||
2310 | Outstanding, start of year | 6 | 6 | 6 |
2331 | Disbursements for guaranteed loan claims | |||
|
|
|
||
2390 | Outstanding, end of year | 6 | 6 | 6 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4353–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 17 | 17 |
Net value of assets related to post-1991 acquired defaulted guaranteed loans receivable: | |||
1501 | Defaulted guaranteed loans receivable, gross | 6 | 6 |
1504 | Foreclosed property | ||
1505 | Allowance for subsidy cost (-) | –5 | –5 |
|
|
||
1599 | Net present value of assets related to defaulted guaranteed loans | 1 | 1 |
|
|
||
1999 | Total assets | 18 | 18 |
LIABILITIES: | |||
2204 | Non-Federal liabilities: Liabilities for loan guarantees | 18 | 18 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
|
|
||
4999 | Total liabilities and net position | 18 | 18 |
|
New commitments to guarantee single family loans insured under the Mutual Mortgage Insurance Fund shall not exceed $400,000,000,000, to remain available until September 30, 2022: Provided, That during fiscal year 2021, obligations to make direct loans to carry out the purposes of section 204(g) of the National Housing Act, as amended, shall not exceed $1,000,000: Provided further, That the foregoing amount in the previous proviso shall be for loans to nonprofit and governmental entities in connection with sales of single family real properties owned by the Secretary and formerly insured under the Mutual Mortgage Insurance Fund: Provided further, That for administrative contract expenses of the Federal Housing Administration, $130,000,000, to remain available until September 30, 2022: Provided further, That notwithstanding the limitation in the first sentence of section 255(g) of the National Housing Act (12 U.S.C. 1715z-20(g)), during fiscal year 2021 the Secretary may insure and enter into new commitments to insure mortgages under such section 255 .
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0183–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0707 | Reestimates of loan guarantee subsidy | 867 | 971 | |
0708 | Interest on reestimates of loan guarantee subsidy | 400 | 248 | |
0709 | Administrative expenses | 114 | 155 | 158 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 1,381 | 1,374 | 158 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 36 | 48 | 26 |
1001 | Discretionary unobligated balance brought fwd, Oct 1 | 36 | 48 | |
1011 | Unobligated balance transfer from other acct [086–0236] | 1,267 | 1,219 | |
1021 | Recoveries of prior year unpaid obligations | 2 | 3 | 3 |
|
|
|
||
1050 | Unobligated balance (total) | 1,305 | 1,270 | 29 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation - Administrative Expenses | 130 | 130 | 130 |
1900 | Budget authority (total) | 130 | 130 | 130 |
1930 | Total budgetary resources available | 1,435 | 1,400 | 159 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –6 | ||
1941 | Unexpired unobligated balance, end of year | 48 | 26 | 1 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 162 | 126 | 167 |
3010 | New obligations, unexpired accounts | 1,381 | 1,374 | 158 |
3020 | Outlays (gross) | –1,379 | –1,328 | –135 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –2 | –3 | –3 |
3041 | Recoveries of prior year unpaid obligations, expired | –36 | –2 | –2 |
|
|
|
||
3050 | Unpaid obligations, end of year | 126 | 167 | 185 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 162 | 126 | 167 |
3200 | Obligated balance, end of year | 126 | 167 | 185 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 130 | 130 | 130 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 20 | 14 | 14 |
4011 | Outlays from discretionary balances | 92 | 95 | 121 |
|
|
|
||
4020 | Outlays, gross (total) | 112 | 109 | 135 |
Mandatory: | ||||
Outlays, gross: | ||||
4101 | Outlays from mandatory balances | 1,267 | 1,219 | |
4180 | Budget authority, net (total) | 130 | 130 | 130 |
4190 | Outlays, net (total) | 1,379 | 1,328 | 135 |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0183–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct loan levels supportable by subsidy budget authority: | ||||
115001 | MMI Fund, Direct loans | 1 | 1 | 1 |
Direct loan subsidy (in percent): | ||||
132001 | MMI Fund, Direct loans | 0.00 | 0.00 | 0.00 |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215002 | MMI Fund | 214,715 | 205,005 | 200,000 |
215004 | MMI HECM | 10,856 | 13,610 | 10,728 |
|
|
|
||
215999 | Total loan guarantee levels | 225,571 | 218,615 | 210,728 |
Guaranteed loan subsidy (in percent): | ||||
232002 | MMI Fund | –3.20 | –2.27 | –3.36 |
232004 | MMI HECM | -.15 | -.08 | –2.39 |
|
|
|
||
232999 | Weighted average subsidy rate | –3.05 | –2.13 | –3.31 |
Guaranteed loan subsidy budget authority: | ||||
233002 | MMI Fund | –6,871 | –4,654 | –6,720 |
233004 | MMI HECM | –16 | –11 | –256 |
|
|
|
||
233999 | Total subsidy budget authority | –6,887 | –4,665 | –6,976 |
Guaranteed loan subsidy outlays: | ||||
234002 | MMI Fund | –6,871 | –4,654 | –6,720 |
234004 | MMI HECM | –16 | –11 | –256 |
|
|
|
||
234999 | Total subsidy outlays | –6,887 | –4,665 | –6,976 |
Guaranteed loan reestimates: | ||||
235002 | MMI Fund | –12,871 | –8,890 | |
235004 | MMI HECM | –3,327 | –2,022 | |
|
|
|
||
235999 | Total guaranteed loan reestimates | –16,198 | –10,912 | |
|
||||
Administrative expense data: | ||||
3510 | Budget authority | 130 | 130 | 130 |
3580 | Outlays from balances | 92 | 90 | 118 |
3590 | Outlays from new authority | 20 | 19 | 17 |
|
The Federal Housing Administration (FHA) provides mortgage insurance for the purchase, refinance and rehabilitation of single-family homes. FHA mortgage insurance is designed to encourage lenders to make credit available to borrowers whom the conventional market does not adequately serve, including first-time homebuyers, minorities, lower-income families and residents of underserved areas (central cities and rural areas). Historically, FHA has also provided countercyclical support in times of economic crisis. For budgetary purposes, the Mutual Mortgage Insurance (MMI) Fund is separated into two risk categories: forward loans and Home Equity Conversion Mortgages (HECMs). Forward programs guarantee loans for standard single-family purchases and refinances (Section 203(b) program), home improvements (Section 203(k) program) and condominiums. HECMs, also known as reverse mortgages, enable elderly homeowners to borrow against the equity in their homes without having to make repayments during their lifetime.
The 2021 Budget requests a limitation of $400 billion on loan guarantees for the MMI Fund. The Budget projects insurance of $200 billion in forward mortgages and $10.7 billion in HECMs, with additional commitment authority available in case these amounts are exceeded during execution.
The Budget also requests $130 million in administrative expenses to support a range of FHA functions, including loan underwriting, claims processing and risk monitoring.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0183–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.2 | Other services from non-Federal sources | 114 | 155 | 158 |
41.0 | Grants, subsidies, and contributions | 867 | 971 | |
43.0 | Interest and dividends | 400 | 248 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 1,381 | 1,374 | 158 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4242–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0710 | Direct loan obligations | 1 | 1 | |
|
|
|
||
0791 | Direct program activities, subtotal | 1 | 1 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 1 | 1 | |
|
||||
Budgetary resources: | ||||
Financing authority: | ||||
Borrowing authority, mandatory: | ||||
1400 | Borrowing authority | 1 | 1 | |
1900 | Budget authority (total) | 1 | 1 | |
1930 | Total budgetary resources available | 1 | 1 | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 1 | 1 | |
3020 | Outlays (gross) | –1 | –1 | |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 1 | 1 | |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 1 | 1 | |
4180 | Budget authority, net (total) | 1 | 1 | |
4190 | Outlays, net (total) | 1 | 1 | |
|
Status of Direct Loans (in millions of dollars)
|
||||
Identification code 086–4242–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on obligations: | ||||
1111 | Direct loan obligations from current-year authority | 1 | 1 | |
|
|
|
||
1150 | Total direct loan obligations | 1 | 1 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4587–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0003 | Other capital investment & operating expenses | 353 | 897 | 1,533 |
Credit program obligations: | ||||
0711 | Default claim payments on principal | 15,872 | 9,009 | 9,147 |
0712 | Default claim payments on interest | 273 | 155 | 157 |
0713 | Payment of interest to Treasury | 924 | 950 | 950 |
0740 | Negative subsidy obligations | 6,887 | 4,665 | 6,976 |
0742 | Downward reestimates paid to receipt accounts | 14,179 | 9,797 | |
0743 | Interest on downward reestimates | 3,286 | 2,334 | |
|
|
|
||
0791 | Direct program activities, subtotal | 41,421 | 26,910 | 17,230 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 41,774 | 27,807 | 18,763 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 20,729 | 2,102 | 1,220 |
1021 | Recoveries of prior year unpaid obligations | 213 | 223 | 276 |
1033 | Recoveries of prior year paid obligations | 72 | ||
|
|
|
||
1050 | Unobligated balance (total) | 21,014 | 2,325 | 1,496 |
Financing authority: | ||||
Borrowing authority, mandatory: | ||||
1400 | Borrowing authority | 9,226 | 11,500 | 8,600 |
Spending authority from offsetting collections, mandatory: | ||||
1800 | Offsetting collections | 18,249 | 17,302 | 17,592 |
1825 | Spending authority from offsetting collections applied to repay debt | –4,613 | –2,100 | –2,100 |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 13,636 | 15,202 | 15,492 |
1900 | Budget authority (total) | 22,862 | 26,702 | 24,092 |
1930 | Total budgetary resources available | 43,876 | 29,027 | 25,588 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 2,102 | 1,220 | 6,825 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 2,275 | 2,182 | 2,075 |
3010 | New obligations, unexpired accounts | 41,774 | 27,807 | 18,763 |
3020 | Outlays (gross) | –41,654 | –27,691 | –18,636 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –213 | –223 | –276 |
|
|
|
||
3050 | Unpaid obligations, end of year | 2,182 | 2,075 | 1,926 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 2,275 | 2,182 | 2,075 |
3200 | Obligated balance, end of year | 2,182 | 2,075 | 1,926 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 22,862 | 26,702 | 24,092 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 41,654 | 27,691 | 18,636 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Upward Reestimate from Program Account | –1,267 | –1,219 | |
4122 | Interest on uninvested funds | –299 | –747 | –688 |
4123 | Fees and premiums | –13,324 | –14,117 | –14,069 |
4123 | Recoveries on defaults | –3,359 | –1,219 | –2,835 |
4123 | Repayment of Excess Claims | –72 | ||
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –18,321 | –17,302 | –17,592 |
Additional offsets against financing authority only (total): | ||||
4143 | Recoveries of prior year paid obligations, unexpired accounts | 72 | ||
|
|
|
||
4160 | Budget authority, net (mandatory) | 4,613 | 9,400 | 6,500 |
4170 | Outlays, net (mandatory) | 23,333 | 10,389 | 1,044 |
4180 | Budget authority, net (total) | 4,613 | 9,400 | 6,500 |
4190 | Outlays, net (total) | 23,333 | 10,389 | 1,044 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4587–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | 400,000 | 400,000 | 400,000 |
2121 | Limitation available from carry-forward | 400,000 | 400,000 | 400,000 |
2142 | Uncommitted loan guarantee limitation | –174,429 | –181,385 | –189,272 |
2143 | Uncommitted limitation carried forward | –400,000 | –400,000 | –400,000 |
|
|
|
||
2150 | Total guaranteed loan commitments | 225,571 | 218,615 | 210,728 |
2199 | Guaranteed amount of guaranteed loan commitments | 225,571 | 218,615 | 210,728 |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 1,264,430 | 1,288,344 | 1,289,777 |
2231 | Disbursements of new guaranteed loans | 225,571 | 218,615 | 210,728 |
2251 | Repayments and prepayments | –185,826 | –195,117 | –204,873 |
Adjustments: | ||||
2261 | Terminations for default that result in loans receivable | –13,064 | –12,099 | –4,593 |
2262 | Terminations for default that result in acquisition of property | –2,552 | –1,460 | –1,459 |
2263 | Terminations for default that result in claim payments | –286 | –8,506 | –7,342 |
2264 | Other adjustments, net | 71 | ||
|
|
|
||
2290 | Outstanding, end of year | 1,288,344 | 1,289,777 | 1,282,238 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 1,288,344 | 1,289,777 | 1,282,238 |
|
||||
Addendum: | ||||
Cumulative balance of defaulted guaranteed loans that result in loans receivable: | ||||
2310 | Outstanding, start of year | 21,909 | 27,715 | 32,023 |
2331 | Disbursements for guaranteed loan claims | 13,063 | 10,927 | 11,270 |
2351 | Repayments of loans receivable | –817 | –2,301 | –1,271 |
2361 | Write-offs of loans receivable | –6,440 | –4,318 | –5,375 |
2364 | Other adjustments, net | |||
|
|
|
||
2390 | Outstanding, end of year | 27,715 | 32,023 | 36,647 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4587–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 23,004 | 4,284 |
Investments in U.S. securities: | |||
1106 | Receivables, net | 1,599 | 1,722 |
1206 | Non-Federal assets: Receivables, net | 112 | 860 |
Net value of assets related to post-1991 acquired defaulted guaranteed loans receivable: | |||
1501 | Defaulted guaranteed loans receivable, gross | 21,909 | 27,715 |
1502 | Interest receivable | 6,707 | 10,799 |
1504 | Foreclosed property | 1,084 | 1,146 |
1505 | Allowance for subsidy cost (-) | –10,890 | –12,556 |
|
|
||
1599 | Net value of assets related to defaulted guaranteed loan | 18,810 | 27,104 |
Other Federal assets: | |||
1801 | Cash and other monetary assets | 5 | 54 |
1901 | Other assets | 380 | |
|
|
||
1999 | Total assets | 43,530 | 34,404 |
LIABILITIES: | |||
Federal liabilities: | |||
2101 | Accounts payable | 2 | 1 |
2103 | Federal liabilities, Debt | 19,371 | 23,984 |
2105 | Other | 9,924 | |
Non-Federal liabilities: | |||
2201 | Accounts payable | 254 | 546 |
2204 | Liabilities for loan guarantees | 13,696 | –2,339 |
2207 | Other | 283 | 12,212 |
|
|
||
2999 | Total liabilities | 43,530 | 34,404 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
3300 | Total other | ||
|
|
||
3999 | Total net position | ||
|
|
||
4999 | Total liabilities and net position | 43,530 | 34,404 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0236–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 26,982 | 50,814 | 67,584 |
1010 | Unobligated balance transfer to other accts [086–0183] | –1,267 | –1,219 | |
1010 | Unobligated balance transfer to other accts [086–4070] | –11 | –12 | –12 |
|
|
|
||
1050 | Unobligated balance (total) | 25,704 | 49,583 | 67,572 |
Budget authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Offsetting collections (negative subsidy) | 6,887 | 4,665 | 6,976 |
1800 | Offsetting collections (interest on investments) | 687 | 1,205 | 1,220 |
1800 | Offsetting collections (downward reestimate) | 17,465 | 12,131 | |
1801 | Change in uncollected payments, Federal sources | 71 | ||
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 25,110 | 18,001 | 8,196 |
1930 | Total budgetary resources available | 50,814 | 67,584 | 75,768 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 50,814 | 67,584 | 75,768 |
|
||||
Change in obligated balance: | ||||
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –1 | –72 | –72 |
3070 | Change in uncollected pymts, Fed sources, unexpired | –71 | ||
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –72 | –72 | –72 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | –1 | –72 | –72 |
3200 | Obligated balance, end of year | –72 | –72 | –72 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4030 | Federal sources | –6,887 | –4,665 | –6,976 |
Mandatory: | ||||
4090 | Budget authority, gross | 25,110 | 18,001 | 8,196 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal Sources: Downward Reestimate | –17,465 | –12,131 | |
4121 | Interest on Federal securities | –687 | –1,205 | –1,220 |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –18,152 | –13,336 | –1,220 |
Additional offsets against gross budget authority only: | ||||
4140 | Change in uncollected pymts, Fed sources, unexpired | –71 | ||
|
|
|
||
4160 | Budget authority, net (mandatory) | 6,887 | 4,665 | 6,976 |
4170 | Outlays, net (mandatory) | –18,152 | –13,336 | –1,220 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –25,039 | –18,001 | –8,196 |
|
||||
Memorandum (non-add) entries: | ||||
5000 | Total investments, SOY: Federal securities: Par value | 26,975 | 50,601 | 67,979 |
5001 | Total investments, EOY: Federal securities: Par value | 50,601 | 67,979 | 77,038 |
|
The Capital Reserve account is the ultimate depository for all net budgetary resources collected by the Mutual Mortgage Insurance (MMI) Fund programs. Negative credit subsidy receipts from new loan guarantees and downward reestimates, as well as interest earnings on Treasury investments, are recorded in this account. This account has no authority to obligate funds, but transfers balances of budget authority as necessary for the cost of upward credit subsidy reestimates to the MMI Program Account.
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–0236–0–1–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 520 | 749 |
Investments in U.S. securities: | |||
1102 | Treasury securities, net | 26,697 | 50,336 |
1106 | Receivables, net | 9,924 | 11,029 |
|
|
||
1999 | Total assets | 37,141 | 62,114 |
LIABILITIES: | |||
Federal liabilities: | |||
2101 | Accounts payable | ||
2105 | Other | 1,599 | 1,722 |
|
|
||
2999 | Total liabilities | 1,599 | 1,722 |
NET POSITION: | |||
3300 | Cumulative results of operations | 35,542 | 60,392 |
|
|
||
4999 | Total liabilities and net position | 37,141 | 62,114 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4070–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0103 | Acquisition of real properties | 6 | 15 | 15 |
0107 | Capitalized Expenses | 3 | 7 | 7 |
0108 | Loss mitigation activities | 1 | 1 | |
|
|
|
||
0191 | Total capital investment | 9 | 23 | 23 |
0202 | Other Operation expenses | 1 | 3 | 2 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 10 | 26 | 25 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 1 | 9 | 5 |
1011 | Unobligated balance transfer from other acct [086–0236] | 11 | 12 | 12 |
1021 | Recoveries of prior year unpaid obligations | 2 | 4 | 5 |
1033 | Recoveries of prior year paid obligations | 1 | ||
|
|
|
||
1050 | Unobligated balance (total) | 15 | 25 | 22 |
Budget authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 4 | 6 | 5 |
1930 | Total budgetary resources available | 19 | 31 | 27 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 9 | 5 | 2 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 157 | 155 | 165 |
3010 | New obligations, unexpired accounts | 10 | 26 | 25 |
3020 | Outlays (gross) | –10 | –12 | –15 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –2 | –4 | –5 |
|
|
|
||
3050 | Unpaid obligations, end of year | 155 | 165 | 170 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 157 | 155 | 165 |
3200 | Obligated balance, end of year | 155 | 165 | 170 |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 4 | 6 | 5 |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 4 | 5 | 4 |
4101 | Outlays from mandatory balances | 6 | 7 | 11 |
|
|
|
||
4110 | Outlays, gross (total) | 10 | 12 | 15 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4123 | Non-Federal sources - Fees & Premiums | –2 | –6 | –5 |
4123 | Non-Federal sources - Recoveries on Defaults | –3 | ||
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –5 | –6 | –5 |
Additional offsets against gross budget authority only: | ||||
4143 | Recoveries of prior year paid obligations, unexpired accounts | 1 | ||
4170 | Outlays, net (mandatory) | 5 | 6 | 10 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 5 | 6 | 10 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4070–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 242 | 92 | |
2251 | Repayments and prepayments | –144 | –86 | |
2262 | Adjustments: Terminations for default that result in acquisition of property | –6 | –6 | |
|
|
|
||
2290 | Outstanding, end of year | 92 | ||
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 92 | ||
|
||||
Addendum: | ||||
Cumulative balance of defaulted guaranteed loans that result in loans receivable: | ||||
2310 | Outstanding, start of year | 18 | 17 | 16 |
2331 | Disbursements for guaranteed loan claims | |||
2351 | Repayments of loans receivable | –1 | –1 | –1 |
2361 | Write-offs of loans receivable | |||
|
|
|
||
2390 | Outstanding, end of year | 17 | 16 | 15 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4070–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 158 | 163 |
1206 | Non-Federal assets: Receivables, net | 1 | 1 |
1701 | Defaulted guaranteed loans, gross | 18 | 17 |
1703 | Allowance for estimated uncollectible loans and interest (-) | –2 | –1 |
|
|
||
1704 | Defaulted guaranteed loans and interest receivable, net | 16 | 16 |
1705 | Accounts receivable from foreclosed property | ||
1706 | Foreclosed property | 2 | 2 |
|
|
||
1799 | Value of assets related to loan guarantees | 18 | 18 |
Other Federal assets: | |||
1801 | Cash and other monetary assets | ||
1901 | Other assets | ||
|
|
||
1999 | Total assets | 177 | 182 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2201 | Accounts payable | 145 | 144 |
2204 | Liabilities for loan guarantees | 2 | |
2207 | Unearned revenue and advances, and other | 16 | 16 |
|
|
||
2999 | Total liabilities | 163 | 160 |
NET POSITION: | |||
3300 | Cumulative results of operations | 14 | 22 |
|
|
||
4999 | Total liabilities and net position | 177 | 182 |
|
Object Classification (in millions of dollars)
|
||||
Identification code 086–4070–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.2 | Other services from non-Federal sources | 4 | 10 | 9 |
32.0 | Land and structures | 6 | 15 | 15 |
42.0 | Insurance claims and indemnities | 1 | 1 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 10 | 26 | 25 |
|
New commitments to guarantee loans insured under the General and Special Risk Insurance Funds, as authorized by sections 238 and 519 of the National Housing Act (12 U.S.C. 1715z-3 and 1735c), shall not exceed $30,000,000,000 in total loan principal, any part of which is to be guaranteed, to remain available until September 30, 2022: Provided, That during fiscal year 2021, gross obligations for the principal amount of direct loans, as authorized by sections 204(g), 207(l), 238, and 519(a) of the National Housing Act, shall not exceed $1,000,000, which shall be for loans to nonprofit and governmental entities in connection with the sale of single family real properties owned by the Secretary and formerly insured under such Act.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0200–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0705 | Reestimates of direct loan subsidy | 42 | 105 | |
0706 | Interest on reestimates of direct loan subsidy | 13 | 10 | |
0707 | Reestimates of loan guarantee subsidy | 736 | 549 | |
0708 | Interest on reestimates of loan guarantee subsidy | 493 | 128 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 1,284 | 792 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 2 | 2 | 2 |
Budget authority: | ||||
Appropriations, mandatory: | ||||
1200 | Appropriation | 1,284 | 792 | |
1900 | Budget authority (total) | 1,284 | 792 | |
1930 | Total budgetary resources available | 1,286 | 794 | 2 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 2 | 2 | 2 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 1,284 | 792 | |
3020 | Outlays (gross) | –1,284 | –792 | |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 1,284 | 792 | |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 1,284 | 792 | |
4180 | Budget authority, net (total) | 1,284 | 792 | |
4190 | Outlays, net (total) | 1,284 | 792 | |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0200–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct loan levels supportable by subsidy budget authority: | ||||
115002 | FFB Risk Sharing | 623 | ||
|
|
|
||
115999 | Total direct loan levels | 623 | ||
Direct loan subsidy (in percent): | ||||
132002 | FFB Risk Sharing | –14.38 | 0.00 | 0.00 |
|
|
|
||
132999 | Weighted average subsidy rate | –14.38 | 0.00 | 0.00 |
Direct loan subsidy budget authority: | ||||
133002 | FFB Risk Sharing | –98 | ||
|
|
|
||
133999 | Total subsidy budget authority | –98 | ||
Direct loan subsidy outlays: | ||||
134002 | FFB Risk Sharing | –51 | –67 | –23 |
|
|
|
||
134999 | Total subsidy outlays | –51 | –67 | –23 |
Direct loan reestimates: | ||||
135002 | FFB Risk Sharing | 45 | 115 | |
|
|
|
||
135999 | Total direct loan reestimates | 45 | 115 | |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215001 | Apartment New Construction / Substantial Rehab | 4,244 | 3,943 | 3,520 |
215003 | Tax Credits | 3,209 | 3,716 | 3,900 |
215005 | Apartment Refinances | 4,870 | 7,279 | 6,700 |
215008 | Housing Finance Agency Risk Sharing | 253 | 285 | 346 |
215010 | Residential Care Facilities | 230 | 231 | 231 |
215011 | Residential Care Facility Refinances | 3,892 | 3,864 | 3,864 |
215012 | Hospitals | 220 | 802 | 802 |
215013 | Other Rental | 187 | 258 | 339 |
215017 | Title 1 Property Improvement | 52 | 48 | 45 |
215018 | Title 1 Manufactured Housing | 12 | 6 | 6 |
|
|
|
||
215999 | Total loan guarantee levels | 17,169 | 20,432 | 19,753 |
Guaranteed loan subsidy (in percent): | ||||
232001 | Apartment New Construction / Substantial Rehab | -.20 | –1.32 | –1.19 |
232003 | Tax Credits | –2.48 | –2.34 | –2.27 |
232005 | Apartment Refinances | –3.27 | –3.28 | –2.43 |
232008 | Housing Finance Agency Risk Sharing | -.23 | –1.83 | –1.32 |
232010 | Residential Care Facilities | –5.81 | –5.30 | –6.32 |
232011 | Residential Care Facility Refinances | –5.23 | –4.95 | –2.70 |
232012 | Hospitals | –5.59 | –5.65 | –5.81 |
232013 | Other Rental | -.87 | –1.80 | –2.27 |
232017 | Title 1 Property Improvement | –1.00 | –1.42 | –2.45 |
232018 | Title 1 Manufactured Housing | –3.87 | –4.79 | –6.20 |
|
|
|
||
232999 | Weighted average subsidy rate | –2.79 | –3.12 | –2.39 |
Guaranteed loan subsidy budget authority: | ||||
233001 | Apartment New Construction / Substantial Rehab | –9 | –52 | –42 |
233003 | Tax Credits | –79 | –87 | –89 |
233005 | Apartment Refinances | –159 | –239 | –163 |
233008 | Housing Finance Agency Risk Sharing | –1 | –5 | –5 |
233010 | Residential Care Facilities | –13 | –12 | –15 |
233011 | Residential Care Facility Refinances | –204 | –191 | –104 |
233012 | Hospitals | –12 | –45 | –47 |
233013 | Other Rental | –2 | –5 | –8 |
233017 | Title 1 Property Improvement | –1 | –1 | –1 |
|
|
|
||
233999 | Total subsidy budget authority | –480 | –637 | –474 |
Guaranteed loan subsidy outlays: | ||||
234001 | Apartment New Construction / Substantial Rehab | –20 | –33 | –44 |
234003 | Tax Credits | –61 | –85 | –88 |
234005 | Apartment Refinances | –156 | –210 | –173 |
234008 | Housing Finance Agency Risk Sharing | –2 | –5 | |
234010 | Residential Care Facilities | –13 | –9 | –14 |
234011 | Residential Care Facility Refinances | –194 | –162 | –122 |
234012 | Hospitals | –5 | –50 | –47 |
234013 | Other Rental | –1 | –4 | –7 |
234017 | Title 1 Property Improvement | –1 | –1 | –1 |
|
|
|
||
234999 | Total subsidy outlays | –453 | –554 | –501 |
Guaranteed loan reestimates: | ||||
235001 | Apartment New Construction / Substantial Rehab | 3 | –47 | |
235003 | Tax Credits | 13 | –10 | |
235005 | Apartment Refinances | –29 | –63 | |
235008 | Housing Finance Agency Risk Sharing | –1 | –1 | |
235010 | Residential Care Facilities | 1 | –6 | |
235011 | Residential Care Facility Refinances | 18 | 30 | |
235012 | Hospitals | –3 | –7 | |
235013 | Other Rental | 1 | ||
235017 | Title 1 Property Improvement | –1 | ||
235018 | Title 1 Manufactured Housing | 2 | ||
235023 | GI/SRI Reestimates | –440 | –2,939 | |
|
|
|
||
235999 | Total guaranteed loan reestimates | –437 | –3,042 | |
|
The Federal Housing Administration's General Insurance and Special Risk Insurance (GI/SRI) programs provide mortgage insurance for a variety of purposes, including financing for the development and rehabilitation of multifamily housing, residential care facilities, and hospitals. The Budget requests a limitation of $30 billion on loan guarantees for the GI/SRI Fund. GI/SRI's mortgage insurance programs are designed to operate without the need for subsidy appropriations, with fees set higher than anticipated losses. Therefore, the Budget does not request an appropriation of new credit subsidy funds.
GI/SRI programs guarantee loans at 100 percent, with three exceptions where other parties guarantee a portion of the loan: Housing Finance Agency Risk Sharing, Qualified Participating Entity Risk Sharing, and Federal Financing Bank Risk Sharing.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0200–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
41.0 | Grants, subsidies, and contributions | 778 | 654 | |
41.0 | Interest | 506 | 138 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 1,284 | 792 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4077–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0003 | Other capital investments and operating expenses | 107 | 107 | 107 |
0014 | Contract Costs | 30 | 30 | 30 |
|
|
|
||
0091 | Direct program activities, subtotal | 137 | 137 | 137 |
Credit program obligations: | ||||
0711 | Default claim payments on principal | 2,165 | 1,593 | 1,668 |
0712 | Default claim payments on interest | 632 | 284 | 273 |
0713 | Payment of interest to Treasury | 232 | 212 | 212 |
0740 | Negative subsidy obligations | 480 | 637 | 473 |
0742 | Downward reestimates paid to receipt accounts | 1,348 | 1,997 | |
0743 | Interest on downward reestimates | 319 | 1,722 | |
|
|
|
||
0791 | Direct program activities, subtotal | 5,176 | 6,445 | 2,626 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 5,313 | 6,582 | 2,763 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 8,942 | 8,047 | 6,023 |
1021 | Recoveries of prior year unpaid obligations | 43 | 45 | 45 |
1033 | Recoveries of prior year paid obligations | 9 | 9 | 9 |
|
|
|
||
1050 | Unobligated balance (total) | 8,994 | 8,101 | 6,077 |
Financing authority: | ||||
Borrowing authority, mandatory: | ||||
1400 | Borrowing authority | 1,580 | 2,500 | 1,600 |
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 3,312 | 2,530 | 1,723 |
1825 | Spending authority from offsetting collections applied to repay debt | –526 | –526 | –526 |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 2,786 | 2,004 | 1,197 |
1900 | Budget authority (total) | 4,366 | 4,504 | 2,797 |
1930 | Total budgetary resources available | 13,360 | 12,605 | 8,874 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 8,047 | 6,023 | 6,111 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 506 | 490 | 546 |
3010 | New obligations, unexpired accounts | 5,313 | 6,582 | 2,763 |
3020 | Outlays (gross) | –5,286 | –6,481 | –3,031 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –43 | –45 | –45 |
|
|
|
||
3050 | Unpaid obligations, end of year | 490 | 546 | 233 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 506 | 490 | 546 |
3200 | Obligated balance, end of year | 490 | 546 | 233 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 4,366 | 4,504 | 2,797 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 5,286 | 6,481 | 3,031 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Subsidy reestimate from program account | –1,229 | –677 | |
4122 | Interest on uninvested funds | –421 | –421 | –421 |
4123 | Fees and premiums | –861 | –949 | –953 |
4123 | Recoveries on HUD-Held Notes | –493 | –389 | –129 |
4123 | Title I recoveries | –6 | –1 | –1 |
4123 | Single family property recoveries | –170 | –9 | –16 |
4123 | Gross Proceeds from Mortgage Note Sales | –122 | –93 | –212 |
4123 | Non-Federal Resources-other | –19 | ||
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –3,321 | –2,539 | –1,732 |
Additional offsets against financing authority only (total): | ||||
4143 | Recoveries of prior year paid obligations, unexpired accounts | 9 | 9 | 9 |
|
|
|
||
4160 | Budget authority, net (mandatory) | 1,054 | 1,974 | 1,074 |
4170 | Outlays, net (mandatory) | 1,965 | 3,942 | 1,299 |
4180 | Budget authority, net (total) | 1,054 | 1,974 | 1,074 |
4190 | Outlays, net (total) | 1,965 | 3,942 | 1,299 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4077–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | 30,000 | 30,000 | 30,000 |
2121 | Limitation available from carry-forward | 30,000 | 30,000 | 30,000 |
2142 | Uncommitted loan guarantee limitation | –12,832 | –9,567 | –10,247 |
2143 | Uncommitted limitation carried forward | –30,000 | –30,000 | –30,000 |
|
|
|
||
2150 | Total guaranteed loan commitments | 17,168 | 20,433 | 19,753 |
2199 | Guaranteed amount of guaranteed loan commitments | 17,042 | 20,291 | 19,580 |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 157,684 | 163,136 | 171,749 |
2231 | Disbursements of new guaranteed loans | 15,338 | 23,505 | 20,917 |
2251 | Repayments and prepayments | –7,720 | –13,298 | –16,033 |
Adjustments: | ||||
2261 | Terminations for default that result in loans receivable | –1,851 | –1,302 | –1,393 |
2262 | Terminations for default that result in acquisition of property | –30 | –27 | –21 |
2263 | Terminations for default that result in claim payments | –285 | –265 | –254 |
|
|
|
||
2290 | Outstanding, end of year | 163,136 | 171,749 | 174,965 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 160,211 | 163,871 | 167,521 |
|
||||
Addendum: | ||||
Cumulative balance of defaulted guaranteed loans that result in loans receivable: | ||||
2310 | Outstanding, start of year | 5,092 | 5,830 | 5,452 |
2331 | Disbursements for guaranteed loan claims | 1,851 | 1,302 | 1,393 |
2351 | Repayments of loans receivable | –308 | –685 | –894 |
2361 | Write-offs of loans receivable | –805 | –995 | –931 |
|
|
|
||
2390 | Outstanding, end of year | 5,830 | 5,452 | 5,020 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4077–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 9,449 | 8,538 |
Investments in U.S. securities: | |||
1106 | Receivables, net | –249 | 353 |
Non-Federal assets: | |||
1201 | Investments in non-Federal securities, net | 8 | 6 |
1206 | Receivables, net | 22 | 76 |
Net value of assets related to post-1991 acquired defaulted guaranteed loans receivable: | |||
1501 | Defaulted guaranteed loans receivable, gross | 5,092 | 5,830 |
1502 | Interest receivable | 2,364 | 2,945 |
1504 | Foreclosed property | 91 | 184 |
1505 | Allowance for subsidy cost (-) | –3,328 | –3,523 |
|
|
||
1599 | Net value of assets related to defaulted guaranteed loan | 4,219 | 5,436 |
Other Federal assets: | |||
1801 | Cash and other monetary assets | 6 | 9 |
1901 | Other assets | 82 | |
|
|
||
1999 | Total assets | 13,455 | 14,500 |
LIABILITIES: | |||
Federal liabilities: | |||
2103 | Debt | 5,192 | 6,246 |
2105 | Other | 2,668 | 2,968 |
Non-Federal liabilities: | |||
2201 | Accounts payable | 129 | 192 |
2204 | Liabilities for loan guarantees | 5,391 | 4,901 |
2207 | Other | 75 | 193 |
|
|
||
2999 | Total liabilities | 13,455 | 14,500 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
|
|
||
4999 | Total liabilities and net position | 13,455 | 14,500 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4105–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0003 | Other capital investments and operating expenses | 1 | 1 | |
Credit program obligations: | ||||
0710 | Direct loan obligations | 623 | ||
0713 | Payment of interest to Treasury | 6 | 5 | 5 |
0715 | Payment of Interest to FFB | 59 | 58 | 61 |
0716 | Payment of interest differential | 1 | 1 | |
0717 | Direct Loans - SF Property Disposition | 1 | 1 | |
0740 | Negative subsidy obligations | 98 | ||
0742 | Downward reestimates paid to receipt accounts | 9 | ||
0743 | Interest on downward reestimates | 1 | ||
|
|
|
||
0791 | Direct program activities, subtotal | 796 | 65 | 68 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 796 | 66 | 69 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 91 | 52 | 271 |
1021 | Recoveries of prior year unpaid obligations | 7 | 10 | 20 |
|
|
|
||
1050 | Unobligated balance (total) | 98 | 62 | 291 |
Financing authority: | ||||
Borrowing authority, mandatory: | ||||
1400 | Borrowing authority | 674 | 100 | 75 |
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 137 | 206 | 130 |
1825 | Spending authority from offsetting collections applied to repay debt | –61 | –31 | –65 |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 76 | 175 | 65 |
1900 | Budget authority (total) | 750 | 275 | 140 |
1930 | Total budgetary resources available | 848 | 337 | 431 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 52 | 271 | 362 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 645 | 984 | 326 |
3010 | New obligations, unexpired accounts | 796 | 66 | 69 |
3020 | Outlays (gross) | –450 | –714 | –326 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –7 | –10 | –20 |
|
|
|
||
3050 | Unpaid obligations, end of year | 984 | 326 | 49 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 645 | 984 | 326 |
3200 | Obligated balance, end of year | 984 | 326 | 49 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 750 | 275 | 140 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 450 | 714 | 326 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal sources | –55 | –115 | |
4122 | Interest on uninvested funds | –4 | –1 | –1 |
4123 | Repayment of Principal | –21 | –30 | –64 |
4123 | DL Interest Payments | –55 | –58 | –61 |
4123 | Loan Guarantee Fees | –2 | –2 | –4 |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –137 | –206 | –130 |
|
|
|
||
4160 | Budget authority, net (mandatory) | 613 | 69 | 10 |
4170 | Outlays, net (mandatory) | 313 | 508 | 196 |
4180 | Budget authority, net (total) | 613 | 69 | 10 |
4190 | Outlays, net (total) | 313 | 508 | 196 |
|
Status of Direct Loans (in millions of dollars)
|
||||
Identification code 086–4105–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on obligations: | ||||
1111 | Direct loan obligations from current-year authority | 623 | ||
|
|
|
||
1150 | Total direct loan obligations | 623 | ||
|
||||
Cumulative balance of direct loans outstanding: | ||||
1210 | Outstanding, start of year | 1,665 | 1,968 | 2,493 |
1231 | Disbursements: Direct loan disbursements | 324 | 555 | 173 |
1251 | Repayments: Repayments and prepayments | –21 | –30 | –64 |
|
|
|
||
1290 | Outstanding, end of year | 1,968 | 2,493 | 2,602 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4105–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 46 | 49 |
Investments in U.S. securities: | |||
1106 | Receivables, net | 16 | 37 |
Net value of assets related to post-1991 direct loans receivable: | |||
1401 | Direct loans receivable, gross | 1,665 | 1,968 |
1402 | Interest receivable | 5 | 6 |
1405 | Allowance for subsidy cost (-) | 203 | 306 |
|
|
||
1499 | Net present value of assets related to direct loans | 1,873 | 2,280 |
|
|
||
1999 | Total assets | 1,935 | 2,366 |
LIABILITIES: | |||
Federal liabilities: | |||
2102 | Interest payable | 5 | |
2103 | Debt | 1,811 | 2,130 |
2105 | Other | 119 | 232 |
Non-Federal liabilities: | |||
2204 | Liabilities for loan guarantees | 4 | |
2207 | Other | ||
|
|
||
2999 | Total liabilities | 1,935 | 2,366 |
NET POSITION: | |||
3300 | Cumulative results of operations | ||
|
|
||
4999 | Total liabilities and net position | 1,935 | 2,366 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4106–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 6 | 7 | 7 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 1 | ||
1930 | Total budgetary resources available | 7 | 7 | 7 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 7 | 7 | 7 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 1 | ||
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4122 | Interest on uninvested funds | –1 | ||
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –1 | ||
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4106–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 4 | 4 | 3 |
2251 | Repayments and prepayments | –1 | –1 | |
|
|
|
||
2290 | Outstanding, end of year | 4 | 3 | 2 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | |||
|
Section 4 of the Church Arson Prevention Act of 1996 (Public Law 104–155), entitled "Loan Guarantee Recovery Fund,'' authorizes the Secretary of Housing and Urban Development to guarantee loans made by financial institutions to assist certain non-profit organizations that were damaged as a result of acts of arson or terrorism.
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4106–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 6 | 7 |
|
|
||
1999 | Total assets | 6 | 7 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2204 | Liabilities for loan guarantees | 4 | 7 |
2207 | Other | 2 | |
|
|
||
2999 | Total liabilities | 6 | 7 |
|
|
||
4999 | Total liabilities and net position | 6 | 7 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4072–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0110 | Capitalized Expenses | 2 | 2 | 2 |
0111 | HUD Held Notes Escrow Activity | 15 | 12 | 12 |
0113 | Other | 5 | 5 | 5 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 22 | 19 | 19 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 161 | 126 | 90 |
1021 | Recoveries of prior year unpaid obligations | 5 | 5 | 5 |
1022 | Capital transfer of unobligated balances to general fund | –161 | –126 | –90 |
|
|
|
||
1050 | Unobligated balance (total) | 5 | 5 | 5 |
Budget authority: | ||||
Appropriations, mandatory: | ||||
1200 | Appropriation | 25 | 25 | 25 |
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 118 | 79 | 45 |
1900 | Budget authority (total) | 143 | 104 | 70 |
1930 | Total budgetary resources available | 148 | 109 | 75 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 126 | 90 | 56 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 84 | 76 | 68 |
3010 | New obligations, unexpired accounts | 22 | 19 | 19 |
3020 | Outlays (gross) | –25 | –22 | –22 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –5 | –5 | –5 |
|
|
|
||
3050 | Unpaid obligations, end of year | 76 | 68 | 60 |
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –1 | –1 | –1 |
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –1 | –1 | –1 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 83 | 75 | 67 |
3200 | Obligated balance, end of year | 75 | 67 | 59 |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 143 | 104 | 70 |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 18 | 7 | 7 |
4101 | Outlays from mandatory balances | 7 | 15 | 15 |
|
|
|
||
4110 | Outlays, gross (total) | 25 | 22 | 22 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4123 | Non-Federal sources - Other | –118 | –79 | –45 |
4180 | Budget authority, net (total) | 25 | 25 | 25 |
4190 | Outlays, net (total) | –93 | –57 | –23 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4072–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 224 | 192 | 126 |
2251 | Repayments and prepayments | –32 | –66 | –33 |
Adjustments: | ||||
2261 | Terminations for default that result in loans receivable | |||
2262 | Terminations for default that result in acquisition of property | |||
|
|
|
||
2290 | Outstanding, end of year | 192 | 126 | 93 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 192 | 126 | 93 |
|
||||
Addendum: | ||||
Cumulative balance of defaulted guaranteed loans that result in loans receivable: | ||||
2310 | Outstanding, start of year | 1,514 | 1,432 | 1,419 |
2331 | Disbursements for guaranteed loan claims | |||
2351 | Repayments of loans receivable | –82 | –13 | –12 |
|
|
|
||
2390 | Outstanding, end of year | 1,432 | 1,419 | 1,407 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4072–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 244 | 202 |
Investments in U.S. securities: | |||
1102 | Treasury securities, par | ||
1206 | Non-Federal assets: Receivables, net | 1 | 1 |
1701 | Defaulted guaranteed loans, gross | 1,514 | 1,432 |
1702 | Interest receivable | 248 | 257 |
1703 | Allowance for estimated uncollectible loans and interest (-) | –623 | –593 |
|
|
||
1704 | Defaulted guaranteed loans and interest receivable, net | 1,139 | 1,096 |
1705 | Accounts receivable from foreclosed property | ||
1706 | Foreclosed property | ||
|
|
||
1799 | Value of assets related to loan guarantees | 1,139 | 1,096 |
1901 | Other Federal assets: Other assets | ||
|
|
||
1999 | Total assets | 1,384 | 1,299 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2201 | Accounts payable | 11 | 11 |
2204 | Liabilities for loan guarantees | ||
2207 | Other | 184 | 194 |
|
|
||
2999 | Total liabilities | 195 | 205 |
NET POSITION: | |||
3100 | Unexpended appropriations | 229 | 253 |
3300 | Cumulative results of operations | 960 | 841 |
|
|
||
3999 | Total net position | 1,189 | 1,094 |
|
|
||
4999 | Total liabilities and net position | 1,384 | 1,299 |
|
Object Classification (in millions of dollars)
|
||||
Identification code 086–4072–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
32.0 | Land and structures | 2 | 2 | 2 |
33.0 | Investments and loans | 20 | 17 | 17 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 22 | 19 | 19 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4115–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0102 | Loan Management, Liquidations and Property Dispositions | 3 | 3 | 3 |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 32.0) | 3 | 3 | 3 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 238 | 180 | |
1021 | Recoveries of prior year unpaid obligations | 5 | ||
1022 | Capital transfer of unobligated balances to general fund | –238 | –180 | |
|
|
|
||
1050 | Unobligated balance (total) | 5 | ||
Budget authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 178 | 142 | 113 |
1820 | Capital transfer of spending authority from offsetting collections to general fund | –139 | –110 | |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 178 | 3 | 3 |
1930 | Total budgetary resources available | 183 | 3 | 3 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 180 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 6 | 2 | |
3010 | New obligations, unexpired accounts | 3 | 3 | 3 |
3020 | Outlays (gross) | –2 | –5 | –3 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –5 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 2 | ||
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 6 | 2 | |
3200 | Obligated balance, end of year | 2 | ||
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 178 | 3 | 3 |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 3 | 3 | |
4101 | Outlays from mandatory balances | 2 | 2 | |
|
|
|
||
4110 | Outlays, gross (total) | 2 | 5 | 3 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4123 | Non-Federal sources | –178 | –142 | –113 |
4180 | Budget authority, net (total) | –139 | –110 | |
4190 | Outlays, net (total) | –176 | –137 | –110 |
|
Status of Direct Loans (in millions of dollars)
|
||||
Identification code 086–4115–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Cumulative balance of direct loans outstanding: | ||||
1210 | Outstanding, start of year | 788 | 671 | 575 |
1251 | Repayments: Repayments and prepayments | –117 | –96 | –77 |
|
|
|
||
1290 | Outstanding, end of year | 671 | 575 | 498 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4115–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
1101 | Federal assets: Fund balances with Treasury | 245 | 182 |
1206 | Non-Federal assets: Interest Receivable: Public | ||
1601 | Direct loans, gross | 788 | 671 |
1602 | Interest receivable | 11 | 11 |
1603 | Allowance for estimated uncollectible loans and interest (-) | –9 | –11 |
|
|
||
1699 | Value of assets related to direct loans | 790 | 671 |
|
|
||
1999 | Total assets | 1,035 | 853 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2201 | Accounts payable | 1 | |
2207 | Other | ||
|
|
||
2999 | Total liabilities | 1 | |
NET POSITION: | |||
3100 | Unexpended Appropriations | ||
3300 | Revolving Fund: Cumulative results of operations | 1,035 | 852 |
|
|
||
3999 | Total net position | 1,035 | 852 |
|
|
||
4999 | Total liabilities and net position | 1,035 | 853 |
|
For necessary expenses as authorized by the National Manufactured Housing Construction and Safety Standards Act of 1974 (42 U.S.C. 5401 et seq.), up to $14,000,000, to remain available until expended, of which $14,000,000 is to be derived from the Manufactured Housing Fees Trust Fund: Provided, That not to exceed the total amount appropriated under this heading shall be available from the general fund of the Treasury to the extent necessary to incur obligations and make expenditures pending the receipt of collections to the Fund pursuant to section 620 of such Act: Provided further, That the amount made available under this heading from the general fund shall be reduced as such collections are received during fiscal year 2021 so as to result in a final fiscal year 2021 appropriation from the general fund estimated at zero, and fees pursuant to such section 620 shall be modified as necessary to ensure such a final fiscal year 2021 appropriation: Provided further, That for the dispute resolution and installation programs, the Secretary may assess and collect fees from any program participant: Provided further, That such collections shall be deposited into the Fund, and the Secretary, as provided herein, may use such collections, as well as fees collected under section 620, for necessary expenses of such Act: Provided further, That, notwithstanding the requirements of section 620 of such Act, the Secretary may carry out responsibilities of the Secretary under such Act through the use of approved service providers that are paid directly by the recipients of their services.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Special and Trust Fund Receipts (in millions of dollars)
|
||||
Identification code 086–8119–0–7–376 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
0100 | Balance, start of year | 10 | 13 | 16 |
Receipts: | ||||
Current law: | ||||
1120 | Mobile Home Inspection and Monitoring Fees, Manufactured Housing Fee Trust Fund | 15 | 16 | 16 |
|
|
|
||
2000 | Total: Balances and receipts | 25 | 29 | 32 |
Appropriations: | ||||
Current law: | ||||
2101 | Manufactured Housing Fees Trust Fund | –12 | –13 | –14 |
|
|
|
||
5099 | Balance, end of year | 13 | 16 | 18 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–8119–0–7–376 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0002 | Manufactured Housing Program Costs | 13 | 13 | 14 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 6 | 5 | 5 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1101 | Appropriation (special or trust) | 12 | 13 | 14 |
1930 | Total budgetary resources available | 18 | 18 | 19 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 5 | 5 | 5 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 9 | 10 | 12 |
3010 | New obligations, unexpired accounts | 13 | 13 | 14 |
3020 | Outlays (gross) | –12 | –11 | –13 |
|
|
|
||
3050 | Unpaid obligations, end of year | 10 | 12 | 13 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 9 | 10 | 12 |
3200 | Obligated balance, end of year | 10 | 12 | 13 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 12 | 13 | 14 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 3 | 2 | 2 |
4011 | Outlays from discretionary balances | 9 | 9 | 11 |
|
|
|
||
4020 | Outlays, gross (total) | 12 | 11 | 13 |
4180 | Budget authority, net (total) | 12 | 13 | 14 |
4190 | Outlays, net (total) | 12 | 11 | 13 |
|
The National Manufactured Housing Construction and Safety Standards Act of 1974, as amended, authorizes the development and enforcement of appropriate standards for the construction, design, installation, and performance of manufactured homes to assure their quality, durability, affordability, and safety. All manufactured homes produced since the standards took effect in 1976 must comply with Federal construction and safety standards. Fees are charged to the manufacturers for each transportable section produced to offset the expenses incurred by the Department in carrying out the responsibilities under the authorizing legislation. The Budget proposes to fund the costs of authorized activities with an estimated $14 million in fees.
Thirty-three States participate in the program under Department of Housing and Urban Development (HUD) approved State compliance plans and are reimbursed by HUD for their activities. HUD administers a compliance program for the remaining 17 States. HUD coordinates the Manufactured Housing Consensus Committee to recommend revisions to and interpretations of the manufactured housing standards and regulations. HUD also develops and implements model standards for installation of manufactured housing, as well as an installation enforcement program. HUD administers installation enforcement programs in 14 States and oversees HUD-approved programs in 36 States. Finally, HUD administers a dispute resolution program for manufactured housing homeowners, retailers, installers, and manufacturers in 25 States and oversees HUD approved dispute resolution programs in 25 States.
Object Classification (in millions of dollars)
|
||||
Identification code 086–8119–0–7–376 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.1 | Advisory and assistance services | 10 | 9 | 10 |
41.0 | Grants, subsidies, and contributions | 3 | 4 | 4 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 13 | 13 | 14 |
|
The Government National Mortgage Association was established by Federal charter in 1968. It is a wholly-owned Government corporation within the U.S. Department of Housing and Urban Development (HUD). It was established to support Federal housing initiatives by providing liquidity to the secondary mortgage market and to attract capital from the global capital markets for the Nation's mortgage markets. Its primary function is to guarantee the timely payment of principal and interest on Mortgage-Backed Securities that are backed by loans insured or guaranteed by the Federal Housing Administration, the Department of Veterans Affairs, Rural Development in the Department of Agriculture, and HUD's Office of Public and Indian Housing.
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0238–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 16,169 | 15,658 | 16,935 |
1010 | Unobligated balance transfer to other accts [086–0186] | –3,520 | –878 | –450 |
1011 | Unobligated balance transfer from other acct [086–4240] | 500 | 500 | 500 |
1011 | Unobligated balance transfer from other acct [086–4238] | 2 | 5 | 2 |
|
|
|
||
1050 | Unobligated balance (total) | 13,151 | 15,285 | 16,987 |
Budget authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Offsetting collections (negative subsidy) | 1,987 | 1,184 | 1,207 |
1800 | Offsetting collections (interest on investments) | 370 | 316 | 542 |
1800 | Offsetting collections (interest on loans) | 150 | 150 | 150 |
|
|
|
||
1850 | Spending auth from offsetting collections, mand (total) | 2,507 | 1,650 | 1,899 |
1930 | Total budgetary resources available | 15,658 | 16,935 | 18,886 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 15,658 | 16,935 | 18,886 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4030 | Federal sources | –1,987 | –1,184 | –1,207 |
|
|
|
||
4040 | Offsets against gross budget authority and outlays (total) | –1,987 | –1,184 | –1,207 |
Mandatory: | ||||
4090 | Budget authority, gross | 2,507 | 1,650 | 1,899 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal sources | –150 | –150 | –150 |
4121 | Interest on Federal securities | –370 | –316 | –542 |
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –520 | –466 | –692 |
|
|
|
||
4160 | Budget authority, net (mandatory) | 1,987 | 1,184 | 1,207 |
4170 | Outlays, net (mandatory) | –520 | –466 | –692 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –2,507 | –1,650 | –1,899 |
|
||||
Memorandum (non-add) entries: | ||||
5000 | Total investments, SOY: Federal securities: Par value | 16,169 | 15,658 | 16,935 |
5001 | Total investments, EOY: Federal securities: Par value | 15,658 | 16,935 | 18,925 |
|
In 2013, a Capital Reserve Account was established for the Government National Mortgage Association (GNMA). Financial reserves of GNMA were transferred from the Reserve Receipt and Liquidating Accounts to the Capital Reserve Account. This mandatory account earns interest on Treasury investments and is the eventual depository for all budgetary resources collected by GNMA including negative subsidy receipts from new security guarantees, downward reestimates, and loan repayments from the Financing Account. This account has no authority to obligate funds but transfers resources to the GNMA Program Account as necessary for mandatory spending authorized in that account.
New commitments to issue guarantees to carry out the purposes of section 306 of the National Housing Act, as amended (12 U.S.C. 1721(g)), shall not exceed $550,000,000,000, to remain available until September 30, 2022: Provided, That $31,479,000, to remain available until September 30, 2022, to be derived from fees credited as offsetting collections to this account, including balances of fees collected and credited in prior fiscal years, shall be available for necessary salaries and expenses of the Office of Government National Mortgage Association: Provided further, That receipts from Commitment and Multiclass fees collected pursuant to title III of the National Housing Act, as amended, shall be credited as offsetting collections to this account.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0186–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
Credit program obligations: | ||||
0707 | Reestimates of loan guarantee subsidy | 2,980 | 416 | |
0708 | Interest on reestimates of loan guarantee subsidy | 89 | 12 | |
0709 | Administrative expenses | 295 | 355 | 336 |
|
|
|
||
0799 | Total direct obligations | 3,364 | 783 | 336 |
0801 | Servicing Expenses | 59 | 100 | 100 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 3,423 | 883 | 436 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 347 | 553 | 583 |
1001 | Discretionary unobligated balance brought fwd, Oct 1 | 11 | 12 | |
1011 | Unobligated balance transfer from other acct [086–0238] | 3,520 | 878 | 450 |
1020 | Adjustment of unobligated bal brought forward, Oct 1 | –6 | ||
1021 | Recoveries of prior year unpaid obligations | 84 | ||
|
|
|
||
1050 | Unobligated balance (total) | 3,945 | 1,431 | 1,033 |
Budget authority: | ||||
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 140 | 132 | 129 |
1725 | Spending authority from offsetting collections precluded from obligation (limitation on obligations) | –110 | –98 | –98 |
|
|
|
||
1750 | Spending auth from offsetting collections, disc (total) | 30 | 34 | 31 |
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 1 | 1 | 1 |
1900 | Budget authority (total) | 31 | 35 | 32 |
1930 | Total budgetary resources available | 3,976 | 1,466 | 1,065 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 553 | 583 | 629 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 503 | 551 | 871 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 6 | ||
3010 | New obligations, unexpired accounts | 3,423 | 883 | 436 |
3011 | Obligations ("upward adjustments"), expired accounts | 1 | ||
3020 | Outlays (gross) | –3,297 | –563 | –132 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –84 | ||
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 551 | 871 | 1,175 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 509 | 551 | 871 |
3200 | Obligated balance, end of year | 551 | 871 | 1,175 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 30 | 34 | 31 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 25 | 31 | 28 |
4011 | Outlays from discretionary balances | 3 | 3 | 3 |
|
|
|
||
4020 | Outlays, gross (total) | 28 | 34 | 31 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –140 | –132 | –129 |
Mandatory: | ||||
4090 | Budget authority, gross | 1 | 1 | 1 |
Outlays, gross: | ||||
4100 | Outlays from new mandatory authority | 1 | 1 | |
4101 | Outlays from mandatory balances | 3,269 | 528 | 100 |
|
|
|
||
4110 | Outlays, gross (total) | 3,269 | 529 | 101 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4123 | Non-Federal sources | –1 | –1 | –1 |
4180 | Budget authority, net (total) | –110 | –98 | –98 |
4190 | Outlays, net (total) | 3,156 | 430 | 2 |
|
||||
Memorandum (non-add) entries: | ||||
5090 | Unexpired unavailable balance, SOY: Offsetting collections | 734 | 844 | 942 |
5092 | Unexpired unavailable balance, EOY: Offsetting collections | 844 | 942 | 1,040 |
|
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)
|
||||
Identification code 086–0186–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Guaranteed loan levels supportable by subsidy budget authority: | ||||
215001 | Guarantees of Mortgage-Backed Securities | 451,555 | 408,000 | 389,237 |
|
|
|
||
215999 | Total loan guarantee levels | 451,555 | 408,000 | 389,237 |
Guaranteed loan subsidy (in percent): | ||||
232001 | Guarantees of Mortgage-Backed Securities | -.44 | -.29 | -.31 |
|
|
|
||
232999 | Weighted average subsidy rate | -.44 | -.29 | -.31 |
Guaranteed loan subsidy budget authority: | ||||
233001 | Guarantees of Mortgage-Backed Securities | –1,987 | –1,183 | –1,207 |
|
|
|
||
233999 | Total subsidy budget authority | –1,987 | –1,183 | –1,207 |
Guaranteed loan subsidy outlays: | ||||
234001 | Guarantees of Mortgage-Backed Securities | –1,987 | –1,183 | –1,207 |
|
|
|
||
234999 | Total subsidy outlays | –1,987 | –1,183 | –1,207 |
Guaranteed loan reestimates: | ||||
235001 | Guarantees of Mortgage-Backed Securities | 3,070 | 428 | |
|
|
|
||
235999 | Total guaranteed loan reestimates | 3,070 | 428 | |
|
||||
Administrative expense data: | ||||
3510 | Budget authority | 30 | 34 | 32 |
3590 | Outlays from new authority | 27 | 31 | 29 |
|
The Budget requests commitment authority for the Government National Mortgage Association (GNMA) to guarantee $550 billion in new mortgage-backed securities and provides $31.5 million in spending authority from offsetting collections (Commitment and Multiclass Fees) for the salaries and expenses of GNMA.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0186–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 20 | 19 | 21 |
11.3 | Other than full-time permanent | 1 | 1 | 2 |
|
|
|
||
11.9 | Total personnel compensation | 21 | 20 | 23 |
12.1 | Civilian personnel benefits | 7 | 10 | 11 |
25.2 | Other services from non-Federal sources | 267 | 325 | 302 |
41.0 | Grants, subsidies, and contributions | 2,980 | 416 | |
43.0 | Interest and dividends | 89 | 12 | |
|
|
|
||
99.0 | Direct obligations | 3,364 | 783 | 336 |
99.0 | Reimbursable obligations | 59 | 100 | 100 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 3,423 | 883 | 436 |
|
Employment Summary
|
||||
Identification code 086–0186–0–1–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 145 | 148 | 161 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4240–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0003 | Advances and other | 76 | 94 | 162 |
0004 | Preservation of collateral | 564 | 515 | 515 |
0005 | Payment of Interest on Borrowings | 150 | 150 | 150 |
|
|
|
||
0091 | Subtotal—Advances and Operating Expenses | 790 | 759 | 827 |
Credit program obligations: | ||||
0740 | Negative subsidy obligations | 1,987 | 1,183 | 1,207 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 2,777 | 1,942 | 2,034 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 3,165 | 4,900 | 4,366 |
1010 | Unobligated balance transfer to other accts [086–0238] | –500 | –500 | –500 |
1021 | Recoveries of prior year unpaid obligations | 28 | ||
|
|
|
||
1050 | Unobligated balance (total) | 2,693 | 4,400 | 3,866 |
Financing authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 4,984 | 1,908 | 1,367 |
1930 | Total budgetary resources available | 7,677 | 6,308 | 5,233 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 4,900 | 4,366 | 3,199 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 571 | 1,048 | 705 |
3010 | New obligations, unexpired accounts | 2,777 | 1,942 | 2,034 |
3020 | Outlays (gross) | –2,272 | –2,285 | –2,285 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –28 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 1,048 | 705 | 454 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 571 | 1,048 | 705 |
3200 | Obligated balance, end of year | 1,048 | 705 | 454 |
|
||||
Financing authority and disbursements, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 4,984 | 1,908 | 1,367 |
Financing disbursements: | ||||
4110 | Outlays, gross (total) | 2,272 | 2,285 | 2,285 |
Offsets against gross financing authority and disbursements: | ||||
Offsetting collections (collected) from: | ||||
4120 | Federal sources | –3,069 | –428 | |
4123 | Guarantee Fees | –1,321 | –1,207 | –1,031 |
4123 | Repayment of advances | –492 | –273 | –336 |
4123 | Non-Federal sources | –102 | ||
|
|
|
||
4130 | Offsets against gross budget authority and outlays (total) | –4,984 | –1,908 | –1,367 |
4170 | Outlays, net (mandatory) | –2,712 | 377 | 918 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –2,712 | 377 | 918 |
|
Status of Guaranteed Loans (in millions of dollars)
|
||||
Identification code 086–4240–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Position with respect to appropriations act limitation on commitments: | ||||
2111 | Guaranteed loan commitments from current-year authority | 550,000 | 550,000 | 550,000 |
2121 | Limitation available from carry-forward | 500,000 | 550,000 | 550,000 |
2142 | Uncommitted loan guarantee limitation | –48,445 | –142,000 | –160,763 |
2143 | Uncommitted limitation carried forward | –550,000 | –550,000 | –550,000 |
|
|
|
||
2150 | Total guaranteed loan commitments | 451,555 | 408,000 | 389,237 |
2199 | Guaranteed amount of guaranteed loan commitments | 451,555 | 408,000 | 389,237 |
|
||||
Cumulative balance of guaranteed loans outstanding: | ||||
2210 | Outstanding, start of year | 2,008,202 | 2,092,829 | 2,115,555 |
2231 | Disbursements of new guaranteed loans | 451,555 | 408,000 | 389,237 |
2251 | Repayments and prepayments | –366,928 | –385,274 | –404,538 |
|
|
|
||
2290 | Outstanding, end of year | 2,092,829 | 2,115,555 | 2,100,254 |
|
||||
Memorandum: | ||||
2299 | Guaranteed amount of guaranteed loans outstanding, end of year | 2,092,829 | 2,115,555 | 2,100,254 |
|
||||
Addendum: | ||||
Cumulative balance of defaulted guaranteed loans that result in loans receivable: | ||||
2310 | Outstanding, start of year | 2,942 | 2,489 | 2,489 |
2331 | Disbursements for guaranteed loan claims | 36 | ||
2351 | Repayments of loans receivable | –276 | ||
2361 | Write-offs of loans receivable | –17 | ||
2364 | Other adjustments, net | –196 | ||
|
|
|
||
2390 | Outstanding, end of year | 2,489 | 2,489 | 2,489 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4240–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
1101 | Fund balances with Treasury | 3,736 | 5,948 |
Investments in U.S. securities: | |||
1106 | Receivables, net | 1 | |
1206 | Non-Federal assets: Receivables, net | 105 | 150 |
1401 | Net value of assets related to post-1991 direct loans receivable: Direct loans receivable, gross | ||
Net value of assets related to post-1991 acquired defaulted guaranteed loans receivable: | |||
1501 | Defaulted guaranteed loans receivable, gross | 2,942 | 2,489 |
1504 | Foreclosed property | 284 | 214 |
1505 | Allowance for subsidy cost (-) | ||
|
|
||
1599 | Net present value of assets related to defaulted guaranteed loans | 3,226 | 2,703 |
1801 | Other Federal assets: Cash and other monetary assets | 29 | 32 |
|
|
||
1999 | Total assets | 7,097 | 8,833 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2201 | Accounts payable | 1 | 1 |
2207 | Other | 7 | 255 |
|
|
||
2999 | Total liabilities | 8 | 256 |
NET POSITION: | |||
3100 | Unexpended appropriations | ||
3300 | Cumulative results of operations | 7,089 | 6,630 |
|
|
||
3999 | Total net position | 7,089 | 6,630 |
|
|
||
4999 | Total liabilities and net position | 7,097 | 6,886 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4238–0–3–371 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0002 | Operating expenses | |||
0002 | Operating expenses | 1 | 1 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 25.2) | 1 | 1 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 101 | 102 | 99 |
1010 | Unobligated balance transfer to other accts [086–0238] | –2 | –5 | –2 |
|
|
|
||
1050 | Unobligated balance (total) | 99 | 97 | 97 |
Budget authority: | ||||
Spending authority from offsetting collections, mandatory: | ||||
1800 | Collected | 3 | 3 | 3 |
1930 | Total budgetary resources available | 102 | 100 | 100 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 102 | 99 | 99 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 23 | 23 | 21 |
3010 | New obligations, unexpired accounts | 1 | 1 | |
3020 | Outlays (gross) | –3 | –3 | |
|
|
|
||
3050 | Unpaid obligations, end of year | 23 | 21 | 19 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 23 | 23 | 21 |
3200 | Obligated balance, end of year | 23 | 21 | 19 |
|
||||
Budget authority and outlays, net: | ||||
Mandatory: | ||||
4090 | Budget authority, gross | 3 | 3 | 3 |
Outlays, gross: | ||||
4101 | Outlays from mandatory balances | 3 | 3 | |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4121 | Interest on Federal securities | –3 | –3 | –3 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –3 | ||
|
||||
Memorandum (non-add) entries: | ||||
5000 | Total investments, SOY: Federal securities: Par value | 124 | 125 | 120 |
5001 | Total investments, EOY: Federal securities: Par value | 125 | 120 | 118 |
|
Balance Sheet (in millions of dollars)
|
|||
Identification code 086–4238–0–3–371 | 2018 actual | 2019 actual | |
|
|||
ASSETS: | |||
Federal assets: | |||
Investments in U.S. securities: | |||
1102 | Treasury securities, par | 125 | 125 |
1106 | Receivables, net | ||
1601 | Direct loans, gross | ||
1603 | Allowance for estimated uncollectible loans and interest (-) | ||
|
|
||
1699 | Value of assets related to direct loans | ||
1901 | Other Federal assets: Other assets | ||
|
|
||
1999 | Total assets | 125 | 125 |
LIABILITIES: | |||
Non-Federal liabilities: | |||
2201 | Accounts payable | 23 | 23 |
2207 | Other | ||
|
|
||
2999 | Total liabilities | 23 | 23 |
NET POSITION: | |||
3100 | Unexpended appropriations | ||
3300 | Cumulative results of operations | 102 | 102 |
|
|
||
3999 | Total net position | 102 | 102 |
|
|
||
4999 | Total liabilities and net position | 125 | 125 |
|
For contracts, grants, and necessary expenses of programs of research and studies relating to housing and urban problems, not otherwise provided for, as authorized by title V of the Housing and Urban Development Act of 1970 (12 U.S.C. 1701z-1 et seq.), including carrying out the functions of the Secretary of Housing and Urban Development under section 1(a)(1)(i) of Reorganization Plan No. 2 of 1968, and for technical assistance, $94,650,000, to remain available until September 30, 2022: Provided, That with respect to amounts made available under this heading or transferred under the final proviso, notwithstanding section 203 of this title, the Secretary may enter into cooperative agreements with philanthropic entities, other Federal agencies, State or local governments and their agencies, Indian tribes, tribally designated housing entities, or colleges or universities for research projects: Provided further, That with respect to the previous proviso, such partners to the cooperative agreements must contribute at least a 50 percent match toward the cost of the project: Provided further, That for non-competitive agreements entered into in accordance with the previous two provisos, the Secretary of Housing and Urban Development shall comply with section 2(b) of the Federal Funding Accountability and Transparency Act of 2006 (Public Law 109–282, 31 U.S.C. note) in lieu of compliance with section 102(a)(4)(C) with respect to documentation of award decisions: Provided further, That up to $2,000,000 of the amounts provided under the heading "Lead Hazard Reduction" for the purposes of conducting research and studies may be transferred to this heading for use in accordance with the previous three provisos for non-competitive agreements.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0108–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Contracts, Grants and Cooperative Agreements | 49 | 60 | 50 |
0002 | Research and Demonstrations | 11 | 28 | 18 |
0003 | Technical Assistance | 56 | 31 | 27 |
|
|
|
||
0799 | Total direct obligations | 116 | 119 | 95 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 116 | 119 | 95 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 39 | 21 | 2 |
1021 | Recoveries of prior year unpaid obligations | 2 | 2 | 2 |
|
|
|
||
1050 | Unobligated balance (total) | 41 | 23 | 4 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 96 | 98 | 95 |
1900 | Budget authority (total) | 96 | 98 | 95 |
1930 | Total budgetary resources available | 137 | 121 | 99 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 21 | 2 | 4 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 70 | 107 | 139 |
3010 | New obligations, unexpired accounts | 116 | 119 | 95 |
3020 | Outlays (gross) | –76 | –85 | –91 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –2 | –2 | –2 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 107 | 139 | 141 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 70 | 107 | 139 |
3200 | Obligated balance, end of year | 107 | 139 | 141 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 96 | 98 | 95 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 42 | 38 | 37 |
4011 | Outlays from discretionary balances | 34 | 47 | 54 |
|
|
|
||
4020 | Outlays, gross (total) | 76 | 85 | 91 |
4180 | Budget authority, net (total) | 96 | 98 | 95 |
4190 | Outlays, net (total) | 76 | 85 | 91 |
|
The Housing and Urban Development Act of 1970 directs the Secretary to undertake programs of research, studies, testing, and demonstrations related to the Department of Housing and Urban Development's (HUD) mission. These functions are carried out by HUD's Office of Policy Development and Research (PD&R) through in-house analysis by staff; contracts with industry, nonprofit research organizations, and educational institutions; and cooperative agreements with educational, governmental, and philanthropic entities. In addition, centralized technical assistance for the Department is supported through this account; these funds enable HUD to support its partners with better coordinated, cross-program technical assistance rather than conventional, program-specific assistance.
The Budget requests $94.7 million for HUD's Research and Technology (R&T) program. R&T investments support HUD's enterprise-wide commitment to integrate evidence and cross-disciplinary intelligence throughout program policy, management, and operations. The request consists of $50 million for core research support, surveys, data infrastructure, and knowledge management (i.e., research dissemination); $17.7 million for research, evaluations, and demonstrations; and $27 million for technical assistance.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0108–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.5 | Research and development contracts | 11 | 28 | 18 |
41.0 | Grants, subsidies, and contributions | 105 | 91 | 77 |
|
|
|
||
99.0 | Direct obligations | 116 | 119 | 95 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 116 | 119 | 95 |
|
For contracts, grants, and other assistance, not otherwise provided for, as authorized by title VIII of the Civil Rights Act of 1968, as amended by the Fair Housing Amendments Act of 1988, and section 561 of the Housing and Community Development Act of 1987, as amended, $65,300,000, to remain available until September 30, 2022: Provided, That notwithstanding 31 U.S.C. 3302, the Secretary may assess and collect fees to cover the costs of the Fair Housing Training Academy, and may use such funds to develop on-line courses and provide such training: Provided further, That no funds made available under this heading shall be used to lobby the executive or legislative branches of the Federal Government in connection with a specific contract, grant, or loan: Provided further, That of the funds made available under this heading, $300,000 shall be available to the Secretary of Housing and Urban Development for the creation and promotion of translated materials and other programs that support the assistance of persons with limited English proficiency in utilizing the services provided by the Department of Housing and Urban Development.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0144–0–1–751 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Fair Housing Assistance | 24 | 24 | 24 |
0002 | Fair Housing Initiatives | 40 | 84 | 40 |
0005 | National Fair Housing Training Academy | 3 | 3 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 67 | 108 | 67 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 48 | 46 | 9 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 65 | 70 | 65 |
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 1 | 1 | |
1900 | Budget authority (total) | 65 | 71 | 66 |
1930 | Total budgetary resources available | 113 | 117 | 75 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 46 | 9 | 8 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 59 | 65 | 107 |
3010 | New obligations, unexpired accounts | 67 | 108 | 67 |
3020 | Outlays (gross) | –60 | –66 | –69 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 65 | 107 | 105 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 59 | 65 | 107 |
3200 | Obligated balance, end of year | 65 | 107 | 105 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 65 | 71 | 66 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 3 | 5 | 4 |
4011 | Outlays from discretionary balances | 57 | 61 | 65 |
|
|
|
||
4020 | Outlays, gross (total) | 60 | 66 | 69 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –1 | –1 | |
4180 | Budget authority, net (total) | 65 | 70 | 65 |
4190 | Outlays, net (total) | 60 | 65 | 68 |
|
The Budget requests $65.3 million for fair housing activities to support efforts to end housing discrimination. Of the amount requested, $23.9 million is for the Fair Housing Assistance Program (FHAP); $39.6 million is for the Fair Housing Initiatives Program (FHIP); $1.5 million is for the National Fair Housing Training Academy (NFHTA); and $300 thousand is for the Limited English Proficiency Initiative (LEPI). These resources address the national and ongoing problem of discrimination against minority homebuyers and renters, as identified in the 2012 Housing Discrimination Against Racial and Ethnic Minorities Study, and directly supports the Department of Housing and Urban Development's (HUD) mission to create strong, inclusive communities free from discrimination.
FHAP provides funding to State and local agencies to assure prompt and effective processing of complaints under substantially equivalent State and local fair housing laws. To be eligible for assistance through FHAP, an agency must administer a fair housing law that HUD has certified as substantially equivalent to the Federal Fair Housing Act.
FHIP provides funding to States and local governments, and to public and private non-profit organizations that administer programs to prevent or eliminate discriminatory housing practices through enforcement, education, and outreach. These grants allow the organizations to provide fair housing enforcement through testing in the rental and sales markets, to file fair housing complaints to HUD, and to conduct investigations. Further, the education and outreach activities these organizations conduct also help to educate the public, housing providers, and local governments about their rights and responsibilities under the Fair Housing Act.
The NFHTA provides comprehensive fair housing and civil rights training for investigators, local agencies, educators, attorneys, industry representatives, and other housing industry professionals.
LEPI provides funds for oral interpretation and written translation services, which help make HUD programs and activities accessible to people who are not proficient in English.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0144–0–1–751 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.1 | Advisory and assistance services | 1 | 2 | 2 |
41.0 | Grants, subsidies, and contributions | 66 | 106 | 65 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 67 | 108 | 67 |
|
For activities and assistance related to Lead Hazard Reduction and Healthy Homes, $360,000,000, to remain available until September 30, 2023: Provided, That $245,000,000 of the amounts made available under this heading shall be for the Lead Hazard Reduction Program, as authorized by section 1011 of the Residential Lead-Based Paint Hazard Reduction Act of 1992: Provided further, That of the total amount made available under the previous proviso, an amount to be determined by the Secretary shall be made available on a competitive basis for areas with the highest lead paint abatement needs: Provided further, That each recipient of funds provided under the previous proviso shall contribute an amount not less than 25 percent of the total: Provided further, That $45,000,000 of the amounts made available under this heading shall be for the Healthy Homes Initiative, pursuant to sections 501 and 502 of the Housing and Urban Development Act of 1970, which shall include research, studies, testing, and demonstration efforts, including education and outreach concerning lead-based paint poisoning and other housing-related diseases and hazards: Provided further, That for purposes of environmental review, pursuant to the National Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and other provisions of law that further the purposes of such Act, a grant under the Healthy Homes Initiative, the Lead Technical Studies program, or other demonstrations under this heading or under prior appropriations Acts for such purposes under this heading, shall be considered to be funds for a special project for purposes of section 305(c) of the Multifamily Housing Property Disposition Reform Act of 1994: Provided further, That $35,000,000 of the amounts made available under this heading shall be for a carbon monoxide alarms resident safety demonstration (the CO demonstration), including analytical studies of such demonstration: Provided further, That grants under the CO demonstration shall be for activities supporting the installation and replacement of carbon monoxide alarms or of combination smoke detector-carbon monoxide alarm devices in high-risk units, as defined by the Secretary: Provided further, That, where required by state, tribal, or local law, the manner or extent of installation of carbon monoxide alarms or combination alarms shall conform to such requirement: Provided further, That $5,000,000 of the amounts made available under this heading shall be for a radon testing and mitigation resident safety demonstration program (the radon demonstration) in public housing: Provided further, That the testing method, mitigation method, or action level used under the radon demonstration shall be as specified by applicable state or local law, if such law is more protective of human health or the environment than the method or level specified by the Secretary: Provided further, That $30,000,000 of the amounts made available under this heading shall be for a lead risk assessment demonstration for public housing agencies to conduct lead hazard screenings or lead risk assessments during housing quality standards inspections of units in which a family receiving assistance under section 8(o) of the United States Housing Act of 1937 (42 U.S.C. 1437f(o)) resides or expects to reside, and has or expects to have a child under age 6 residing in the unit, while preserving rental housing availability and affordability: Provided further, That each applicant shall certify adequate capacity that is acceptable to the Secretary to carry out the proposed use of funds pursuant to a notice of funding availability: Provided further, That amounts made available under this heading in this or prior appropriations Acts, still remaining available, may be used for any purpose under this heading notwithstanding the purpose for which such amounts were appropriated if a program competition is undersubscribed and there are other program competitions under this heading that are oversubscribed.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0174–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Lead-Based Paint Hazard Reduction Grants and Demo | 342 | 176 | 240 |
0003 | Healthy Homes Grants and Support | 62 | 67 | 45 |
0004 | Lead Technical Studies and Support | 3 | 9 | 5 |
0005 | Lead-Based Paint Hazard Reduction Neighborhood Grants | 62 | 66 | |
0006 | Carbon Monoxide Detector Installation | 10 | ||
0007 | Radon Testing And Remediation | 1 | ||
0008 | HCV Lead Risk Demonstration | 5 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 41.0) | 469 | 318 | 306 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 218 | 28 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 279 | 290 | 360 |
1930 | Total budgetary resources available | 497 | 318 | 360 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 28 | 54 | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 270 | 627 | 767 |
3001 | Adjustments to unpaid obligations, brought forward, Oct 1 | 1 | ||
3010 | New obligations, unexpired accounts | 469 | 318 | 306 |
3020 | Outlays (gross) | –96 | –178 | –212 |
3041 | Recoveries of prior year unpaid obligations, expired | –17 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 627 | 767 | 861 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 271 | 627 | 767 |
3200 | Obligated balance, end of year | 627 | 767 | 861 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 279 | 290 | 360 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 3 | 4 | |
4011 | Outlays from discretionary balances | 96 | 175 | 208 |
|
|
|
||
4020 | Outlays, gross (total) | 96 | 178 | 212 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4033 | Non-Federal sources | –1 | ||
Additional offsets against gross budget authority only: | ||||
4052 | Offsetting collections credited to expired accounts | 1 | ||
|
|
|
||
4070 | Budget authority, net (discretionary) | 279 | 290 | 360 |
4080 | Outlays, net (discretionary) | 95 | 178 | 212 |
4180 | Budget authority, net (total) | 279 | 290 | 360 |
4190 | Outlays, net (total) | 95 | 178 | 212 |
|
The primary purpose of the Lead-Based Paint Hazard Control Grant program is to reduce the exposure of young children to lead-based paint and other environmental hazards in their homes, including protecting them from permanent developmental problems and asthma, and exposure to pesticides and carbon monoxide.
The program plays a critical role in addressing the number one environmental disease impacting children: lead poisoning. The Budget requests $360 million, including $240 million for the Department of Housing and Urban Development's (HUD) Lead Hazard Control Program; $45 million for the Healthy Homes Program; $40 million for Resident Safety demonstrations of carbon monoxide and radon interventions; $30 million for a demonstration of lead testing in Housing Choice Vouchers units; and $5 million for lead-based paint technical studies and support. The Budget includes an appropriations provision that would allow the transfer of unobligated balances and recaptured funds from undersubscribed competitive programs to other competitive programs experiencing oversubscription.
The Lead Hazard Control Grant Program provides grants of $1 million to $5 million to State and local governments and Indian Tribes for control of lead-based paint hazards in pre-1978 private low-income rental and owner-occupied housing. The grants are also designed to facilitate the development of a housing maintenance and rehabilitation workforce trained in lead-safe work practices and a certified hazard evaluation and control industry. In awarding grants HUD promotes the use of new low-cost approaches to hazard control that can be replicated across the nation.
The Healthy Homes program enables HUD to assess and control housing-related hazards that contribute to childhood diseases and injuries. With funding from this program, grantees implement and evaluate methods for controlling two or more housing-related diseases through a single intervention. Healthy Homes funding is also used to provide technical support and training and assist in the completion of national surveys. In addition, the program conducts education and outreach to help State, local and non-governmental agencies, housing industry stakeholders, and the public understand the health and housing relationship and identify and address housing-related health and safety hazards.
In addition, the Budget is proposing three new demonstrations. The Budget requests $35 million for the installation and replacement of carbon monoxide detectors in HUD-assisted housing. The Budget requests $5 million for radon testing and remediation in public housing. The Budget also requests $30 million for public housing agencies to conduct lead hazard screenings or risk assessments during housing quality inspections for Housing Choice Voucher units.
The Office of Lead Hazard Control and Healthy Homes will continue its lead-based paint technical studies and support activities, which include public education; support for State and local agencies, private property owners, HUD programs and field offices, and professional organizations; technical studies to improve program policy and implementation; quality control to ensure that the evaluation and control of lead-based paint hazards is done properly in HUD-assisted housing; and development of standards, technical guidance, regulations, and improved testing and hazard control methods.
For necessary salaries and expenses for Executive Offices, which shall be comprised of the offices of the Secretary, Deputy Secretary, Adjudicatory Services, Congressional and Intergovernmental Relations, Public Affairs, Small and Disadvantaged Business Utilization, and the Center for Faith-Based and Neighborhood Partnerships, $17,659,000, to remain available until September 30, 2022: Provided, That not to exceed $25,000 of the amount made available under this heading shall be available to the Secretary for official reception and representation expenses as the Secretary may determine.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0332–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Compensation | 9 | 11 | 11 |
0002 | Benefits | 2 | 3 | 4 |
0003 | Non-Personnel Costs | 1 | 2 | 3 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 12 | 16 | 18 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 3 | 1 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 15 | 14 | 18 |
1930 | Total budgetary resources available | 15 | 17 | 19 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 3 | 1 | 1 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 1 | 1 | 1 |
3010 | New obligations, unexpired accounts | 12 | 16 | 18 |
3020 | Outlays (gross) | –12 | –16 | –19 |
|
|
|
||
3050 | Unpaid obligations, end of year | 1 | 1 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 1 | 1 | 1 |
3200 | Obligated balance, end of year | 1 | 1 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 15 | 14 | 18 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 11 | 14 | 18 |
4011 | Outlays from discretionary balances | 1 | 2 | 1 |
|
|
|
||
4020 | Outlays, gross (total) | 12 | 16 | 19 |
4180 | Budget authority, net (total) | 15 | 14 | 18 |
4190 | Outlays, net (total) | 12 | 16 | 19 |
|
The Executive Offices account funds the salaries and expenses of executive management offices, including the Offices of the Secretary; Deputy Secretary; Congressional and Intergovernmental Relations; Public Affairs; Adjudicatory Services; Center for Faith-Based and Neighborhood Partnerships; and Small and Disadvantaged Business Utilization. The Budget requests $17.7 million for this account.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0332–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
11.1 | Personnel compensation: Full-time permanent | 9 | 11 | 12 |
12.1 | Civilian personnel benefits | 2 | 3 | 3 |
21.0 | Travel and transportation of persons | 1 | ||
25.1 | Advisory and assistance services | 1 | 1 | 1 |
25.2 | Other services from non-Federal sources | 1 | 1 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 12 | 16 | 18 |
|
Employment Summary
|
||||
Identification code 086–0332–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 70 | 80 | 89 |
|
For necessary salaries and expenses for Administrative Support Offices, $578,913,000, to remain available until September 30, 2022: Provided, That of the sums appropriated under this heading-
(1) $70,776,000 shall be available for the Office of the Chief Financial Officer;
(2) $109,044,000 shall be available for the Office of the General Counsel;
(3) $266,258,000 shall be available for the Office of the Assistant Secretary for Administration, the Office of Administration, the Office of the Chief Human Capital Officer, and the Office of the Chief Procurement Officer;
(4) $65,200,000 shall be available for the Office of Field Policy and Management;
(5) $4,435,000 shall be available for the Office of Departmental Equal Employment Opportunity; and
(6) $63,200,000 shall be available for the Office of the Chief Information Officer:
Provided further, That funds provided under this heading may be used for necessary administrative and non-administrative expenses of the Department of Housing and Urban Development, not otherwise provided for, including purchase of uniforms, or allowances therefor, as authorized by 5 U.S.C. 5901–5902; hire of passenger motor vehicles; and services as authorized by 5 U.S.C. 3109: Provided further, That notwithstanding any other provision of law, funds appropriated under this heading may be used for advertising and promotional activities that directly support program activities funded in this title.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0335–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Compensation | 213 | 244 | 257 |
0002 | Benefits | 77 | 81 | 86 |
0003 | Non-Personnel Costs | 224 | 257 | 251 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 514 | 582 | 594 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 34 | 15 | |
1011 | Unobligated balance transfer from other acct [086–0334] | 3 | ||
1011 | Unobligated balance transfer from other acct [086–0338] | 1 | ||
1012 | Unobligated balance transfers between expired and unexpired accounts | 2 | ||
|
|
|
||
1050 | Unobligated balance (total) | 6 | 34 | 15 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 542 | 563 | 579 |
1900 | Budget authority (total) | 542 | 563 | 579 |
1930 | Total budgetary resources available | 548 | 597 | 594 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 34 | 15 | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 162 | 158 | 121 |
3010 | New obligations, unexpired accounts | 514 | 582 | 594 |
3011 | Obligations ("upward adjustments"), expired accounts | 2 | ||
3020 | Outlays (gross) | –513 | –619 | –628 |
3041 | Recoveries of prior year unpaid obligations, expired | –7 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 158 | 121 | 87 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 162 | 158 | 121 |
3200 | Obligated balance, end of year | 158 | 121 | 87 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 542 | 563 | 579 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 432 | 479 | 492 |
4011 | Outlays from discretionary balances | 81 | 140 | 136 |
|
|
|
||
4020 | Outlays, gross (total) | 513 | 619 | 628 |
4180 | Budget authority, net (total) | 542 | 563 | 579 |
4190 | Outlays, net (total) | 513 | 619 | 628 |
|
The Administrative Support Offices account funds the salaries and expenses of offices that perform central Departmental functions, including the Offices of the Chief Financial Officer; Assistant Secretary for Administration; General Counsel; Field Policy and Management; Departmental Equal Employment Opportunity; and Chief Information Officer. The Budget requests $578.9 million for this account.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0335–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 208 | 239 | 252 |
11.3 | Other than full-time permanent | 1 | 1 | 1 |
11.5 | Other personnel compensation | 4 | 4 | 4 |
|
|
|
||
11.9 | Total personnel compensation | 213 | 244 | 257 |
12.1 | Civilian personnel benefits | 77 | 81 | 86 |
21.0 | Travel and transportation of persons | 5 | 7 | 5 |
22.0 | Transportation of things | 1 | 1 | |
23.1 | Rental payments to GSA | 101 | 103 | 104 |
23.3 | Communications, utilities, and miscellaneous charges | 18 | 22 | 22 |
24.0 | Printing and reproduction | 1 | 2 | 2 |
25.1 | Advisory and assistance services | 22 | 24 | 23 |
25.2 | Other services from non-Federal sources | 35 | 50 | 50 |
25.3 | Other goods and services from Federal sources | 26 | 30 | 30 |
26.0 | Supplies and materials | 2 | 2 | 1 |
31.0 | Equipment | 5 | 6 | 5 |
32.0 | Land and structures | 8 | 9 | 9 |
42.0 | Insurance claims and indemnities | 1 | ||
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 514 | 582 | 594 |
|
Employment Summary
|
||||
Identification code 086–0335–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 1,716 | 1,817 | 1,872 |
|
For necessary salaries and expenses for Program Offices, $900,149,000, to remain available until September 30, 2022: Provided, That of the sums appropriated under this heading-
(1) $236,439,000 shall be available for the Office of Public and Indian Housing;
(2) $129,503,000 shall be available for the Office of Community Planning and Development;
(3) $411,878,000 shall be available for the Office of Housing;
(4) $35,443,000 shall be available for the Office of Policy Development and Research;
(5) $77,024,000 shall be available for the Office of Fair Housing and Equal Opportunity; and
(6) $9,862,000 shall be available for the Office of Lead Hazard Control and Healthy Homes.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0479–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Compensation | 593 | 625 | |
0002 | Benefits | 197 | 208 | |
0003 | Non-Personnel Costs | 28 | 96 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 818 | 929 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 30 | ||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 847 | 900 | |
1121 | Appropriations transferred from other acct [086–0313] | 1 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 848 | 900 | |
1930 | Total budgetary resources available | 848 | 930 | |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 30 | 1 | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 4 | ||
3010 | New obligations, unexpired accounts | 818 | 929 | |
3020 | Outlays (gross) | –814 | –898 | |
|
|
|
||
3050 | Unpaid obligations, end of year | 4 | 35 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 4 | ||
3200 | Obligated balance, end of year | 4 | 35 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 848 | 900 | |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 814 | 864 | |
4011 | Outlays from discretionary balances | 34 | ||
|
|
|
||
4020 | Outlays, gross (total) | 814 | 898 | |
4180 | Budget authority, net (total) | 848 | 900 | |
4190 | Outlays, net (total) | 814 | 898 | |
|
The Program Offices account funds the salaries and expenses of six program offices, including the Offices of Housing; Public and Indian Housing; Community Planning and Development; Policy Development and Research; Fair Housing and Equal Opportunity; and Lead Hazard Control and Healthy Homes. The Budget requests $900.1 million for this account.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0479–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
11.1 | Direct obligations: Personnel compensation: Full-time permanent | 593 | 625 | |
|
|
|
||
11.9 | Total personnel compensation | 593 | 625 | |
12.1 | Civilian personnel benefits | 197 | 207 | |
21.0 | Travel and transportation of persons | 8 | 8 | |
25.2 | Other services from non-Federal sources | 10 | 33 | |
25.3 | Other goods and services from Federal sources | 10 | 56 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 818 | 929 | |
|
Employment Summary
|
||||
Identification code 086–0479–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 5,013 | 5,141 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0337–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Compensation | 146 | 2 | |
0002 | Benefits | 46 | 1 | |
0004 | Non-Personnel Expenses | 20 | 8 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 212 | 11 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 11 | ||
1011 | Unobligated balance transfer from other acct [086–0313] | 1 | ||
1012 | Unobligated balance transfers between expired and unexpired accounts | 1 | ||
|
|
|
||
1050 | Unobligated balance (total) | 2 | 11 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 220 | ||
1121 | Appropriations transferred from other acct [086–0313] | 1 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 221 | ||
1930 | Total budgetary resources available | 223 | 11 | |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 11 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 15 | 17 | 2 |
3010 | New obligations, unexpired accounts | 212 | 11 | |
3011 | Obligations ("upward adjustments"), expired accounts | 1 | ||
3020 | Outlays (gross) | –210 | –26 | –1 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 17 | 2 | 1 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 15 | 17 | 2 |
3200 | Obligated balance, end of year | 17 | 2 | 1 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 221 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 197 | ||
4011 | Outlays from discretionary balances | 13 | 26 | 1 |
|
|
|
||
4020 | Outlays, gross (total) | 210 | 26 | 1 |
4180 | Budget authority, net (total) | 221 | ||
4190 | Outlays, net (total) | 210 | 26 | 1 |
|
The Budget requests salaries and expenses (S&E) funding for six program offices, including the Office of Public and Indian Housing (PIH), in a consolidated Program Offices account (086–0479). This account reflects pre-2020 S&E funding for PIH.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0337–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 145 | 2 | |
11.5 | Other personnel compensation | 1 | ||
|
|
|
||
11.9 | Total personnel compensation | 146 | 2 | |
12.1 | Civilian personnel benefits | 46 | 1 | |
21.0 | Travel and transportation of persons | 3 | ||
25.2 | Other services from non-Federal sources | 8 | 8 | |
25.3 | Other goods and services from Federal sources | 9 | ||
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 212 | 11 | |
|
Employment Summary
|
||||
Identification code 086–0337–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 1,250 | 14 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0338–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Compensation | 76 | 1 | |
0002 | Benefits | 24 | ||
0006 | Non-Personnel Expenses | 7 | 5 | |
0007 | Disaster supplemental—PS | 2 | 4 | 5 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 109 | 10 | 5 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 30 | 36 | 26 |
1010 | Unobligated balance transfer to other accts [086–0335] | –1 | ||
1012 | Unobligated balance transfers between expired and unexpired accounts | 1 | ||
|
|
|
||
1050 | Unobligated balance (total) | 30 | 36 | 26 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 112 | ||
1121 | Appropriations transferred from other acct [086–0162] | 3 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 115 | ||
1930 | Total budgetary resources available | 145 | 36 | 26 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 36 | 26 | 21 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 5 | 5 | 2 |
3010 | New obligations, unexpired accounts | 109 | 10 | 5 |
3020 | Outlays (gross) | –108 | –13 | –7 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 5 | 2 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 5 | 5 | 2 |
3200 | Obligated balance, end of year | 5 | 2 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 115 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 101 | ||
4011 | Outlays from discretionary balances | 7 | 13 | 7 |
|
|
|
||
4020 | Outlays, gross (total) | 108 | 13 | 7 |
4180 | Budget authority, net (total) | 115 | ||
4190 | Outlays, net (total) | 108 | 13 | 7 |
|
The Budget requests salaries and expenses (S&E) funding for six program offices, including the Office of Community Planning and Development (CPD), in a consolidated Program Offices account (086–0479). This account reflects pre-2020 S&E funding for CPD.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0338–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 76 | 1 | |
11.5 | Other personnel compensation | 2 | 2 | 3 |
|
|
|
||
11.9 | Total personnel compensation | 78 | 3 | 3 |
12.1 | Civilian personnel benefits | 24 | 1 | 1 |
21.0 | Travel and transportation of persons | 1 | ||
25.2 | Other services from non-Federal sources | 2 | 6 | 1 |
25.3 | Other goods and services from Federal sources | 4 | ||
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 109 | 10 | 5 |
|
Employment Summary
|
||||
Identification code 086–0338–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 679 | 31 | 26 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0334–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Costs | 266 | 4 | |
0002 | Benefits | 84 | 1 | |
0003 | Non-Personnel Services | 19 | 9 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 369 | 14 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 14 | ||
1010 | Unobligated balance transfer to other accts [086–0335] | –3 | ||
1010 | Unobligated balance transfer to other accts [086–0339] | –1 | ||
1012 | Unobligated balance transfers between expired and unexpired accounts | 4 | ||
|
|
|
||
1050 | Unobligated balance (total) | 14 | ||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 383 | ||
1900 | Budget authority (total) | 383 | ||
1930 | Total budgetary resources available | 383 | 14 | |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 14 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 18 | 20 | 3 |
3010 | New obligations, unexpired accounts | 369 | 14 | |
3011 | Obligations ("upward adjustments"), expired accounts | 1 | ||
3020 | Outlays (gross) | –367 | –31 | –3 |
3041 | Recoveries of prior year unpaid obligations, expired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 20 | 3 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 18 | 20 | 3 |
3200 | Obligated balance, end of year | 20 | 3 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 383 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 351 | ||
4011 | Outlays from discretionary balances | 16 | 31 | 3 |
|
|
|
||
4020 | Outlays, gross (total) | 367 | 31 | 3 |
4180 | Budget authority, net (total) | 383 | ||
4190 | Outlays, net (total) | 367 | 31 | 3 |
|
The Budget requests salaries and expenses (S&E) funding for six program offices, including the Office of Housing, in a consolidated Program Offices account (086–0479). This account reflects pre-2020 S&E funding for the Office of Housing.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0334–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 261 | 4 | |
11.5 | Other personnel compensation | 5 | ||
|
|
|
||
11.9 | Total personnel compensation | 266 | 4 | |
12.1 | Civilian personnel benefits | 84 | 1 | |
21.0 | Travel and transportation of persons | 4 | 3 | |
25.1 | Advisory and assistance services | 2 | ||
25.2 | Other services from non-Federal sources | 2 | 4 | |
25.3 | Other goods and services from Federal sources | 11 | 2 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 369 | 14 | |
|
Employment Summary
|
||||
Identification code 086–0334–0–1–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 2,381 | 31 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0339–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Costs | 17 | ||
0002 | Benefits | 5 | ||
0003 | Non-Personnel Expenses | 3 | 1 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 25 | 1 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 1 | ||
1011 | Unobligated balance transfer from other acct [086–0334] | 1 | ||
|
|
|
||
1050 | Unobligated balance (total) | 1 | 1 | |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 26 | ||
1930 | Total budgetary resources available | 27 | 1 | |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –1 | ||
1941 | Unexpired unobligated balance, end of year | 1 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 2 | 3 | 1 |
3010 | New obligations, unexpired accounts | 25 | 1 | |
3020 | Outlays (gross) | –24 | –3 | –1 |
|
|
|
||
3050 | Unpaid obligations, end of year | 3 | 1 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 2 | 3 | 1 |
3200 | Obligated balance, end of year | 3 | 1 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 26 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 23 | ||
4011 | Outlays from discretionary balances | 1 | 3 | 1 |
|
|
|
||
4020 | Outlays, gross (total) | 24 | 3 | 1 |
4180 | Budget authority, net (total) | 26 | ||
4190 | Outlays, net (total) | 24 | 3 | 1 |
|
The Budget requests salaries and expenses (S&E) funding for six program offices, including the Office of Policy Development and Research (PD&R), in a consolidated Program Offices account (086–0479). This account reflects pre-2020 S&E funding for PD&R.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0339–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
11.1 | Personnel compensation: Full-time permanent | 17 | ||
12.1 | Civilian personnel benefits | 5 | ||
25.2 | Other services from non-Federal sources | 2 | 1 | |
25.3 | Other goods and services from Federal sources | 1 | ||
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 25 | 1 | |
|
Employment Summary
|
||||
Identification code 086–0339–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 136 | 3 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0340–0–1–751 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Costs | 48 | 2 | |
0002 | Benefits | 14 | 1 | |
0003 | Non-Personnel Expenses | 4 | 4 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 66 | 7 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 7 | ||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 73 | ||
1930 | Total budgetary resources available | 73 | 7 | |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 7 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 5 | 6 | 2 |
3010 | New obligations, unexpired accounts | 66 | 7 | |
3020 | Outlays (gross) | –65 | –11 | –2 |
|
|
|
||
3050 | Unpaid obligations, end of year | 6 | 2 | |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 5 | 6 | 2 |
3200 | Obligated balance, end of year | 6 | 2 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 73 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 62 | ||
4011 | Outlays from discretionary balances | 3 | 11 | 2 |
|
|
|
||
4020 | Outlays, gross (total) | 65 | 11 | 2 |
4180 | Budget authority, net (total) | 73 | ||
4190 | Outlays, net (total) | 65 | 11 | 2 |
|
The Budget requests salaries and expenses (S&E) funding for six program offices, including the Office of Fair Housing and Equal Opportunity (FHEO), in a consolidated Program Offices account (086–0479). This account reflects pre-2020 S&E funding for FHEO.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0340–0–1–751 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 47 | 2 | |
11.5 | Other personnel compensation | 1 | ||
|
|
|
||
11.9 | Total personnel compensation | 48 | 2 | |
12.1 | Civilian personnel benefits | 14 | 1 | |
21.0 | Travel and transportation of persons | 1 | 1 | |
25.2 | Other services from non-Federal sources | 1 | 1 | |
25.3 | Other goods and services from Federal sources | 2 | 2 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 66 | 7 | |
|
Employment Summary
|
||||
Identification code 086–0340–0–1–751 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 435 | 19 | |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0341–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Personnel Costs | 5 | ||
0002 | Benefits | 2 | ||
0003 | Non-Personnel Expenses | 1 | 1 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 8 | 1 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 1 | ||
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 9 | ||
1930 | Total budgetary resources available | 9 | 1 | |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 1 | ||
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3010 | New obligations, unexpired accounts | 8 | 1 | |
3020 | Outlays (gross) | –8 | –1 | |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 9 | ||
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 8 | ||
4011 | Outlays from discretionary balances | 1 | ||
|
|
|
||
4020 | Outlays, gross (total) | 8 | 1 | |
4180 | Budget authority, net (total) | 9 | ||
4190 | Outlays, net (total) | 8 | 1 | |
|
The Budget requests salaries and expenses (S&E) funding for six program offices, including the Office of Lead Hazard Control and Healthy Homes (OLHCHH), in a consolidated Program Offices account (086–0479). This account reflects pre-2020 S&E funding for OLHCHH.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0341–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
11.1 | Personnel compensation: Full-time permanent | 5 | ||
12.1 | Civilian personnel benefits | 2 | ||
25.3 | Other goods and services from Federal sources | 1 | 1 | |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 8 | 1 | |
|
Employment Summary
|
||||
Identification code 086–0341–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 44 | ||
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0143–0–1–999 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0801 | Gulf Coast Disaster related activities | 3 | 1 | |
0803 | FEMA Mission Assignments | 1 | ||
|
|
|
||
0900 | Total new obligations, unexpired accounts (object class 25.2) | 4 | 1 | |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 4 | 4 | 4 |
Budget authority: | ||||
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 3 | 1 | |
1701 | Change in uncollected payments, Federal sources | 1 | ||
|
|
|
||
1750 | Spending auth from offsetting collections, disc (total) | 4 | 1 | |
1900 | Budget authority (total) | 4 | 1 | |
1930 | Total budgetary resources available | 8 | 5 | 4 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 4 | 4 | 4 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 2 | 2 | |
3010 | New obligations, unexpired accounts | 4 | 1 | |
3020 | Outlays (gross) | –2 | –1 | |
|
|
|
||
3050 | Unpaid obligations, end of year | 2 | 2 | 2 |
Uncollected payments: | ||||
3060 | Uncollected pymts, Fed sources, brought forward, Oct 1 | –2 | –3 | –3 |
3070 | Change in uncollected pymts, Fed sources, unexpired | –1 | ||
|
|
|
||
3090 | Uncollected pymts, Fed sources, end of year | –3 | –3 | –3 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | –2 | –1 | –1 |
3200 | Obligated balance, end of year | –1 | –1 | –1 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 4 | 1 | |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 2 | 1 | |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4030 | Federal sources | –3 | –1 | |
Additional offsets against gross budget authority only: | ||||
4050 | Change in uncollected pymts, Fed sources, unexpired | –1 | ||
4080 | Outlays, net (discretionary) | –1 | ||
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –1 | ||
|
This account primarily supports the salaries and expenses of Departmental personnel responding to disasters. Resources are derived from reimbursable agreements such as FEMA Mission Assignments.
For necessary salaries and expenses of the Office of Inspector General in carrying out the Inspector General Act of 1978, as amended, $133,300,000: Provided, That the Inspector General shall have independent authority over all personnel and acquisition issues within this office.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0189–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | OIG Salaries and Benefits | 101 | 102 | 98 |
0002 | OIG Non-Personnel Costs | 27 | 36 | 35 |
0004 | Hurricane Sandy and Other Disaster related activities | 2 | 3 | |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 128 | 140 | 136 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 10 | 9 | 7 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 128 | 138 | 133 |
1930 | Total budgetary resources available | 138 | 147 | 140 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –1 | ||
1941 | Unexpired unobligated balance, end of year | 9 | 7 | 4 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 20 | 21 | 28 |
3010 | New obligations, unexpired accounts | 128 | 140 | 136 |
3011 | Obligations ("upward adjustments"), expired accounts | 4 | ||
3020 | Outlays (gross) | –127 | –131 | –140 |
3041 | Recoveries of prior year unpaid obligations, expired | –4 | –2 | –2 |
|
|
|
||
3050 | Unpaid obligations, end of year | 21 | 28 | 22 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 20 | 21 | 28 |
3200 | Obligated balance, end of year | 21 | 28 | 22 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 128 | 138 | 133 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 111 | 115 | 110 |
4011 | Outlays from discretionary balances | 16 | 16 | 30 |
|
|
|
||
4020 | Outlays, gross (total) | 127 | 131 | 140 |
4180 | Budget authority, net (total) | 128 | 138 | 133 |
4190 | Outlays, net (total) | 127 | 131 | 140 |
|
The Office of the Inspector General (OIG) provides independent and objective reviews of the integrity, efficiency and effectiveness of Departmental programs and operations. Through various activities, the OIG seeks to promote efficiency and effectiveness in programs and operations, detect and deter fraud and abuse, investigate allegations of misconduct by Department of Housing and Urban Development (HUD) employees and review and make recommendations regarding existing and proposed legislation and regulations affecting HUD. The Budget includes $133.3 million for the OIG's agency-wide audit and investigative functions.
Object Classification (in millions of dollars)
|
||||
Identification code 086–0189–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
Personnel compensation: | ||||
11.1 | Full-time permanent | 66 | 69 | 66 |
11.5 | Other personnel compensation | 6 | 7 | 8 |
|
|
|
||
11.9 | Total personnel compensation | 72 | 76 | 74 |
12.1 | Civilian personnel benefits | 28 | 29 | 29 |
21.0 | Travel and transportation of persons | 3 | 3 | 3 |
23.1 | Rental payments to GSA | 7 | 7 | 7 |
25.2 | Other services from non-Federal sources | 17 | 25 | 23 |
31.0 | Equipment | 1 | ||
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 128 | 140 | 136 |
|
Employment Summary
|
||||
Identification code 086–0189–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
1001 | Direct civilian full-time equivalent employment | 549 | 540 | 514 |
|
For the development, modernization, and enhancement of, modifications to, and infrastructure for Department-wide and program-specific information technology systems, for the continuing operation and maintenance of both Department-wide and program-specific information systems, and for program-related maintenance activities, $257,600,000, of which $237,600,000 shall remain available until September 30, 2022, and of which $20,000,000 shall remain available until September 30, 2023: Provided, That any amounts transferred to this Fund under this Act shall remain available until expended: Provided further, That any amounts transferred to this Fund from amounts appropriated by previously enacted appropriations Acts may be used for the purposes specified under this Fund, in addition to any other information technology purposes for which such amounts were appropriated.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4586–0–4–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | Information Technology Expenses | 342 | 280 | 258 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 147 | 85 | 91 |
1011 | Unobligated balance transfer from other acct [047–0616] | 4 | ||
1021 | Recoveries of prior year unpaid obligations | 2 | 2 | |
|
|
|
||
1050 | Unobligated balance (total) | 147 | 91 | 93 |
Budget authority: | ||||
Appropriations, discretionary: | ||||
1100 | Appropriation | 280 | 280 | 258 |
1121 | Appropriations transferred from other acct [047–0616] | 5 | ||
|
|
|
||
1160 | Appropriation, discretionary (total) | 285 | 280 | 258 |
1900 | Budget authority (total) | 285 | 280 | 258 |
1930 | Total budgetary resources available | 432 | 371 | 351 |
Memorandum (non-add) entries: | ||||
1940 | Unobligated balance expiring | –5 | ||
1941 | Unexpired unobligated balance, end of year | 85 | 91 | 93 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 196 | 294 | 193 |
3010 | New obligations, unexpired accounts | 342 | 280 | 258 |
3011 | Obligations ("upward adjustments"), expired accounts | 3 | ||
3020 | Outlays (gross) | –240 | –379 | –267 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –2 | –2 | |
3041 | Recoveries of prior year unpaid obligations, expired | –7 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 294 | 193 | 182 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 196 | 294 | 193 |
3200 | Obligated balance, end of year | 294 | 193 | 182 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 285 | 280 | 258 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 37 | 157 | 144 |
4011 | Outlays from discretionary balances | 203 | 222 | 123 |
|
|
|
||
4020 | Outlays, gross (total) | 240 | 379 | 267 |
4180 | Budget authority, net (total) | 285 | 280 | 258 |
4190 | Outlays, net (total) | 240 | 379 | 267 |
|
The Information Technology (IT) Fund provides for the infrastructure, systems, and services that support the Department of Housing and Urban Development (HUD) programs, which include all of HUD's mortgage insurance liabilities, rental subsidies, formula grants, and competitive grants. The Budget provides $258 million for the development, modernization, enhancement, operation, and maintenance of HUD's IT infrastructure and systems. It excludes end-user IT devices and support, which is requested within HUD's Working Capital Fund account.
Object Classification (in millions of dollars)
|
||||
Identification code 086–4586–0–4–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Direct obligations: | ||||
25.7 | Operation and maintenance of equipment | 323 | 269 | 247 |
31.0 | Equipment | 19 | 11 | 11 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 342 | 280 | 258 |
|
For the working capital fund for the Department of Housing and Urban Development (referred to in this paragraph as the "Fund"), pursuant, in part, to section 7(f) of the Department of Housing and Urban Development Act (42 U.S.C. 3535(f)), amounts transferred, including reimbursements pursuant to section 7(f), to the Fund under this heading shall be available for Federal shared services used by offices and agencies of the Department, and for any such portion of any office or agency's information technology customer devices and support, printing, records management, space renovation, furniture, or supply services the Secretary has determined shall be provided through the Fund, and the operational expenses of the Fund: Provided, That upon a determination by the Secretary that any other service (or portion thereof) authorized under this heading shall be provided through the Fund, amounts made available in this title for salaries and expenses under the headings "Executive Offices", "Administrative Support Offices", "Program Offices", and "Government National Mortgage Association", for such services shall be transferred to the Fund, to remain available until expended: Provided further, That the Secretary may transfer not to exceed an additional $10,000,000, in aggregate, from all such appropriations, to be merged with the Fund and to remain available until expended for any purpose under this heading.
(Department of Housing and Urban Development Appropriations Act, 2020.)
Program and Financing (in millions of dollars)
|
||||
Identification code 086–4598–0–4–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Obligations by program activity: | ||||
0001 | WCF Program - Direct | 3 | ||
|
|
|
||
0100 | Direct program activities, subtotal | 3 | ||
0805 | WCF Program - Reimb | 37 | 42 | 99 |
|
|
|
||
0900 | Total new obligations, unexpired accounts | 40 | 42 | 99 |
|
||||
Budgetary resources: | ||||
Unobligated balance: | ||||
1000 | Unobligated balance brought forward, Oct 1 | 3 | 3 | 3 |
1021 | Recoveries of prior year unpaid obligations | 1 | ||
|
|
|
||
1050 | Unobligated balance (total) | 4 | 3 | 3 |
Budget authority: | ||||
Spending authority from offsetting collections, discretionary: | ||||
1700 | Collected | 39 | 42 | 99 |
1900 | Budget authority (total) | 39 | 42 | 99 |
1930 | Total budgetary resources available | 43 | 45 | 102 |
Memorandum (non-add) entries: | ||||
1941 | Unexpired unobligated balance, end of year | 3 | 3 | 3 |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 12 | 13 | 13 |
3010 | New obligations, unexpired accounts | 40 | 42 | 99 |
3020 | Outlays (gross) | –38 | –42 | –80 |
3040 | Recoveries of prior year unpaid obligations, unexpired | –1 | ||
|
|
|
||
3050 | Unpaid obligations, end of year | 13 | 13 | 32 |
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 12 | 13 | 13 |
3200 | Obligated balance, end of year | 13 | 13 | 32 |
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
4000 | Budget authority, gross | 39 | 42 | 99 |
Outlays, gross: | ||||
4010 | Outlays from new discretionary authority | 24 | 29 | 67 |
4011 | Outlays from discretionary balances | 14 | 13 | 13 |
|
|
|
||
4020 | Outlays, gross (total) | 38 | 42 | 80 |
Offsets against gross budget authority and outlays: | ||||
Offsetting collections (collected) from: | ||||
4030 | Federal sources | –39 | –42 | –99 |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | –1 | –19 | |
|
The Working Capital Fund (WCF) is used to fund agency-wide goods and services. The WCF is revolving in nature and fully recovers its operational costs. Amounts transferred/reimbursed to the Fund are derived from salaries and expenses accounts. The WCF provides the following shared services: financial management, procurement, travel, relocation, human resources and, proposed for 2021, records management and information technology customer devices and support (previously funded in the Information Technology Fund).
Object Classification (in millions of dollars)
|
||||
Identification code 086–4598–0–4–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
25.3 | Direct obligations: Other goods and services from Federal sources | 3 | ||
|
|
|
||
99.0 | Direct obligations | 3 | ||
Reimbursable obligations: | ||||
11.1 | Personnel compensation: Full-time permanent | 1 | 1 | 2 |
12.1 | Civilian personnel benefits | 1 | ||
25.2 | Other services from non-Federal sources | 1 | 1 | 1 |
25.3 | Other goods and services from Federal sources | 35 | 40 | 95 |
|
|
|
||
99.0 | Reimbursable obligations | 37 | 42 | 99 |
|
|
|
||
99.9 | Total new obligations, unexpired accounts | 40 | 42 | 99 |
|
Employment Summary
|
||||
Identification code 086–4598–0–4–604 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
2001 | Reimbursable civilian full-time equivalent employment | 5 | 6 | 15 |
|
Program and Financing (in millions of dollars)
|
||||
Identification code 086–0402–0–1–451 | 2019 actual | 2020 est. | 2021 est. | |
|
||||
Change in obligated balance: | ||||
Unpaid obligations: | ||||
3000 | Unpaid obligations, brought forward, Oct 1 | 13 | 4 | |
3020 | Outlays (gross) | –7 | –2 | |
3041 | Recoveries of prior year unpaid obligations, expired | –2 | –2 | |
|
|
|
||
3050 | Unpaid obligations, end of year | 4 | ||
Memorandum (non-add) entries: | ||||
3100 | Obligated balance, start of year | 13 | 4 | |
3200 | Obligated balance, end of year | 4 | ||
|
||||
Budget authority and outlays, net: | ||||
Discretionary: | ||||
Outlays, gross: | ||||
4011 | Outlays from discretionary balances | 7 | 2 | |
4180 | Budget authority, net (total) | |||
4190 | Outlays, net (total) | 7 | 2 | |
|
This account reports the remaining balances and outlays for the Transformation Initiative, which received funding from 2010 to 2014 to increase investments in research and evaluation; program demonstrations; technical assistance; and information technology.
(in millions of dollars)
|
||||
2019 actual | 2020 est. | 2021 est. | ||
|
||||
Offsetting receipts from the public: | ||||
086–267810 | Green Retrofit Program for Multifamily Housing, Downward Reestimates of Subsidies | 3 | 6 | |
086–269430 | Emergency Homeowners' Relief Fund, Downward Reestimates | 2 | ||
086–271910 | FHA-General and Special Risk, Negative Subsidies | 504 | 622 | 523 |
086–271930 | FHA-General and Special Risk, Downward Reestimates of Subsidies | 1,676 | 3,719 | |
086–274330 | Indian Housing Loan Guarantees, Downward Reestimates of Subsidies | 90 | 34 | |
086–276230 | Title VI Indian Loan Guarantee Downward Reestimate | 14 | 2 | |
086–277330 | Community Development Loan Guarantees, Downward Reestimates | 5 | 10 | |
086–279930 | Native Hawaiian Housing Loan Guarantees, Downward Reestimates of Subsidies | 1 | ||
086–322000 | All Other General Fund Proprietary Receipts Including Budget Clearing Accounts | 7 | 12 | 12 |
General Fund Offsetting receipts from the public | 2,301 | 4,406 | 535 | |
|
||||
Intragovernmental payments: | ||||
086–388510 | Undistributed Intragovernmental Payments | 5 | 5 | 5 |
|
|
|
||
General Fund Intragovernmental payments | 5 | 5 | 5 | |
|
(including transfer of funds)
'(including cancellations)
SEC. 201. SECTION 8 SAVINGS.—Fifty percent of the amounts of budget authority, or in lieu thereof 50 percent of the cash amounts associated with such budget authority, that are recaptured from projects described in section 1012(a) of the Stewart B. McKinney Homeless Assistance Amendments Act of 1988 (42 U.S.C. 1437f note) shall be cancelled or in the case of cash, shall be remitted to the Treasury, and such amounts of budget authority or cash recaptured and not cancelled or remitted to the Treasury shall be used by State housing finance agencies or local governments or local housing agencies with projects approved by the Secretary of Housing and Urban Development for which settlement occurred after January 1, 1992, in accordance with such section. Notwithstanding the previous sentence, the Secretary may award up to 15 percent of the budget authority or cash recaptured and not cancelled or remitted to the Treasury to provide project owners with incentives to refinance their project at a lower interest rate.SEC. 202. FAIR HOUSING ACT INVESTIGATIONS AND PROSECUTIONS.—None of the amounts made available under this Act may be used during fiscal year 2021 to investigate or prosecute under the Fair Housing Act any otherwise lawful activity engaged in by one or more persons, including the filing or maintaining of a nonfrivolous legal action, that is engaged in solely for the purpose of achieving or preventing action by a Government official or entity, or a court of competent jurisdiction.SEC. 203. COMPETITION IN ACCORDANCE WITH HUD REFORM ACT.—Except as explicitly provided in law, any grant, cooperative agreement or other assistance made pursuant to title II of this Act shall be made on a competitive basis and in accordance with section 102 of the Department of Housing and Urban Development Reform Act of 1989 (42 U.S.C. 3545).SEC. 204. GNMA LEGAL SERVICES.—Funds of the Department of Housing and Urban Development subject to the Government Corporation Control Act or section 402 of the Housing Act of 1950 shall be available, without regard to the limitations on administrative expenses, for legal services on a contract or fee basis, and for utilizing and making payment for services and facilities of the Federal National Mortgage Association, Government National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Financing Bank, Federal Reserve banks or any member thereof, Federal Home Loan banks, and any insured bank within the meaning of the Federal Deposit Insurance Corporation Act, as amended (12 U.S.C. 1811–1).SEC. 205. HUD CORPORATION EXPENDITURES.—Corporations and agencies of the Department of Housing and Urban Development which are subject to the Government Corporation Control Act are hereby authorized to make such expenditures, within the limits of funds and borrowing authority available to each such corporation or agency and in accordance with law, and to make such contracts and commitments without regard to fiscal year limitations as provided by section 104 of such Act as may be necessary in carrying out the programs set forth in the budget for 2021 for such corporation or agency except as hereinafter provided: Provided, That collections of these corporations and agencies may be used for new loan or mortgage purchase commitments only to the extent expressly provided for in this Act (unless such loans are in support of other forms of assistance provided for in this or prior appropriations Acts), except that this proviso shall not apply to the mortgage insurance or guaranty operations of these corporations, or where loans or mortgage purchases are necessary to protect the financial interest of the United States Government.SEC. 206. TRANSFERS OF ASSISTANCE, DEBT, AND USE RESTRICTIONS.(a) Authority.—Notwithstanding any other provision of law, subject to the conditions listed under this section, for fiscal years 2021 and 2022, the Secretary of Housing and Urban Development may authorize the transfer of some or all project-based assistance, debt held or insured by the Secretary and statutorily required low-income and very low-income use restrictions if any, associated with one or more multifamily housing project or projects to another multifamily housing project or projects.
(b) Phased Transfers.—Transfers of project-based assistance under this section may be done in phases to accommodate the financing and other requirements related to rehabilitating or constructing the project or projects to which the assistance is transferred, to ensure that such project or projects meet the standards under subsection (c).
(c) Conditions.—The transfer authorized in subsection (a) is subject to the following conditions:
(1) Number and bedroom size of units.—
(A) For occupied units in the transferring project: The number of low-income and very low-income units and the configuration (i.e., bedroom size) provided by the transferring project shall be no less than when transferred to the receiving project or projects and the net dollar amount of Federal assistance provided to the transferring project shall remain the same in the receiving project or projects.
(B) For unoccupied units in the transferring project: The Secretary may authorize a reduction in the number of dwelling units in the receiving project or projects to allow for a reconfiguration of bedroom sizes to meet current market demands, as determined by the Secretary and provided there is no increase in the project-based assistance budget authority.
(2) The transferring project shall, as determined by the Secretary, be either physically obsolete or economically nonviable, or be reasonably expected to become economically nonviable when complying with state or Federal requirements for community integration and reduced concentration of individuals with disabilities.
(3) The receiving project or projects shall meet or exceed applicable physical standards established by the Secretary.
(4) The owner or mortgagor of the transferring project shall notify and consult with the tenants residing in the transferring project and provide a certification of approval by all appropriate local governmental officials.
(5) The tenants of the transferring project who remain eligible for assistance to be provided by the receiving project or projects shall not be required to vacate their units in the transferring project or projects until new units in the receiving project are available for occupancy.
(6) The Secretary determines that this transfer is in the best interest of the tenants.
(7) If either the transferring project or the receiving project or projects meets the condition specified in subsection (d)(2)(A), any lien on the receiving project resulting from additional financing obtained by the owner shall be subordinate to any FHA-insured mortgage lien transferred to, or placed on, such project by the Secretary, except that the Secretary may waive this requirement upon determination that such a waiver is necessary to facilitate the financing of acquisition, construction, and/or rehabilitation of the receiving project or projects.
(8) If the transferring project meets the requirements of subsection (d)(2), the owner or mortgagor of the receiving project or projects shall execute and record either a continuation of the existing use agreement or a new use agreement for the project where, in either case, any use restrictions in such agreement are of no lesser duration than the existing use restrictions.
(9) The transfer does not increase the cost (as defined in section 502 of the Congressional Budget Act of 1974 (2 U.S.C. 661a)) of any FHA-insured mortgage, except to the extent that appropriations are provided in advance for the amount of any such increased cost.
(d) Definitions.—For purposes of this section-–
(1) the terms "low-income" and "very low-income" shall have the meanings provided by the statute and/or regulations governing the program under which the project is insured or assisted;
(2) the term "multifamily housing project" means housing that meets one of the following conditions-–
(A) housing that is subject to a mortgage insured under the National Housing Act;
(B) housing that has project-based assistance attached to the structure including projects undergoing mark to market debt restructuring under the Multifamily Assisted Housing Reform and Affordability Housing Act;
(C) housing that is assisted under section 202 of the Housing Act of 1959 (12 U.S.C. 1701q);
(D) housing that is assisted under section 202 of the Housing Act of 1959 (12 U.S.C. 1701q), as such section existed before the enactment of the Cranston-Gonzales National Affordable Housing Act;
(E) housing that is assisted under section 811 of the Cranston-Gonzales National Affordable Housing Act (42 U.S.C. 8013); or
(F) housing or vacant land that is subject to a use agreement;
(3) the term "project-based assistance" means-–
(A) assistance provided under section 8(b) of the United States Housing Act of 1937 (42 U.S.C. 1437f(b));
(B) assistance for housing constructed or substantially rehabilitated pursuant to assistance provided under section 8(b)(2) of such Act (as such section existed immediately before October 1, 1983);
(C) rent supplement payments under section 101 of the Housing and Urban Development Act of 1965 (12 U.S.C. 1701s);
(D) interest reduction payments under section 236 and/or additional assistance payments under section 236(f)(2) of the National Housing Act (12 U.S.C. 1715z-1);
(E) assistance payments made under section 202(c)(2) of the Housing Act of 1959 (12 U.S.C. 1701q(c)(2)); and
(F) assistance payments made under section 811(d)(2) of the Cranston-Gonzalez National Affordable Housing Act (42 U.S.C. 8013(d)(2));
(4) the term "receiving project or projects" means the multifamily housing project or projects to which some or all of the project-based assistance, debt, and statutorily required low-income and very low-income use restrictions are to be transferred;
(5) the term "transferring project" means the multifamily housing project which is transferring some or all of the project-based assistance, debt, and the statutorily required low-income and very low-income use restrictions to the receiving project or projects; and
(6) the term "Secretary" means the Secretary of Housing and Urban Development.
(e) Research report.—The Secretary shall conduct an evaluation of the transfer authority under this section, including the effect of such transfers on the operational efficiency, contract rents, physical and financial conditions, and long-term preservation of the affected properties.
SEC. 207. VOUCHER ASSISTANCE FOR STUDENTS AT INSTITUTIONS OF HIGHER EDUCATION.(a) No assistance shall be provided under section 8 of the United States Housing Act of 1937 (42 U.S.C. 1437f) to any individual who-–
(1) is enrolled as a student at an institution of higher education (as defined under section 102 of the Higher Education Act of 1965 (20 U.S.C. 1002));
(2) is under 24 years of age;
(3) is not a veteran;
(4) is unmarried;
(5) does not have a dependent child;
(6) is not a person with disabilities, as such term is defined in section 3(b)(3)(E) of the United States Housing Act of 1937 (42 U.S.C. 1437a(b)(3)(E)) and was not receiving assistance under such section 8 as of November 30, 2005;
(7) is not a youth who left foster care at age 14 or older and is at risk of becoming homeless; and
(8) is not otherwise individually eligible, or has parents who, individually or jointly, are not eligible, to receive assistance under section 8 of the United States Housing Act of 1937 (42 U.S.C. 1437f).
(b) For purposes of determining the eligibility of a person to receive assistance under section 8 of the United States Housing Act of 1937 (42 U.S.C. 1437f), any financial assistance (in excess of amounts received for tuition and any other required fees and charges) that an individual receives under the Higher Education Act of 1965 (20 U.S.C. 1001 et seq.), from private sources, or an institution of higher education (as defined under section 102 of the Higher Education Act of 1965 (20 U.S.C. 1002)), shall be considered income to that individual, except for a person over the age of 23 with dependent children.
SEC. 208. MANAGEMENT AND DISPOSITION OF CERTAIN MULTIFAMILY PROJECTS.—Notwithstanding any other provision of law, in fiscal year 2021, in managing and disposing of any multifamily property that is owned or has a mortgage held by the Secretary of Housing and Urban Development, and during the process of foreclosure on any property with a contract for rental assistance payments under section 8 of the United States Housing Act of 1937 (42 U.S.C. 1437f) or other Federal programs, the Secretary shall maintain any rental assistance payments under section 8 of the United States Housing Act of 1937 and other programs that are attached to any dwelling units in the property. To the extent the Secretary determines, in consultation with the tenants and the local government, that such a multifamily property owned or held by the Secretary is not feasible for continued rental assistance payments under such section 8 or other programs, based on consideration of (1) the costs of rehabilitating and operating the property and all available Federal, State, and local resources, including rent adjustments under section 524 of the Multifamily Assisted Housing Reform and Affordability Act of 1997 ("MAHRAA") (42 U.S.C. 1437f note) and (2) environmental conditions that cannot be remedied in a cost-effective fashion, the Secretary may, in consultation with the tenants of that property, contract for project-based rental assistance payments with an owner or owners of other existing housing properties, or provide other rental assistance. The Secretary shall also take appropriate steps to ensure that project-based contracts remain in effect prior to foreclosure, subject to the exercise of contractual abatement remedies to assist relocation of tenants for imminent major threats to health and safety after written notice to and informed consent of the affected tenants and use of other available remedies, such as partial abatements or receivership. After disposition of any multifamily property described under this section, the contract and allowable rent levels on such properties shall be subject to the requirements under section 524 of MAHRAA.SEC. 209. DESIGNATED ALLOTMENT HOLDERS.—No official or employee of the Department of Housing and Urban Development shall be designated as an allotment holder unless the Office of the Chief Financial Officer has determined that such allotment holder has implemented an adequate system of funds control and has received training in funds control procedures and directives. The Chief Financial Officer shall ensure that there is a trained allotment holder for each HUD appropriation under the accounts "Executive Offices", "Administrative Support Offices", "Program Offices", and "Government National Mortgage Association-Guarantees of Mortgage-Backed Securities Loan Guarantee Program Account" within the Department of Housing and Urban Development.SEC. 210. NOFA PUBLICATION.—The Secretary of the Department of Housing and Urban Development shall, for fiscal year 2021, notify the public through the Federal Register and other means, as determined appropriate, of the issuance of a notice of the availability of assistance or notice of funding availability (NOFA) for any program or discretionary fund administered by the Secretary that is to be competitively awarded. Notwithstanding any other provision of law, for fiscal year 2021, the Secretary may make the NOFA available only on the Internet at the appropriate Government web site or through other electronic media, as determined by the Secretary.SEC. 211. TRANSFER OF FUNDS.—The Secretary is authorized to transfer up to 20 percent or $6,000,000, whichever is less, of funds appropriated for any office under the headings "Administrative Support Offices" or "Program Offices" to any other such office : Provided, That the Secretary shall provide notification to the House and Senate Committees on Appropriations three business days in advance of any such transfers: Provided further, That no appropriation for any such office shall be increased or decreased by more than 20 percent or $6,000,000, whichever is less, unless such Committees are notified in writing 10 business days in advance of any such transfers .SEC. 212. PHYSICAL CONDITIONS REQUIREMENTS.(a) (1) Any entity receiving housing assistance payments shall maintain decent, safe, and sanitary conditions in good repair, as determined by the Secretary of Housing and Urban Development (in this section referred to as the "Secretary"), and comply with any standards under applicable State or local laws, rules, ordinances, or regulations relating to the physical condition of any property covered under a housing assistance payment contract.
(2) The requirements in this section shall apply to insured and noninsured projects with assistance attached to the units under section 8 of the United States Housing Act of 1937 (42 U.S.C. 1437f), but do not apply to such units assisted under section 8(o)(13) (42 U.S.C. 1437f(o)(13)) of such Act or to public housing units assisted with capital or operating funds under section 9 (42 U.S.C. 1437g) of such Act.
(b) The Secretary shall take action under subsection (c) when a multifamily housing project with a section 8 contract or contract for similar project-based assistance-–
(1) receives a Uniform Physical Condition Standards (UPCS) score of 59 or less;
(2) fails to certify in writing to the Secretary within 3 days that all Exigent Health and Safety deficiencies identified by the inspector at the project have been corrected; or
(3) fails to meet UPCS or local code requirements that establish standards for decent, safe, and sanitary housing
.
(c)
(1) If the Secretary decides to take action based on a deficiency listed in subsection (b), the Secretary must provide the owner with a Notice of Default with a specified timetable, determined by the Secretary, for correcting all deficiencies. The Secretary must also provide a copy of the Notice of Default to the local government, any mortgagees, and any contract administrator. If the owner's appeal results in a UPCS score of 60 or above, the Secretary may withdraw the Notice of Default.
(2) At the end of the time period for correcting all deficiencies specified in the Notice of Default, if the owner has failed to fully correct such deficiencies, the Secretary may-–
(A) require immediate replacement of project management with a management agent approved by the Secretary;
(B) impose civil money penalties;
(C) abate or suspend payment on the section 8 contract, including partial abatement or suspension, as determined by the Secretary;
(D) pursue transfer of the project to an owner, approved by the Secretary under established procedures, which will be obligated to promptly make all required repairs and to accept renewal of the assistance contract as long as such renewal is offered;
(E) transfer the existing section 8 contract to another project or projects and owner or owners, as determined by the Secretary under established procedures, which will be obligated to promptly make all required repairs and to accept renewal of the assistance contract as long as such renewal is offered;
(F) pursue exclusionary sanctions, including suspensions or debarments from Federal programs;
(G) seek judicial appointment of a receiver to manage the property and cure all project deficiencies or seek a judicial order of specific performance requiring the owner to cure all project deficiencies;
(H) work with the owner, lender, or other related party to stabilize the property in an attempt to preserve the property through compliance, transfer of ownership, or an infusion of capital provided by a third-party that requires time to effectuate; or
(I) take any other regulatory or contractual remedies available, including abatement, suspension, or termination of the Section 8 contract, as deemed necessary and appropriate by the Secretary.
(d)
(1) Any Notice of Default issued pursuant to subsection (c)(1) shall include a requirement that the owner provide a copy of the Notice of Default to each tenant.
(2) The Secretary shall ensure that the owner or its agents provide tenants an opportunity to comment on the physical condition and management of the property, and any needed repairs. The Secretary may provide the substance of these communications to the project owner to assist in its corrective opportunity.
(3) If the Secretary terminates the Section 8 contract pursuant to subsection (c)(2), the Secretary shall provide tenants with a copy of any notice to the owner to that effect.
(e) The Secretary shall report quarterly on all properties covered by this section that are assessed through the Real Estate Assessment Center and have UPCS physical inspection scores of less than 60 or have received an unsatisfactory management and occupancy review within the past 36 months. The report shall include-–
(1) the enforcement actions being taken to address such conditions, including imposition of civil money penalties and termination of subsidies, and identify properties that have such conditions multiple times; and
(2) actions that the Secretary is taking to protect tenants of such identified properties
.
SEC. 213. PHA EXECUTIVE COMPENSATION.—None of the funds made available by this Act, or any other Act, for purposes authorized under section 8 (only with respect to the tenant-based rental assistance program) and section 9 of the United States Housing Act of 1937 (42 U.S.C. 1437 et seq.), may be used by any public housing agency for any amount of salary, including bonuses, for the chief executive officer of which, or any other official or employee of which, that exceeds the annual rate of basic pay payable for a position at level IV of the Executive Schedule at any time during any public housing agency fiscal year 2021.SEC. 214. PHYSICAL NEEDS ASSESSMENTS.—None of the funds made available by this Act may be used to require or enforce the Physical Needs Assessment (PNA).SEC. 215. EMINENT DOMAIN RESTRICTIONS.—None of the funds made available in this Act shall be used by the Federal Housing Administration, the Government National Mortgage Administration, or the Department of Housing and Urban Development to insure, securitize, or establish a Federal guarantee of any mortgage or mortgage backed security that refinances or otherwise replaces a mortgage that has been subject to eminent domain condemnation or seizure, by a State, municipality, or any other political subdivision of a State.SEC. 216. UNOBLIGATED RESEARCH FUNDS.—Amounts made available under this Act which are either appropriated, allocated, advanced on a reimbursable basis, or transferred to the Office of Policy Development and Research in the Department of Housing and Urban Development and functions thereof, for research, evaluation, or statistical purposes, and which are unexpended at the time of completion of a contract, grant, or cooperative agreement, may be deobligated and shall immediately become available and may be reobligated in that fiscal year or the subsequent fiscal year for the research, evaluation, or statistical purposes for which the amounts are made available to that Office .SEC. 217. PROHIBITION OF AWARDS.— Employees of the Department of Housing and Urban Development subject to administrative discipline (including suspension from work) in this fiscal year shall not receive awards (including performance, special act, or spot) for the remainder of this fiscal year after the effective date of any such administrative discipline unless a final decision is made over-turning such discipline.SEC. 218. PERFORMANCE PARTNERSHIP PILOTS.—Funds made available in this title under the heading "Homeless Assistance Grants" may be used by the Secretary to participate in Performance Partnership Pilots authorized under section 526 of division H of Public Law 113–76, section 524 of division G of Public Law 113–235, section 525 of division H of Public Law 114–113, section 525 of division H of Public Law 115–31, section 525 of division H of Public Law 115–141, section 524 of division B of Public Law 115–245, section 524 of division A of Public Law 116–94, and such authorities as are enacted for Performance Partnership Pilots in an appropriations Act for fiscal year 2021.SEC. 219. MATCHING REQUIREMENTS.—With respect to grant amounts awarded under the heading "Homeless Assistance Grants" for fiscal years 2015 through 2021 for the continuum of care (CoC) program as authorized under subtitle C of title IV of the McKinney-Vento Homeless Assistance Act, costs paid by program income of grant recipients may count toward meeting the recipient's matching requirements, provided the costs are eligible CoC costs that supplement the recipient's CoC program.SEC. 220. CONTINUUM OF CARE TRANSITION GRANTS.(a) From amounts made available under this title under the heading "Homeless Assistance Grants", the Secretary may award 1-year transition grants to recipients of funds for activities under subtitle C of the McKinney-Vento Homeless Assistance Act (42 U.S.C. 11381 et seq.) to transition from one Continuum of Care program component to another.
(b) In order to be eligible to receive a transition grant, the funding recipient must have the consent of the Continuum of Care and meet standards determined by the Secretary.
SEC. 221. HOMELESS ASSISTANCE GRANTS RECAPTURED FUNDS.—Section 231 of the Department of Housing and Urban Development Appropriations Act, 2020 (Public Law 116–94) is amended—(1) in subsection (a), by striking "that were";
(2) in subsection (a)(2), by inserting "and" after the semicolon;
(3) in subsection (a)(3), by—
(A) striking "Not less than 10 percent of the amounts shall be used only for grants" and inserting "For grants"; and
(B) striking "; and" and inserting a period;
(4) by striking subsection (a)(4);
(5) by striking subsections (b) and (c); and
(6) by striking "(a).".
SEC. 222. RAD AMENDMENTS. The language under the heading "Rental Assistance Demonstration" in the Department of Housing and Urban Development Appropriations Act, 2012 (Public Law 112–55), as most recently amended by Public Law 115–141 (42 U.S.C. 1437f note), is further amended—
(1) in the initial undesignated matter, by striking "and 'Public Housing Operating Fund'" and inserting ", 'Public Housing Operating Fund', 'Public Housing Fund', and 'Moving to Work'";
(2) in the second proviso, by striking "until September 30, 2024" and inserting "for fiscal year 2012 and thereafter";
(3) in the third proviso, by inserting ", 'Moving to Work'," after "Tenant-Based Rental Assistance";
(4) by striking the fourth and final provisos (including striking the colon before the final proviso, but not including striking the period at the end);
(5) after the third proviso, by inserting the following new provisos: "Provided further, That at properties with assistance under section 9 of the Act requesting to partially convert such assistance, and where an event under section 18 of the Act occurs that results in the eligibility for tenant protection vouchers under section 8(o) of the Act, the Secretary may convert the tenant protection voucher assistance to assistance under a project-based subsidy contract under section 8 of the Act, which shall be eligible for renewal under section 524 of the Multifamily Assisted Housing Reform and Affordability Act of 1997, so long as the property meets any additional requirements established by the Secretary to facilitate conversion: Provided further, That to facilitate the conversion of assistance under the previous proviso, the Secretary may transfer an amount equal to the total amount that would have been allocated for tenant protection voucher assistance for properties that have requested such conversions from amounts made available for tenant protection voucher assistance under the heading 'Tenant-Based Rental Assistance' to the heading 'Project-Based Rental Assistance':";
(6) in the eleventh proviso, as reordered above, by—
(A) inserting "'Public Housing Fund', 'Moving to Work', 'Self-Sufficiency Programs', 'Family Self-Sufficiency'" following "'Public Housing Operating Fund',"; and
(B) inserting "or the ongoing availability of services for residents" after "effective conversion of assistance under the demonstration";
(7) after the eighteenth proviso, as reordered above, by inserting the following new proviso: "Provided further, That conversions of assistance under the following provisos herein shall be considered as the 'Second Component' and shall be authorized for fiscal year 2012 and thereafter:";
(8) by striking the twentieth proviso, as reordered above, and inserting the following five provisos: "Provided further, That owners of properties assisted under section 101 of the Housing and Urban Development Act of 1965, section 236(f)(2) of the National Housing Act, or section 8(e)(2) of the United States Housing Act of 1937, for which an event after October 1, 2006 has caused or results in the termination of rental assistance or affordability restrictions and the issuance of tenant protection vouchers under section 8(o) of the Act shall be eligible, subject to requirements established by the Secretary, for conversion of assistance available for such vouchers or assistance contracts to assistance under a long term project-based subsidy contract under section 8 of the Act: Provided further, That owners of properties with a project rental assistance contract under section 202(c)(2) of the Housing Act of 1959 shall be eligible, subject to requirements established by the Secretary, including but not limited to the subordination, restructuring, or both, of any capital advance documentation, including any note, mortgage, use agreement or other agreements, evidencing or securing a capital advance previously provided by the Secretary under section 202(c)(1) of the Housing Act of 1959 as necessary to facilitate the conversion of assistance while maintaining the affordability period and the designation of the property as serving elderly persons, and tenant consultation procedures, for conversion of assistance available for such assistance contracts to assistance under a long term project-based subsidy contract under section 8 of the Act: Provided further, That owners of properties with a senior preservation rental assistance contract under section 811 of the American Homeownership and Economic Opportunity Act of 2000 (12 U.S.C. 1701q note), shall be eligible, subject to requirements established by the Secretary as necessary to facilitate the conversion of assistance while maintaining the affordability period and the designation of the property as serving elderly families, and tenant consultation procedures, for conversion of assistance available for such assistance contracts to assistance under a long term project-based subsidy contract under section 8 of the Act: Provided further, That owners of properties with a project rental assistance contract under section 811(d)(2) of the Cranston-Gonzalez National Affordable Housing Act, shall be eligible, subject to requirements established by the Secretary, including but not limited to the subordination, restructuring, or both, of any capital advance documentation, including any note, mortgage, use agreement or other agreements, evidencing or securing a capital advance previously provided by the Secretary under section 811(d)(2) of the Cranston-Gonzalez National Affordable Housing Act as necessary to facilitate the conversion of assistance while maintaining the affordability period and the designation of the property as serving persons with disabilities, and tenant consultation procedures, for conversion of assistance contracts to assistance under a long term project-based subsidy contract under section 8 of the Act: Provided further, That long term project-based subsidy contracts under section 8 of the Act which are established under this Second Component shall have a term of no less than 20 years, with rent adjustments only by an operating cost factor established by the Secretary, which shall be eligible for renewal under section 524 of the Multifamily Assisted Housing Reform and Affordability Act of 1997 (42 U.S.C. 1437f note), or, subject to agreement of the administering public housing agency, to assistance under section 8(o)(13) of the Act, to which the limitation under subsection (B) of section 8(o)(13) of the Act shall not apply and for which the Secretary may waive or alter the provisions of subparagraphs (C) and (D) of section 8(o)(13) of the Act:";
(9) after the twenty-fifth proviso, as reordered above, by inserting the following new proviso: "Provided further, That the Secretary may waive or alter the requirements of section 8(c)(1)(A) of the Act for contracts provided to properties converting assistance from section 202(c)(2) of the Housing Act of 1959 or section 811 of the American Homeownership and Economic Opportunity Act of 2000 as necessary to ensure the ongoing provision and coordination of services or to avoid a reduction in project subsidy:"; and
(10) in the thirty-first proviso, as reordered above, by—
(A) striking "heading 'Housing for the Elderly'" and inserting "headings 'Housing for the Elderly' and 'Housing for Persons with Disabilities'";
(B) striking "or 'Tenant-Based Rental Assistance' to facilitate" and inserting "'Tenant-Based Rental Assistance', or 'Moving to Work' to facilitate"; and
(C) inserting ", section 202 senior preservation rental assistance contract, or section 811 project rental assistance contract" after "section 202 project rental assistance contract".
SEC. 223. RENT ADJUSTMENTS.—For this fiscal year, the Secretary may elect through a Federal Register notice not to provide rent adjustments for properties receiving assistance under section 202 of the Housing Act of 1959 (12 U.S.C. 1701q), section 811 of the Cranston-Gonzalez National Affordable Housing Act (42 U.S.C. 8013), section 101 of the Housing and Urban Development Act of 1965 (12 U.S.C. 1701s), section 236(f)(2) of the National Housing Act (12 U.S.C. 1715z-1(f)(2)), or section 8 of the United States Housing Act of 1937 (42 U.S.C. 1437f) other than the voucher program under section 8(o) and the moderate rehabilitation program under section 8(e)(2) (including the single room occupancy program authorized by title IV of the McKinney-Vento Homeless Assistance Act). SEC. 224. PUBLIC HOUSING FLEXIBILITIES.—For funds made available in this or prior acts under the headings "Public Housing Capital Fund", "Public Housing Operating Fund", and "Public Housing Fund", the Secretary of Housing and Urban Development may waive, or specify alternative requirements for, statutory or regulatory provisions related to public housing agency (PHA) annual plan requirements, energy audits, and community service requirements, upon a finding by the Secretary, consistent with a process and criteria established by notice published in the Federal Register, that any such waivers or alternative requirements are necessary to reduce costs or for the effective delivery and administration of such funds. SEC. 225. TENANT-BASED RENTAL ASSISTANCE FLEXIBILITIES.—For funds made available in this or prior acts under the heading "Tenant-Based Rental Assistance", the Secretary of Housing and Urban Development may waive, or specify alternative requirements for, statutory or regulatory provisions related to PHAs establishing payment standards below the basic range of 90 percent but not less than 80 percent of the Fair Market Rent and for the suspension of certain PHA Section Eight Management Assistance Program (SEMAP) indicators, upon a finding by the Secretary, consistent with a process and criteria established by notice published in the Federal Register, that any such waivers or alternative requirements are necessary to reduce costs or for the effective delivery and administration of such funds. SEC. 226. CAPITAL AND OPERATING FUND FLEXIBILITY.—A public housing agency may use operating reserve funds or any amounts allocated to the agency from funds appropriated under the heading "Public Housing Fund" in fiscal year 2021 or under the heading "Public Housing Operating Fund" in prior fiscal years, except for any set-asides listed under such headings, for any eligible activities under sections 9(d)(1) and 9(e)(1) of the United States Housing Act of 1937 (42 U.S.C. 1437g(d)(1) and (e)(1)). For funds appropriated under the heading "Public Housing Capital Fund" in prior fiscal years, except for any set-asides listed under such headings, a public housing agency may use any amounts allocated to the agency for any eligible activities under sections 9(d)(1) and 9(e)(1) of the United States Housing Act of 1937 (42 U.S.C. 1437g(d)(1) and (e)(1)). SEC. 227. TRANSFER TO INFORMATION TECHNOLOGY FUND.—Of the amounts made available for salaries and expenses under all accounts under this title (except for the Office of Inspector General account), a total of up to $10,000,000 may be transferred to and merged with amounts made available in the "Information Technology Fund" account under this title. SEC. 228. CANCELLATION OF FUNDS.—Of the unobligated balances, including recaptures and carryover, available from amounts appropriated under the heading "Native Hawaiian Housing Loan Guarantee Fund Program Account" for the cost of guaranteed loans, $2,000,000 shall be cancelled: Provided, That this cancellation shall not limit the authority to commit new loan guarantees under loan guarantee limitations provided in prior appropriations Acts. SEC. 229. REPROGRAMMING REQUIREMENTS.—Except as otherwise provided in this Act, none of the funds provided in this title, provided by previous appropriations Acts to the Department of Housing and Urban Development that remain available for obligation or expenditure in fiscal year 2021, or provided from any accounts in the Treasury derived by the collection of fees and available to the Department of Housing and Urban Development, shall be available for obligation or expenditure through a reprogramming of funds that—(1) For Program and Information Technology funds—
(A) initiates or creates a new program, project, or activity;
(B) eliminates a program, project, or activity;
(C) increases funds for any program, project, or activity for which funds have been denied or restricted by the Congress;
(D) proposes to use funds directed for a specific activity by either the House or Senate Committees on Appropriations for a different purpose;
(E) augments existing programs, projects, or activities in excess of $5,000,000 or 10 percent, whichever is less; or
(F) reduces existing programs, projects, or activities by $5,000,000 or 10 percent, whichever is less;
(2) For Salaries and Expenses funds—
(A) assigns personnel or hires to support the creation of a new program, project, or activity not previously included in the President's budget;
(B) increases the personnel or other resources for any program, project, or activity for which funds have been denied or restricted by the Congress;
(C) relocates or closes an office; or
(D) reorganizes an office, which shall include the transfer of any function from one office to another office;
unless the House and Senate Committees on Appropriations are consulted 15 days in advance of such reprogramming and are notified in writing 10 days in advance of such reprogramming.
SEC. 230. SUBMISSION OF REPORTS.—Not later than 60 days after the date of enactment of this Act, the Department of Housing and Urban Development shall submit a report to the Committees on Appropriations of the Senate and of the House of Representatives to establish the baseline for application of reprogramming and transfer authorities for the current fiscal year: Provided, That the report shall include—(1) a table for each appropriation with a separate column to display the prior year enacted level, the President's budget request, adjustments made by Congress, adjustments due to enacted rescissions, if appropriate, and the fiscal year enacted level;
(2) For program funds, a delineation in the table for each appropriation and its respective prior year enacted level by program, project, and activity as detailed in the budget appendix for the respective appropriation; and
(3) For salaries and expenses, an organizational chart for each office that includes detail to the branch level, and clearly identifies those "offices" to which section 229(2) shall be applied.
(Department of Housing and Urban Development Appropriations Act, 2020.)